- NatWest Markets (Stamford, CT)
- Broker Dealer Testing Associate Closing date for applications: 06/02/2025 Stamford,United States Permanent Full Time \#R-00249216 Our people work ... proper operations of the department and the business._ **Swap Dealer Testing Associate 2LOD** This...of CFTC, DTCC, NFA regulation. + Some knowledge of broker - dealer and securities processes and business. +… more
- MUFG (New York, NY)
- …Sales and Trading, Interest Rate Derivatives, equities, credit, securitized products) and Swap Dealer / Broker Dealer regulation are highly desirable, ... member of our recruitment team will provide more details. **Position Summary** The Associate supports the Business Unit Risk Management (BURM) team in the "first… more
- SMBC (New York, NY)
- …The role's coverage of business lines includes traditional banking (including digital bank), swap dealer and broker dealer . Product coverage includes but is ... Risk Management Department Americas Division (RMDAD) has an opening for an Associate /Vice President in the Liquidity Risk Management Group. This position resides… more
- SMBC (White Plains, NY)
- …financial institutions. Based in New York City, we are an SEC registered Broker dealer that provides financial products and services to global institutional ... within SMBC Nikko Securities America, Inc. is seeking an Associate level candidate to provide operational support to the...have on time settlement and reduce failed trades. + Testing various system upgrades and initiatives. + Maintain procedures.… more