- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- City of New York (New York, NY)
- …for tenants and building owners. Job Description: Reporting to the First Deputy Commissioner, the Chief Compliance Officer (CCO) will lead the Office of ... agency, helping program areas manage compliance autonomously. The Chief Compliance Officer 's responsibilities will include: - Supervise, track, monitor,… more
- Project Renewal, Inc. (New York, NY)
- …New York, United States of America Req #1327 Monday, December 23, 2024 Title: Chief Compliance Officer Location:New York City Metro Area Salary:$160,000 ... Chief Compliance & Privacy Officer Executive- Varick Street Headquarters, 200 Varick St, New York,… more
- YAI (Manhattan, NY)
- …and engages with other members of the senior leadership team including the Chief Program Officer , Chief Compliance Officer , and Chief Human ... strategy, program, and service delivery needs. + Report to YAI's Ch ief Executive Officer and Boards for YAI and it affiliates on YAI's financial position and… more
- Arena Investors LP (New York, NY)
- …function overseeing Arena's principal lines of business. The CRO will partner with our Chief Compliance Officer (CCO) and our operating Business Leaders to ... areas where conventional sources of capital are scarce. We are seeking a Chief Risk Officer (CRO) to join Arena. The newly created role will create a… more
- City of New York (New York, NY)
- …standards, and education programs for tenants and building owners. Your Team: Reporting to the Chief Compliance Officer , the Lead Compliance Officer , ... state, and city), regulatory requirements, policies, and procedures. The Lead Compliance Officer may have the opportunity to help strengthen the office and… more
- Bloomberg (New York, NY)
- …for escalation and highlight areas of focus for our stakeholders (including our Chief Compliance Officer and Executive Management). The successful candidate ... Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal & Compliance Bloomberg's Legal & Compliance Department… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various ... Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various ... Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large… more
- Siebert Williams Shank (New York, NY)
- …curious and experienced compliance professional to the team led by the Chief Compliance Officer . The selected candidates will be responsible for ... supporting the firm's overall compliance program including developing policies and procedures, communicating all...risk management, provide advice on and oversight of SWS's compliance with US securities laws and regulations through critical… more
- Touro University (Valhalla, NY)
- …12th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... of Touro University, is conducting a search for Division Chief and Program Director of the Division of Physical...based in Westchester County, New York. The new Division Chief and Program Director will be hired at the… more
- Touro University (Valhalla, NY)
- …12th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... lab in the Department of Pathology, Microbiology, and Immunology is recruiting a Chief Research Scientist to lead and drive innovative research initiatives aimed at… more
- Touro University (Valhalla, NY)
- …12th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... US-NY-Valhalla Requisition ID 2024-11295 Position Type Full-Time Schedule Shift 1 Hours Per Week 40 Travel 10% Category Facilities/Security/Food Service FLSA Status Non-Exempt more
- City of New York (New York, NY)
- …as needed to manage and direct program's responses to audits. Provides reports on accountability/ compliance to the Chief Program Officer and the senior ... FOR 6.1.9 TITLE CHANGE. The HRA Office of the Chief Program Officer (OCPO) oversees three major...compliance with the legal process. - Represent the Chief Program Officer , as necessary or directed,… more
- Capital One (New York, NY)
- … Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer . This role will support three institutional ... The Compliance Advisor Senior Manager will work independently from the CBD Chief Compliance Officer to interact with and advise the CBD LOBs on the… more
- CIBC (New York, NY)
- …and internal policies. The Senior Compliance Officer reports to the Deputy Chief Compliance Officer (CCO) and supports US Compliance mandate to ... innovative and relationship-oriented bank for a modern world. The Senior Compliance Officer will support CIBC Bank USA and CIBC Inc. (collectively "Bank")… more
- City of New York (New York, NY)
- …agency. Your Role The CRM Administrative Coordinator will provide direct support to the Chief Compliance Officer (CCO), CRM Executive Office, and the various ... a key support role for the new Office of Compliance & Risk Management (CRM). This Office is centralizing...HPD and external groups - Work with the CRM Chief of Staff to manage the CCO's calendar and… more
- Citizens (Tarrytown, NY)
- …impact senior position within Citizens Private Wealth reporting to our Wealth Management Chief Compliance Officer . This newly created role is responsible ... include: + This leader will serve as the Principal Compliance Officer for a portfolio of regulations related to investments/wealth management/trust… more
- City National Bank (New York, NY)
- …Complex. Coordinate with all relevant business units (CNR Fund Administration and CNR Fund Chief Compliance Officer in particular), all third party vendors ... and/or intermediaries to complete all audits and reviews. * Coordinate with Wealth Management Chief Compliance Officer and CNR Chief Compliance … more
- AIG (Parsippany, NJ)
- …experience with focus on US domiciled insurance companies and will work closely with the Chief Compliance Officer in the day-to-day execution of the ... affiliated insurance companies, through internal and external managers The Investments Compliance team provides compliance and regulatory support to AIG's… more