- Citigroup (New York, NY)
- …relevant changes to swaps rules/regulations and other industry news including regulatory findings. + Advising ICRM and Swap Dealer management and personnel ... and SEC Swap Dealer regulations; supporting swap dealer program governance (eg, Swap Dealer...Analysing and scoping the impact of new and complex Swaps regulatory developments across senior function/business/product, including… more
- ManpowerGroup (Jersey City, NJ)
- …the Swap Dealer Compliance Program + Advise the business on regulatory requirements, developments and expectations across the swap dealer regimes including ... experience in and knowledge of CFTC, SEC, NFA swap dealer regulations + Product knowledge and regulatory ...regulatory experience within the OTC derivatives and securities-based swaps businesses a plus + Assist with the monitoring,… more
- SMBC (New York, NY)
- …in supporting internal stakeholders regarding a broad range of compliance and regulatory issues and works hand-in-hand with business partners to advise on compliance ... Compliance for questions regarding swap transaction reporting, participating in related governance forums and industry groups, and partnering with the Legal… more
- SMBC (New York, NY)
- …with offices in London and Hong Kong. SMBC CM is an established derivatives dealer with a broad product portfolio, with specific emphasis on interest rates and ... foreign exchange products such as interest & FX swaps , FRAs, options, exotic products, commodity derivatives as well...will report into the Team Lead of the Risk Governance team. Coverage area for the role will be… more