- MUFG (Jersey City, NJ)
- …internal and or external compliance examinations + Experience evaluating process documentation, risk , and control assessments and designing/executing test ... metrics and decision support + 3-5 years' experience in a data analytics, risk & control or audit function **REQUIRED WORK EXPERIENCE** + Experience with risk… more
- Morgan Stanley (Purchase, NY)
- …diligence, negative news processes, among others, for Morgan Stanley. *Responsibilities:* The Assistant Vice President , Risk and Controls is responsible for ... of applicable MS' policies, standards, and procedures. *The Assistant Vice President , Risk and Controls...* Lead implementation for project deliverables for Financial Crimes Risk and Control assessments (RCSAs)… more
- Citigroup (New York, NY)
- …and stress testing for Operational Risk Capital requirements. + Support with risk and control assessments or coordination for programs within various ... the quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control Policy, Control Standard, Issue Management… more
- JPMorgan Chase (New York, NY)
- …& controls? This might be the right role for you! As a Quantitative Research Business Control Manager - Vice President within the Markets QR team, you will ... control environment continuously to identify gaps and weaknesses through Risk & Control Self- Assessments . + Develop strategies to address identified risks… more
- Morgan Stanley (Purchase, NY)
- …**Wealth Management* **Title:** *KYC Office: WM and US Banks Risk and Control Lead - Vice President * **Location:** *New York-Purchase* **Requisition ... control issues with transparency. *Responsibilities:* The KYC Office Risk and Control Lead is responsible for...of Risks and Controls and oversee ongoing monitoring / assessments of the performance of Controls. > Manage oversight… more
- Morgan Stanley (New York, NY)
- We're seeking someone to join our team as a Vice President //on the// Risk Management Capital Planning audit team to lead assurance activities related to ... of risk management processes. This is a Vice President level position within Business Audit,...Expertise in audit principles, methodology, tools and processes (eg, risk assessments , planning, testing, reporting and continuous… more
- SMBC (Jersey City, NJ)
- …to the Director of FCC Program Management, the FCC Program Management Vice President is supporting establishing and enhancing Financial Crime Compliance ... ("FCC") Risk Assessments , focusing on External Fraud ...across Compliance Departments and business partners throughout SMBC. The Vice President is a liaison between Fraud… more
- Bank of America (New York, NY)
- Vice President ; Business Support Manager, GM Operational Risk & Controls New York, New York **Job Description:** The candidate will join the Single Process ... Global Markets COO to lead / manage core SPI risk and control programs. The candidate must...plans + Serve as point of contact for exams, risk assessments and issues + Communicate updates… more
- MUFG (New York, NY)
- …member of our recruitment team will provide more details. **Job Summary:** We're seeking a Vice President , Credit Risk Audit who will be subject matter ... act as a subject matter expert fostering a collaborative environment + Perform risk assessments of assigned Auditable Entities, supporting the Audit Director to… more
- JPMorgan Chase (New York, NY)
- …challenging the status quo and striving to be best-in-class. As a Vice President covering Asset Management in the Model Risk Governance & Review (MRGR) group ... governance ensuring high standards for effective challenge. + Lead risk assessments and communication of model ...team and stakeholders at all levels of seniority + Risk and control mindset with the ability… more
- JPMorgan Chase (Brooklyn, NY)
- …and work with stakeholders across the Firm to drive a challenging agenda? As a Vice President in our Resolution Stress Testing team, you will play a crucial ... business, Corporate Treasury and second line experts in Market Risk , Valuation Control Group, Liquidity Risk...inclusive team that values innovation and collaboration. As a Vice President in the Resolution Stress Testing… more
- MUFG (New York, NY)
- …execute the full life cycle of an audit, from planning to audit close. + Perform risk assessments and analyze risk trends at a macro level, identifying signs ... evaluate and assess the effectiveness of the Bank's governance, risk management and control processes. This role...May supervise staff during an audit engagement at the VP Level and below. **Major Responsibilities:** + Act as… more
- Citigroup (New York, NY)
- …rates, spread products, and commodities. This role is part of the Markets Risk Assessments & Reporting team working with in-business and enterprise stakeholders ... Implementation of Citi's Risk Appetite framework, including Risk Appetite Statements, Risk Appetite Assessments...Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time… more
- MUFG (Jersey City, NJ)
- …the deviation, and suggesting corrective and preventive remedies. The PECO QA Governance Associate Vice President brings 5 to 8 years of business, technology, or ... templates and offer feedback/findings through QA's review/verification process. Provide assessments and act as a signatory on assigned ITPD...analysis techniques + Support the QA Lead for Project Risk and Control Assurance in defining and… more
- Morgan Stanley (Purchase, NY)
- …**Wealth Management* **Title:** *Financial Crimes Governance Support Analyst, Assistant Vice President * **Location:** *New York-Purchase* **Requisition ID:** ... provide reporting on issues and action plans to relevant risk and control committees * Assess and...are tagged to the right taxonomy, risks and controls assessments as per Firm's operational risk framework.… more
- Bank of America (New York, NY)
- Vice President ; Global Financial Crimes Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... risk management activities and/or oversee execution of monitoring, testing, and risk assessments , communicate results. + Create and develop custom SharePoint… more
- TD Bank (New York, NY)
- …**Education:** + University degree or equivalent + CFA or FRM designation an asset The Vice President , Change Delivery - TDS is aligned with the TDS Delivery ... approach and execution. The team partners closely with senior leaders across TDS, Risk , Legal, HR, Compliance and will work in close alignment with our TDGUS… more
- SMBC (Jersey City, NJ)
- … Office (BCO) has the responsibility to ensure the implementation of consistent risk control frameworks and establishment of efficient risk controls ... process maps and overall assistance with the design and execution of control effectiveness assessments . **Responsibilities** + Review and evaluate internal key… more
- TD Bank (New York, NY)
- …Firm policies to trading and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First Line surveillance and business ... findings and open gaps. + Contribute metrics to Conduct Risk Committees and Vice Chair supervision meetings,...is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance,… more