- Citigroup (New York, NY)
- …Regulatory Reporting and Client Tax Operations team within the Wealth division. The Head of NAM Regulatory Reporting and Client Tax Operations will be ... responsible for overseeing the end-to-end regulatory reporting and tax compliance processes, ensuring...and Client Tax Operations, ensuring alignment with the global compliance and risk management framework. Lead initiatives … more
- Guardian Life (New York, NY)
- …compliance (EEO, FMLA, FLSA, ADA, OSHA, etc.) and HR and Payroll (HR) regulatory matters. + Lead initiatives to educate employees, managers, and executives on ... external regulatory inquiries, audits, and investigations relating to HR compliance . + Lead investigations into potential HR compliance violations, providing… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Head of Compliance Culture will oversee and lead the firm's Culture of ... to drive alignment and ensure informed decision-making. + Stay current with regulatory expectations related to compliance culture and industry developments, to… more
- Citigroup (New York, NY)
- The Global Head of Wholesale Credit Risk Reporting will oversee the production of key management and regulatory reports for Wholesale Credit Globally. This role ... reports to the Head of Data Analytics Reporting and Tech (DART) and...critical impact or influence on key reporting and data initiatives in the Risk organization. **Key Responsibilities** . Lead… more
- Bristol Myers Squibb (Madison, NJ)
- …labels for marketed products). Compliance : Ensures MRSPs meet/exceed expectations for compliance , quality, regulatory and safety initiatives . Leads all ... the TA in order to protect patients, BMS products, and BMS regulatory compliance . **Position Responsibilities** Strategic: Drives continuous improvement and… more
- Equitable (New York, NY)
- Head of Internal Audit ( 25000014 ) **Primary Location** : UNITED STATES-NY-New York **Other Locations** : UNITED STATES-NC-Charlotte **Organization** : Equitable ... an organization that will help unlock your potential? The Head of Internal Audit will report to the Audit...the organization's audit program, ensuring that the organization's governance, compliance and operations and internal controls are in place… more
- Citigroup (New York, NY)
- + The Data Governance Head for Risk is a senior level role responsible for leading all aspects of Risk's adoption of and compliance to the Citi Data Governance ... Policy. The role reports to the head of Risk Data & Technology which resides within...Data Quality Management and Data Adjustment Reduction, Data Governance, Regulatory and Internal Audit engagement and Risk report validation.… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- …review, emerging data collection technologies, etc.) + Prepare for and facilitate regulatory audits and inspections, ensuring readiness and compliance . _Data ... The Head of Clinical Data Management (CDM) is fully...Matter Expert and data-specific liaison for Process, Training and Compliance and other internal initiatives /projects + Design… more
- S&P Global (New York, NY)
- …with infrastructure teams to manage AWS environments effectively. + Lead technology audit compliance efforts in line with regulatory requirements. + Stay current ... **About the Role:** **Grade Level (for internal use):** 14 ** Head of Software Engineering: Data Platforms** The Head of Software Engineering: Data Platforms is… more
- Citigroup (New York, NY)
- …issues and operational risk events. This position will report directly to the Head of Services Controls and Regulatory Management. **Key Responsibilities** + ... The Services In-Business Operational Risk and Resiliency Head is a first line of defence specialist...of global policies and impact of local legal and regulatory requirements. + Maintain oversight over emerging and existing… more
- Teva Pharmaceuticals (Parsippany, NJ)
- …the design, execution, and interpretation of early-phase clinical studies, ensuring compliance with ethical, regulatory , and scientific standards. + Innovate ... Translational and Precision Medicine Disease Area Head - Immuno-oncology Date: Dec 26, 2024 Location: Parsippany, United States, New Jersey, 07054 Company: Teva… more
- Scotiabank (New York, NY)
- …Derivatives businesses in the United States; ensuring business strategies, plans and initiatives are supported in compliance with governing regulations, internal ... Director, Head of Structuring, US Corporate Equity Derivatives **Requisition...the organization; + Ensure all activities conducted are in compliance with governing regulations, internal policies and procedures; +… more
- HSBC (New York, NY)
- …our investors, our communities and the planet we all share. As the Head of Identity Directory Services and Enterprise Platforms for Identity and Access Management, ... (IAM) strategies, solutions, and services across all enterprise platforms As our Head of Identity Directory Services and Enterprise Platforms you will: + Lead… more
- S&P Global (New York, NY)
- …as revenue retention rates, market share and client satisfaction scores. + Ensure compliance with regulatory and corporate governance requirements in all sales ... team is sales focused, energetic, and intellectually curious. **The Role:** The Head of Financial Services and Sponsors is a pivotal leadership position responsible… more
- JPMorgan Chase (Jersey City, NJ)
- …communication efforts across Health and Insurance programs) + Monitor legislative and regulatory changes to ensure compliance with new and existing requirements ... to the best possible care and resources. As the Head of US Healthcare and Insurance Program within our...the planning and execution of the firm's overall wellness initiatives . Your duties will also encompass managing, assessing, and… more
- Raymond James Financial, Inc. (New York, NY)
- …risk inventory. . Prepares appropriate RJF Risk Committee, Executive Committee, and regulatory reports. . Works across all levels of the organization (1st, 2nd, ... current and future practices, standards, and procedures. . Writing and ensuring compliance with firm policies for risk identification through periodic training of… more
- BlackRock (New York, NY)
- …team is responsible for leading Global Trading's strategic response to commercial, regulatory and technology driven changes in capital markets. The team engages ... provide thought leadership, shape market structure, and represent BlackRock's views on regulatory issues which affect trading. The team's remit also spans the… more
- S&P Global (New York, NY)
- …This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation and ... that span client reference data collection and management, client lifecycle management, regulatory compliance , and document management. + ** Regulatory … more
- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Regulatory Compliance Analyst will support Wellington Management's compliance ... responsibility of this role will be assessing the firm's compliance infrastructure against these growth initiatives and...and Risk Group and will report to the Chief Compliance Officer, Americas/Global Head of Funds … more
- Scotiabank (New York, NY)
- …broker-dealers, and assist in successfully executing banking and broker-dealer-related audits, regulatory matters, and strategic initiatives . + Lead and assist ... mix of securities, loans, and derivatives. + A thorough understanding of financial/ regulatory and compliance policies and procedures + Possess an adequate… more