- MUFG (New York, NY)
- …Additional Job Description **Job Summary:** We're searching for a Credit Examiner to provide a comprehensive assessment of enterprise-wide risk management practices. ... adverse trends of leading and lagging performance indicators. + Serve as Examiner -In-Charge (EIC) for complex portfolios or processes. As EIC, effectively plan… more
- American Express (New York, NY)
- …exam results and timely closure of findings, educate GCS partners with examiner and regulator mindset, and streamline and enhance the efficiency and effectiveness ... + In an Audit Function + In a Regulatory Examiner Function + Experience in financial services industry ORMCM...Bonus incentives + 6% Company Match on retirement savings plan + Free financial coaching and financial well-being support… more
- Wells Fargo (New York, NY)
- …Audit Team is seeking an experienced manager to fill a Quantitative Analytics Senior Manager role. This individual will provide leadership in the audit coverage of ... and second lines of defense functions. The Quantitative Analytics Senior Manager will report to the Model Risk Audit...staff responsible for a defined segment of the Audit Plan . Will have on average, a team of 7-10… more
- Capital One (New York, NY)
- Anti-Money Laundering (AML) Senior Supervisor, Special Investigations Unit (SIU) **The Anti-Money Laundering (AML) Senior Investigator III within the Special ... certification, or Certified Protection Professional (CPP) certification, or Certified Fraud Examiner (CFE) certification** **At this time, Capital One will not… more
- Grant Thornton (New York, NY)
- As a Regulatory Compliance Risk Senior Associate (Banking/Financial Services), you will get the opportunity to grow and contribute to our banking clients' business ... compliance issues, CRCM certification preferred and/or former commissioned bank examiner with the FDIC, FRB, OCC, or CFPB preferred...be eligible to participate in the firm's 401(k) savings plan and employee retirement plan in accordance… more
- SMBC (Jersey City, NJ)
- …execution of all monitoring and testing deliverables. + Serve as the examiner -in-charge responsible for all facets of compliance monitoring and testing engagements ... Manage ongoing development and refinement of monitoring and testing scripts. + Plan engagements and prepare information requests and announcement memos to start… more