- Morgan Stanley (Purchase, NY)
- Morgan Stanley Wealth Management is seeking a dynamic and organized Vice President to join our Regulatory Change Management Program (RCMP) team. The ... (M/F/Disability/Vet **Job:** **Wealth Management * **Title:** * Vice President , Wealth Management - Regulatory Change Management Program PMO… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** The TD Securities US Regulatory Management & Remediation team is responsible for the planning, ... execution and delivery of key regulatory initiatives for our US Wholesale business, building foundational...equivalent + CFA or FRM designation an asset The Vice President , Change Delivery - TDS is… more
- TD Bank (New York, NY)
- …updates and contribute to internal reporting and tracking related to examinations and regulatory findings. + Execute issues management process for tracking ... detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Project management skills...evaluate complex regulatory business issues. + Project management skills and ability to manage multiple work streams… more
- TD Bank (New York, NY)
- …you more specific details for this role **Job Description:** **Job Overview:** Regulatory and Supervisory Management proactively supports TD Securities' Global ... exceptions in accordance with TD Securities policies and procedures. Regulatory and Supervisory Management (RSM) drives a...gaps. + Contribute metrics to Conduct Risk Committees and Vice Chair supervision meetings, as well as Co-Head directs… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Background** This position reports into the Vice - President of Change Management Department and will work with ... finance, or a related field + Experience in Banking, Regulatory Reporting and Risk Management projects + Excellent verbal and written communication skills +… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Vice President within the Commercial & Investment Bank, Treasury & Chief Investment ... Engagement team is a centralized resource within Risk Management and Compliance that manages regulatory exams...within Risk Management and Compliance that manages regulatory exams and ongoing monitoring activities. Working directly with… more
- JPMorgan Chase (Brooklyn, NY)
- …Partners and various Policy groups. **Job Summary** As an External Reporting Controller, Vice President within the Consolidated Regulatory Reporting team, ... The Firmwide Regulatory Reporting & Analysis (FRRA) team resides within...facts, logic and context with applicable teams (LOB, Capital Management , ACC, FERC etc.) + Prepare internal and regulator… more
- MUFG (New York, NY)
- …and work remotely one day. A member of our recruitment team will provide more details. Regulatory Counsel, Vice President At MUFG, we share a vision for our ... regulations. This role requires excellent analytical skills, an understanding of regulatory frameworks, and the ability to navigate complex legal environments. This… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in-class. As a Government Investigations & Regulatory Enforcement Attorney - Vice President , Assistant General Counsel ... in our Government Investigations & Regulatory Enforcement team, you will represent JPMorgan Chase &...for review and production, together with our legal discovery management team + Advise JPMorgan regarding legal issues relating… more
- SMBC (Jersey City, NJ)
- …and monitoring and evaluating work. This position works closely with Director of Regulatory Reporting Change Management Department to ensure proper review of all ... to its employees. **Overview** The firm is going through a multi-year Regulatory Reporting Transformation program and this position reports into the Director of… more
- Citigroup (New York, NY)
- …role is expected to perform the following key functions: + Leads change management program execution for North America Regulatory Operations + Delivers project ... Projects and related key initiatives. **KEY RESPONSIBILITIES** : + Direct management of multiple regulatory reporting projects + Champion upcoming regulations… more
- Rising Ground (New York, NY)
- …payroll, benefits, compensation, and regulatory compliance. Reporting to the Senior Vice President of Human Resources, this position ensures that the ... Rising Ground is headquartered in New York City. About the Role The Assistant Vice President of Human Resources provides support, guidance and leadership for all… more
- MTA (New York, NY)
- Assistant Vice President Contracting Services Job ID: 9226 Business Unit: MTA Construction & Development Location: New York, NY, United States Regular/Temporary: ... 30 days after their effective date of hire. JOB TITLE: Assistant Vice President , Contracting Services AGENCY: Construction & Development DEPT/DIV:… more
- Morgan Stanley (New York, NY)
- Vice President - Enterprise Risk Management Policy & Strategy Firm Risk Management Firm Risk Management (FRM) supports Morgan Stanley to achieve its ... Enterprise Risk Management (ERM) Team. The ERM Vice President role is focused on enhancing...is responsible for managing the Banks' Risk Governance Framework, regulatory management and oversight, as well as… more
- SMBC (Jersey City, NJ)
- …to its employees. **Role Description** The Regulatory Officer works with the Regulatory Change Management Team as a Subject Matter Expert to assist with ... Officer role works with departments across SMBC Americas Division to coordinate Regulatory Change Management Group matters. As a member of the Regulatory … more
- Citigroup (Queens, NY)
- … reporting along with financial analysis in order to communicate results to Senior Management and US Regulatory Agencies. + Keep abreast of industry, ... clearly, concisely and accurately using written and verbal communications with Senior Management , Regulatory Agencies and Internal/External Auditors as well as… more
- Citigroup (Queens, NY)
- …and investment banking, securities brokerage, trade and securities services and wealth management . Join Citi's Regulatory Capital Policy Group ("RCPG") within ... Second Line of Defense review and challenge function in Independent Risk Management . + Provides comprehensive, accurate and transparent regulatory capital… more
- SMBC (Jersey City, NJ)
- …regulatory policy industry forums, discussing capital, liquidity and other regulatory topics. **Responsibility: Change Management ** + Support advocacy efforts ... competitive portfolio of benefits to its employees. **Role Description** Support regulatory reporting stakeholders by providing regulatory reporting advice,… more
- SMBC (Jersey City, NJ)
- …a self-motivated and diligent professional for a full-time position in the Regulatory Reporting Analysis Department. The individual will be partnering with ... Regulatory Reporting Analysis team members and business stakeholders to...7 - 10 years knowledge and experience in change management / in a business analysis role + Minimum… more
- SMBC (Jersey City, NJ)
- …internal control activities linked to training like MI and statistics, management reports, external regulatory examination, internal audit, resource planning ... of benefits to its employees. **Role Description** Responsible for effective Regulatory reporting training operations for the US Branch, including training on… more