- Bank of America (New York, NY)
- Audit Manager - Transaction Monitoring New York, New York;East Hartford, Connecticut; Charlotte, North Carolina; Plano, Texas; Dallas, Texas; Boston, ... specialty areas. + Subject matter expertise in US financial crime regulations. + Perform audit reviews related to transaction monitoring systems and other… more
- Scotiabank (New York, NY)
- …trading supervision activities (1st line 1B, COO, and GWO) including transaction recording, booking framework, surveillance & monitoring , supervision framework, ... for audit issue resolution. + Support the unit's continuous monitoring program to understand and identify changing conditions within business, risk and… more
- Morgan Stanley (New York, NY)
- …material economic terms investigation and governance & metrics - Experience with transaction reporting preferably in FINRA Consolidated Audit Trail (CAT) - ... Risk and Regulatory Control to be responsible for the firm's daily Consolidated Audit Trail (CAT) operations reporting needs and operate priorities to align the… more
- Bank of America (New York, NY)
- Senior Audit Manager - BSA/AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... on core BSA/AML compliance program requirements including customer due diligence, transaction monitoring , investigations, risk assessment, etc. + Assesses issues… more
- JPMorgan Chase (Jersey City, NJ)
- …to join the Chief Data & Analytics Office Audit team. As a Technology Audit Manager , Vice President within the Chief Data & Analytics Office, you will be ... responsible for assisting with ongoing risk assessment, control identification, audit execution and continuous monitoring activities across...be able to effectively lead global audits. As an Audit Manager - Vice President, you will… more
- Mount Sinai Health System (New York, NY)
- **Job Description** **Senior Manager , RES Lease Accounting -Housing And Transportation Administration Real Estate-BI Corporate-42nd Street-Full-Time-Days** This ... and Administration, Financial Lease Administration, Financial Due Diligence, Financial Audit /Reporting and Special Projects. Mainly responsible for the oversight of… more
- Wells Fargo (Eastchester, NY)
- …completion and been placed into a branch. Successful completion of the Branch Manager Readiness program is a pre-requisite to transition into a non-exempt Associate ... Branch Manager (ABM) or exempt Branch Manager (BM)...procedures in alignment with applicable regulations, as well as audit and escalation procedures, and managing the allocation of… more
- Bowery Residents Committee (Manhattan, NY)
- Overview: Reporting to the Vice President of Contracts, the Contract Manager will oversee and manage a portfolio of government and foundation grants. ... reimbursement payments. + Perform post-award activities including regulatory compliance monitoring , salary and insurance allocations and effort reporting, materials… more
- Bank of America (Stamford, CT)
- …to make a difference. Join us! **Job Description:** Working with Portfolio Manager (s), establish and execute a risk based coverage plan for specific portfolio(s). ... Coverage plan to include, at a minimum, examinations, transaction reviews, risk assessments and issue management. Serve as subject matter expert for and/or lead… more
- New York State Civil Service (New York, NY)
- …Performs reviews on applicants seeking a DFS license/charter, identifying transaction monitoring on-chain deficiencies and communicating said deficiencies ... the BSA/AML laws, regulations, guidance, and best practices, relevant to transaction monitoring , suspicious activity reporting, money laundering typologies and… more
- M&T Bank (New York, NY)
- …this role is expected to have primary focus on either: 1) the Transaction Management department within the Global Capital Markets - US business unit; which ... timely and effective resolution of complex issues identified through monitoring and testing. + May interact with State and...lines of business, and support organizations such as Internal Audit and Legal on an ongoing and regular basis… more
- International Rescue Committee (New York, NY)
- …of our partnerships, including ensuring high-quality budgets, financial reports, and monitoring . This position is also responsible for any financial capacity ... that the funding is captured and budgeted * Provide transaction coding guidance to Technical Excellence Leadership as requested....as possible. * Work with Awards Managers to ensure audit readiness of projects. Partnerships Finance (20%) * Lead… more
- BMO Financial Group (New York, NY)
- …Risk & Regulatory Services Organization and is specifically responsible for the monitoring of trade floor activities and ensuring activities adhere to all applicable ... through the utilization of various tools including daily checklists, transaction reviews, communication revews, risk assessments and attestations. The Director,… more
- JPMorgan Chase (New York, NY)
- JP Morgan Asset Management is the world's third-largest alternatives manager , with a 40-year history of delivering innovative alternative solutions across market ... accounting positions taken + Assist external auditors with quarterly reviews and year-end audit testing and assist in the execution of the internal controls review… more
- SMBC (Jersey City, NJ)
- …a global financial services firm such as KYC/client risk rating, transaction monitoring , suspicious activity reporting, client screening/sanctions requirements, ... FIU Investigations, Analytics, Program Management, Risk and Control and Internal Audit , in addition to interaction with external regulators when necessary **Role… more
- TD Bank (New York, NY)
- …review of behavioral and other assumptions used in risk measurement, and monitoring market risk limits calibrated to TDGUS/CUSO Risk Appetite + Designs and ... Risk reporting including strategy, appetite and results + Non-Trading Market risk monitoring + Talent management/people development for the US NTMR Team **Education… more
- JPMorgan Chase (New York, NY)
- JP Morgan Asset Management, a leading global alternatives manager , offers innovative solutions backed by vast resources and robust governance. We provide customized ... Field questions and run analyses for the Fund's Portfolio Manager and Director of Finance + Oversee third parties... and Director of Finance + Oversee third parties monitoring their compliances with responsibilities, audits, budgets and deadlines.… more
- Citigroup (New York, NY)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain ... of systems supporting global functions such as Compliance, Controls, Internal Audit and Risk, and introducing innovative technologies that provide new business… more
- JPMorgan Chase (New York, NY)
- …as well as cross-business regulatory engagements. Reporting to the Regulatory Engagement Manager for Asset & Wealth Management, you will cultivate the team's ... types include regulatory examinations, focused reviews, ongoing supervision and monitoring , and ad hoc meetings and information requests. **Job Responsibilities**… more
- SMBC (White Plains, NY)
- …Model Validation Specialist that will report to the Compliance Model Validation Manager , in the Risk Management Department, Americas Division. The Compliance Model ... standards. Draft policies and procedures for model development and maintenance. Audit policies and procedures. Create a number of backtesting methodologies to… more