- JPMorgan Chase (Jersey City, NJ)
- …of JP Morgan's Payments Controls team as a Vice President in the Global Regulatory Developments and Engagement (GRDE) function. In this role, you'll play ... initiatives to completion. As a Vice President within our Global Regulatory Developments and Engagement team, you will focus on monitoring, identifying,… more
- Citigroup (New York, NY)
- …through these points of regulatory contact. **Team Overview:** The Risk Regulatory Engagement team ensures the Independent Risk organization maintains a ... and clear communications to regulators. **Key Responsibilities:** + Support the Risk Regulatory Engagement Leads in the coordination of complex regulatory… more
- Citigroup (New York, NY)
- …to develop are widely available to all. **Team Overview:** The Risk Regulatory Engagement team ensures the Independent Risk organization maintains a ... these points of regulatory contact. **Key Responsibilities:** + Support the Risk Regulatory Engagement Leads in the coordination of complex regulatory … more
- HSBC (New York, NY)
- …our people, our investors, our communities and the planet we all share. Global Regulatory Policy & Advisory ('GRPA') is responsible for establishing HSBC's ... of new regulatory requirements + Drive HSBC's response to future regulatory developments and influence the external development of regulatory … more
- Citigroup (New York, NY)
- …team that supports Citi business lines, legal entity management teams, Compliance, and Regulatory Engagement teams. The group provides technical legal advice on ... and business change projects; + providing regular and succinct updates on regulatory developments and business change projects to Citi Legal and key internal… more
- Actalent (Hackensack, NJ)
- Job Title: Regulatory SpecialistJob Description The Regulatory Specialist is responsible for promoting compliance with Federal Regulations, Good Clinical ... Practice (GCP), and Institutional policies. The Regulatory Specialist will serve as a liaison to investigators, collaborating divisions, departments, institutions,… more
- TD Bank (New York, NY)
- …required + Executes on TDS Compliance Initiatives in accordance with the TD Global Compliance Department Mandate and the Regulatory Compliance Management Program ... engagement plans, programs and projects to support TDS regulatory Compliance objectives + Works closely with the ...the impact and advising management of current and emerging regulatory and compliance issues, industry or market developments… more
- S&P Global (New York, NY)
- …and key finance advisors. + Monitoring and assessing the impact of legal and regulatory developments and enforcement trends at a state and federal level. + ... (This section is only applicable to US candidates) S&P Global states that the anticipated base salary range for...will actively seek input from diverse sources to ensure engagement and sustainability in their initiatives. + Candidate must… more
- HSBC (New York, NY)
- …at least one Treasury discipline would be advantageous + Advanced understanding of regulatory developments and supervisory practices, and how these shape bank ... approaches - with industry standard qualifications (preferred) + Strong knowledge of global and regional/country regulatory landscape and ability to assess the… more
- BlackRock (New York, NY)
- …be stored and shared with select audiences across BlackRock. + Monitoring legal, regulatory or other market developments to improve the relevance of BlackRock's ... BlackRock Investment Stewardship (BIS) team leads more than 3,500 engagement meetings with 2,500 portfolio companies annually. + For...New York office. + BIS is proud of our global reach and local presence. **About the position:** The… more
- Citigroup (New York, NY)
- …on FX Platforms industry best practices, emerging risks, proposed rules, regulations, regulatory guidance, regulatory developments (such as enforcement ... Foreign Exchange, this role will provide leadership and cohesiveness to Citi FX Legal's global management of legal and regulatory risks relating to FX Platforms.… more
- TD Bank (New York, NY)
- …based on the established audit plans in alignment with applicable policies and regulatory guidelines in a timely fashion. + Lead the planning process for assigned ... Manage and/or execute follow-up of findings arising from internal audits and regulatory reviews as per applicable standards. + Stay knowledgeable about emerging… more
- Mastercard (Harrison, NY)
- …and regulations * Provide training to internal teams on data privacy, data protection, global privacy and regulatory developments , and how to implement ... has established a world-class privacy program and is currently adding talent to its global team * The Counsel, Privacy and Data Protection will provide key product… more
- Morgan Stanley (New York, NY)
- …Management, Legal, Compliance and other Control Functions on conflicts-related policies/processes, regulatory developments , and Firm or industry initiatives * ... * Global Conflicts Office - Americas Conflicts Manager* The...Firm's broader business practices. The group's role involves frequent engagement with senior members of Business Units across the… more
- City of New York (New York, NY)
- …build the evidence base for advancing policy goals. - Track relevant legislative and regulatory developments at the local, state, and federal levels and update ... policy portfolio accordingly. - Prepare quick analyses of legislative and regulatory proposals for bureau and agency leadership. - Build relationships with… more
- SMBC (New York, NY)
- …with regulatory expectations related to compliance culture and industry developments , to inform and continuously improve the Culture of Compliance program. + ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...+ Implement communication and awareness campaigns to enhance employee engagement around culture initiatives. + Design training programs to… more
- HSBC (New York, NY)
- …other senior management in the business, including keeping abreast of key business, regulatory and industry developments and any changes to procedures and ... standards, processes and procedures (and training thereof) for the Global RC Monitoring and Testing function and overseeing the...complete M&T work, in order to meet internal and regulatory expectations + Work closely with dedicated automation and… more
- ManpowerGroup (Jersey City, NJ)
- …and assisting in the remediation of noncompliance matters. This position will require engagement with the business, including Global Banking and Markets, Private ... in running the Swap Dealer Compliance Program + Advise the business on regulatory requirements, developments and expectations across the swap dealer regimes… more
- TD Bank (New York, NY)
- …email, online banking, & TD Bank's Mobile App - to drive customer engagement . The Customer Marketing portfolio drives engagement through onboarding, retention, ... corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving… more
- US Bank (New York, NY)
- …and related agreements in real-time - Stay abreast of relevant market, legal and regulatory developments - Become familiar with evolving US Bank policies and ... Bank provisionally-registered swap dealer. This attorney will provide transactional and regulatory legal advice to the Derivative Products Group (includes Commodity… more