- USAA (Tampa, FL)
- …TILA/REG Z, SCRA, FCRA, MLA **What sets you apart:** + Direct experience with Financial Crimes Issues Management processes and systems + Previous ... At USAA, we have an important mission: facilitating the financial security of millions of US military members and...+ Responsible for long term initiatives, ad hoc requests, issues , and on-going Risk management responsibilities + Coordinates with… more
- MUFG (Tampa, FL)
- …provide more details. Job Summary: The Senior Auditor I role within Internal Audit Financial Crimes & Compliance Issues Management team is responsible for ... leading the monitoring of MUFG Americas Financial Crimes and Compliance-related audit ...internal and external professional practice expectations. + Effectively manage executive relationships (internally and externally), clients and peers to… more
- Morgan Stanley (Tampa, FL)
- …- a place for people to learn, achieve, and grow. The WM and US Banks Financial Crimes Risk Team is embedded within the Firm's business line. It is responsible ... assessing, and escalating potential money laundering and reputational risk issues associated with higher risk client types. The WM...higher risk client types. The WM and US Banks Financial Crimes Risk Team is considered the… more
- Morgan Stanley (Tampa, FL)
- …execution teams on production related issues . *Knowledge* * Understanding of financial crimes requirements and framework AML / KYC. * Understanding of ... oversight, design, implementation, and maintenance of allfirst line of defense financial crimes activities including defining risk mitigant strategies, adherence… more
- Citigroup (Tampa, FL)
- …of key controls designed to address compliance risk; reporting and escalating control issues and any violations of laws or breaches of policy; and validating ... adequacy of remediation taken to address reported issues . Key Activities include: + Developing, implementing, and executing compliance testing, continuous assurance,… more
- MUFG (Tampa, FL)
- …the GFC IT Audit Director/Manager and is responsible for executing assigned Global Financial Crimes IT audits and independent validation of business activities ... audit experience, previously leading or executing IT audit engagements supporting Financial Crimes (BSA/AML/OFAC) compliance audits Working Knowledge of key… more
- USAA (Tampa, FL)
- …of risk and compliance management programs, risk analytics and operations in the Financial Crimes Organization. You will partner and collaborate with Compliance ... Experience working with highly complex regulatory matters. + Experience with PRCI/RCSA for Financial Crimes . + Knowledge of federal laws, state laws, rules,… more
- Citigroup (Tampa, FL)
- …The Compliance Testing Sr. Analyst performs risk-based monitoring and testing of Citi's Financial Crimes (Anti Money Laundering (AML), Sanctions and Anti Bribery ... + A comprehensive understanding of the regulatory and compliance environment surrounding Financial Crimes including AML, Sanctions and Anti Bribery & Corruption.… more
- Citigroup (Tampa, FL)
- …reporting control issues with transparency. **Qualifications:** + Knowledge of Financial Crimes Compliance laws, rules, regulations, risks and typologies. + ... independent testing activities to address compliance risk; reporting and escalating control issues and any violations of laws or breaches of policy; and validating… more