- Mastercard (Harrison, NY)
- …innovation and delivers better business results. **Title and Summary** Senior Specialist , Governance and Securities Overview: The Corporate Law Team ... the company and the Board of Directors on corporate governance and securities matters (including advising on...Assisting with senior attorneys and paralegals with governance and securities matters as needed *… more
- Morgan Stanley (Purchase, NY)
- …that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset Management. Morgan Stanley provides ... due diligence, and negative news processes for Morgan Stanley. The Financial Crimes Governance and Program Management function is a component of the broader WM and… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Morgan Stanley (Purchase, NY)
- …that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset Management. Morgan Stanley provides ... news processes for Morgan Stanley. *Primary Responsibilities:* The Financial Crimes Governance Support AVP will be responsible for managing the firm's issues… more
- Morgan Stanley (Purchase, NY)
- …that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset Management. Morgan Stanley provides ... Skills Desired:* * Graduate degree is a plus * Certified Anti-Money Laundering Specialist (CAMS) designation is a plus * Proficiency with MS Office applications… more
- Citigroup (New York, NY)
- The Credit Sector Specialist is a Vice President level position responsible for overseeing client analysis and reporting, in coordination with the Leveraged Trading ... + Define metrics with partners to be distributed to senior management and other stakeholders + Develop the risk...have an appropriate level of focus + Leading strong governance and controls: + Work in close partnership with… more
- Wells Fargo (New York, NY)
- …in-depth business knowledge of derivative products and markets. **About this role:** The Senior Lead Securities Quantitative Analytics Specialist is an ... for less experienced staff **Required Qualifications:** + 7+ years of Securities Quantitative Analytics experience, or equivalent demonstrated through one or a… more
- SMBC (Jersey City, NJ)
- …employees. **Role Description** The department is seeking for a financial data experienced specialist who mainly focuses on for data governance and control over ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Morgan Stanley (Purchase, NY)
- …that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset Management. Morgan Stanley provides ... responses across the KYC Office during regulatory exams and/or audits, supporting governance forums required for execution monitoring and oversight. This role will… more
- Morgan Stanley (Purchase, NY)
- …that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset Management. Morgan Stanley provides ... Office teams in partnership with the Financial Crimes Risk Governance and PMO team. > Support governance ...teams and/or departments. > Ability to direct and drive senior stakeholders towards a common goal with high emotional… more