- Sanofi Group (Morristown, NJ)
- ** Regulatory Compliance and Operations Lead , NA** Location: Morristown, NJ **_About the Job_** Are you passionate about navigating the complex landscape ... regulatory requirements? We have a great opportunity for a Regulatory Compliance and Operations Lead North America. Join our team and play a pivotal… more
- Citigroup (New York, NY)
- **FUNCTION OVERVIEW** : As part of SMBIC Data and Regulatory Operations , the Regulatory Operations Change Team's primary responsibility is to execute ... key functions: + Leads change management program execution for North America Regulatory Operations + Delivers project management, business analysis, and… more
- Amazon (New York, NY)
- Description At Amazon Web Services (AWS), Security is our highest priority. The Regulatory Operations team within AWS Security Assurance is responsible for ... regulatory team that analyzes AWS controls and articulates compliance to regulatory agencies. As part of...of security. . Key job responsibilities - Participating in regulatory relationships, examinations and responsiveness. - Lead … more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team as the Regulatory & Compliance Integration Lead ! In this role you will support our organization's growth and technological advancement. ... understanding of current technology trends and future directions - Familiarity with compliance technology and regulatory requirements - Experience in scaling… more
- JPMorgan Chase (New York, NY)
- …technology risk management, cybersecurity, or a related field, with a focus on regulatory compliance and risk mitigation + Experience working with senior ... Step into the role of Tech Risk Engagement Lead and lead the forefront of...influence and shape our approach to cyber threats and compliance , balancing progressive digital transformation with robust risk management.… more
- Citigroup (New York, NY)
- …and guidance regarding products and services; provide guidance relating to US bank regulatory compliance and institutional and consumer US bank regulatory ... attorney to join its Legal Department as a Senior Lead Counsel 2 in the Bank Regulatory ...operations . + Appropriately identify and assess US bank regulatory risk issues when business decisions are made, demonstrating… more
- System One (Florham Park, NJ)
- …(renewable) Senior Regulatory Operations Associate Contractor The Senior Regulatory Operations Associate Contractor will lead in the preparation ... Senior Regulatory Operations Associate Contractor (Publishing) Must...management and publishing systems to this role. Responsibilities + Lead in the preparation and submittal of regulatory… more
- S&P Global (New York, NY)
- …Team:** This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation ... that span client reference data collection and management, client lifecycle management, regulatory compliance , and document management. + ** Regulatory … more
- Mizuho Corporate Bank (New York, NY)
- …production team, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess strong ... processes for explaining changes in the FR2052a reporting data. Responsibilities + Lead and manage the Liquidity Regulatory Reporting Mizuho Americas LLC… more
- Mizuho Corporate Bank (New York, NY)
- …and findings, and maintain and update the PID Interpretation Documents in compliance with regulatory requirements. The successful candidate will possess strong ... process, as well as developing comprehensive change governance processes. Responsibilities: + Lead and manage the Liquidity Regulatory Reporting Change team,… more
- Amazon (New York, NY)
- …Networking, Infrastructure Operations , Security, etc.) and serve as the principal compliance specialist scoped to that area of the business. Our team solves ... our internal compliance processes to meet the compliance and regulatory expectations in markets and...regulatory requirements, to prepare for and meet/exceed forthcoming regulatory expectations. Lead and manage projects and… more
- Citigroup (New York, NY)
- …advise and assist with integrating emerging communications technologies to meet regulatory compliance and facilitate downstream discovery and investigations. ... lead , and manage the eDiscovery & Records Management Operations ' ("eDRMO") data control framework. The eDRMO team is...such as cyber breaches, and assisting with responding to compliance and regulatory questions related to electronic… more
- Citigroup (New York, NY)
- …proven ability to collaborate with multiple stakeholders across Markets, Independent Risk, Compliance , Finance, Operations & Technology. The candidate must be ... and implementing data and technology solutions to deliver on our regulatory commitments, transforming data, processes, and technology to achieve a generational… more
- Scotiabank (New York, NY)
- …to drive ambition for every future! **Purpose** The Senior Manager, US Finance & Regulatory Reporting will lead and execute Financial and Regulatory ... broker-dealers, and assist in successfully executing banking and broker-dealer-related audits, regulatory matters, and strategic initiatives. + Lead and assist… more
- TD Bank (New York, NY)
- …& Operations Manager leads the development and implementation (or lead support) of enterprise Compliance programs, including frameworks, policies, standards ... Monitoring + Training and Awareness + Issue Management and Reporting The Privacy Compliance Governance & Operations Manager (US) provides advice and objective… more
- SMBC (Jersey City, NJ)
- …an internal control framework designed to mitigate risk, enhance the accuracy of regulatory reporting, and ensure the compliance to applicable US regulatory ... to the Director, Regulatory Reporting Control Governance Lead , of PDAD FAD Controllers, the VP will be...there is a singular view of the state of regulatory reporting operations , single process of escalation… more
- New York State Energy Research and Development Aut (New York, NY)
- …Green Bank ("NYGB") seeks a senior attorney (the "MD-L&R") to join its management team, lead its Legal & Regulatory Affairs ("LRA") team and provide legal advice ... and strategic counsel with respect to NYGB's operations , transactions, regulatory issues, and general corporate...Team + Collaborating with and advising NYGB's Risk & Compliance team on internal operations and procedures… more
- American Express (New York, NY)
- **Description** **You Lead the Way. We've Got Your Back.** With the right backing, people and businesses have the power to progress in incredible ways. When you join ... feels like they belong. Join Team Amex and let's lead the way together. The Global Government Affairs group...General Counsel's Organization seeks a Vice President (VP), US Regulatory Relations - Reporting and Quality Assurance. As the… more
- Mitsubishi Chemical Group (Jersey City, NJ)
- …policies, processes, and SOPs, and approves and ensures implementation. + Works closely with Regulatory Operations to ensure e-CTD compliance . + As required, ... developing, and tracking submission timelines, and supervising preparation of regulatory submissions to ensure compliance with regulations...serves as a global regulatory lead on a specific or assigned clinical program. **Qualifications**… more
- Bank of America (New York, NY)
- …products, services, and processes and coordinating necessary expertise across multiple operations functions and products. **Non-Financial Regulatory Reporting - ... Non-Financial Regulatory Reporting - Governance LATAM / AMRS -...of experience in any of the following areas: Change Management/ Operations / Compliance * Proven ability to manage processes… more