- Cross River Bank (Fort Lee, NJ)
- …business and legal solutions. We are looking for a highly-skilled and experienced bank regulatory compliance attorney to join as Associate General Counsel - ... working together to ensure that Cross River's business and control groups receive the legal advice and support they...Regulatory Compliance, overseeing all Bank regulatory compliance and enforcement matters. Reporting directly to the… more
- The Goldman Sachs Group, Inc (New York, NY)
- …Bengaluru, Hyderabad, Mumbai and other major financial centers around the world. Regulatory Obligations Review Group (RORG)RORG is an independent review group that ... provides continuous monitoring and assurance of the accuracy of the Regulatory Reporting Requirements. Its primary responsibility is to effectively challenge the… more
- Morgan Stanley (New York, NY)
- …Controllers (GCC) is responsible for overseeing the accounting, financial and regulatory reporting for the Firm. GCC prepares external financial reports for ... analyses of future revenues, expenses and earnings.We are currently seeking an Associate on the capital attribution, reporting and analysis team. The candidate will… more
- Royal Bank of Canada (Jersey City, NJ)
- …service, responsibility, diversity, and integrity.Job TitleAssociate Director, Financial Control & FRB/OCC Regulatory ReportingJob DescriptionAssociate Director, ... Financial Control & FRB/OCC Regulatory Reporting, RBC Capital Markets, LLC, Jersey City, NJ:...LLC, Jersey City, NJ: Lead the Federal Reserve Bank Regulatory Reporting & Financial Control function for… more
- Deutsche Bank (New York, NY)
- …Regular Listed: 2023-10-10 Location: New York Position OverviewJob Title Regulatory Management Group (RMG)Corporate Title Associate / Assistant Vice ... Risk Bank Secrecy Act (BSA)/ Anti-Money Laundering (AML)/ Office of Foreign Assets Control (OFAC), and Compliance preferred. Regulatory background is a plus.… more
- JP Morgan Chase & Co. (New York, NY)
- …with Trading to remediate and prevent issues on an ongoing basis. As a Senior Associate in the Valuation Control Group, you will be responsible for all aspects ... of the valuation control framework relating to products such as, but not...in pricing inputs, and valuation model uncertainty. The Senior Associate will also be expected to provide insightful analysis… more
- Bank of America Corporation (New York, NY)
- …in modifying or adding new reports into inventory.Evaluating risks associated to Regulatory Reporting process and following the control framework to assess ... budgeting, personnel processes, audit/compliance, and coordination of certain projects, associate training, service quality, process improvement, business continuity, or… more
- RSM US (New York, NY)
- …no one like you and that's why there's nowhere like RSM.Senior Associate - AML/ Regulatory Compliance (Blockchain/Digital Assets)RSM's AML/ Regulatory ... a strong resource to join our fast-growing Risk Consulting practice at the Senior Associate level. This position will help lead and deliver regulatory compliance… more
- Financial Industry Regulatory Authority (New York, NY)
- …duties depending on the core function to which assigned. Core functions in Regulatory Review and Disclosure (RR&D) include but not limited to disclosure review of ... Disqualification, Expungements, Formal Disciplinary Actions (FINRA, SEC, and other Self- Regulatory Organizations (SRO)) and review of related Court Documents.… more
- Bank of America Corporation (New York, NY)
- …reporting* Conduct or coordinate quality Inspection reviews to ensure associate performance and control effectiveness.Responsibilities:Leads the assessment of ... us!Job Description:This job is responsible for leading and executing on internal control discipline and operational excellence within a Line of Business (LOB) or… more
- Morgan Stanley (New York, NY)
- …monitoring on a real-time basis.* Advising FID desk heads on e-trading control and limit structures.* E-trading regulatory matterRole DescriptionThe ETRM group ... initiatives.* Designing, implementing and monitoring of innovative electronic trading control solutions (eg fat-finger and runaway algo prevention), which includes… more
- The Goldman Sachs Group, Inc (New York, NY)
- Job DescriptionGLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen ... through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance… more
- The Goldman Sachs Group, Inc (Jersey City, NJ)
- Job DescriptionControllers ensure that the firm meets all the financial control and reporting obligations of a global, regulated and public financial institution. In ... the Controllers Department our professionals measure the profitability of, and risks associated with, every aspect of the firm's business. Controllers also ensure that the firm's activities are conducted in compliance with the regulations governing… more
- ICL (New York, NY)
- JOB SUMMARYThe Associate Program Director is responsible for compliance with all federal, state, and accrediting agencies' requirements to ensure the continuum of ... recipients and ensures that program operations meet or exceed agency and regulatory guidelines. Within the Program Director's guidelines ensures adherence to program… more
- The Goldman Sachs Group, Inc (New York, NY)
- Job DescriptionGlobal ComplianceOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the ... through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance… more
- The Goldman Sachs Group, Inc (New York, NY)
- Job DescriptionControllers, Associate , AWM Private Product Controllers, New YorkControllers ensure that the firm meets all the financial control and reporting ... financial markets. This group performs the accounting and financial control functions related to the balance sheet and revenue...from its asset management activities. We are seeking an Associate to join the New York team. The … more
- JP Morgan Chase & Co. (New York, NY)
- …solutions in a complex organization Experience in managing a successful control environment, including audits and external regulatory reviews Analytical ... the ways we do business, and driving toward product excellence.As a Senior Product Associate in the Payments team, you contribute to the team by leveraging your… more
- JP Morgan Chase & Co. (New York, NY)
- …including ETFs. Job SummaryAs a Asset Management - Fund Controller - Associate you will support the Production Administration leadership team in executing management ... and oversight responsibilities for the Funds. You will consider the market, regulatory , and business environment that they operate within the space. As a Fund… more
- JP Morgan Chase & Co. (New York, NY)
- …Trading to remediate and prevent issues on an ongoing basis. Job Summary:As a Senior Associate in the Valuation Control Group, you will be responsible for all ... aspects of the valuation control framework relating to products such as, but not...limitation adjustments Partner with stakeholders on valuation related initiatives, regulatory exams and internal and external audit inquiries Assist… more
- Wonder (New York, NY)
- …are looking for a passionate and experienced FSQA (Food Safety and Quality Assurance) Associate Director to join our team and help us maintain and enhance our food ... safety standards. As our Associate Director of FSQA, you will implement and enforce...of FSQA, you will implement and enforce compliance with regulatory requirements, as well as Wonder's Food Safety at… more
