- JPMorgan Chase (Brooklyn, NY)
- …Functions within the Office of the CFO to provide a quarterly Compliance and Operational Risk Summary executive summary + Manage compliance with ... Governance team, you will support governance of various processes, risk assessments, and executive reporting across Corporate...respective Line of Business or Corporate Functions, inclusive of Operational Risk , Compliance and Conduct… more
- American Express (New York, NY)
- …culture of risk awareness and proactivity around regulatory matters. The Operational Risk Management (ORM) team facilitates and monitors the implementation ... risk and analytics on #TeamAmex. The Global Risk & Compliance Organization (GRC) is an...of effective operational risk management programs throughout the organization,… more
- CIBC (New York, NY)
- …Assessments, Corporate Ethics, Executive Leadership, Group Problem Solving, Regulatory Compliance , Relationship Management, Risk Assessments, Risk ... works to identify, assess, manage and mitigate regulatory compliance risk to protect CIBC's reputation and...and relationship-oriented bank. **What You'll Be Doing:** The PWG Executive Compliance Director (" Executive Director")… more
- City National Bank (New York, NY)
- …banking environment * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial ... *MANAGER OPERATIONAL RISK MANAGEMENT OVERSIGHT* WHAT IS...ORBO team(s) in the execution of ORM framework key risk activities, including monitoring compliance with ORM… more
- Marex (New York, NY)
- …www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory ... applicable exchanges and regulatory bodies. + Adhere to the operational risk framework for your role ensuring...working in a regulated environment and knowledge of the risk and compliance requirements associated with this.… more
- American Express (New York, NY)
- …culture of risk awareness and proactivity around regulatory matters. The Operational Risk Management (ORM) team facilitates and monitors the implementation ... Amex and let's lead the way together. The Global Risk & Compliance Organization (GRC) is an...of effective operational risk management programs throughout the company,… more
- JPMorgan Chase (New York, NY)
- …+ Helping drive the firm's perspective on hedge fund and private credit operational risk issues and the effect of these on the underlying ... seeking a "hands on" analyst to complement our existing Operational Due Diligence team focused on hedge fund and...is expected to work collaboratively with the investment and risk management teams at JPMAAM, while at the same… more
- American Express (New York, NY)
- …culture of risk awareness and proactivity around regulatory matters. The Operational Risk Management (ORM) team facilitates and monitors the implementation ... you make an impact in this role?** The Global Risk & Compliance Organization (GRC) is an...of effective operational risk management programs throughout the company,… more
- Morgan Stanley (New York, NY)
- …and lending products and services to serve the needs of WM and ISG clients. The Operational Risk VP Front Line Risk Officer will be responsible for the ... the design and effectiveness of controls to mitigate risks including regulatory and operational risk * Identify and measure the strength and weaknesses of… more
- JPMorgan Chase (Brooklyn, NY)
- …Business Control Committees and Regulatory Interactions. + Implement and maintain an effective Operational Risk framework. + Partner with CIB Control Managers to ... of a dynamic team that partners with control managers, risk , and compliance to enhance our governance...of regulatory exams and inquiries. + Develop and implement Operational Risk analytics to identify risks and… more
- City of New York (New York, NY)
- …measures for improvement where needed. The office of Risk Management and Compliance is recruiting for one (1) Executive Agency Counsel to function as ... This position is based in the Mayor's Office of Risk Management and Compliance (MoRMC), which was...Eric Adams to assist City agencies in assessing their operational , financial and compliance risks, eliminating and… more
- SMBC (New York, NY)
- …advisory function and is responsible for overseeing the management of the broker dealer's compliance risk , and is represented by the Chief Compliance Officer ... of various committees such as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The...operational efficiencies and automation of processes to reduce risk of manual processes. + Provides training to covered… more
- JPMorgan Chase (New York, NY)
- …or similar degree required. + Experience in risk management, control management, Compliance , Audit, and/or operational risk . + Proven ability to ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help… more
- S&P Global (New York, NY)
- …+ Provides high-level administrative and operational support to Ratings Compliance & Risk senior leadership, including specific support for the ... support to the New York office of the Ratings Compliance & Risk department, reporting to the...Processing T&Es, + Managing busy schedules + Interacting with executive level staff. **Additional experience** + Excellent verbal and… more
- City of New York (New York, NY)
- …(MAP), is recruiting for one (1) Administrative Manager NM-III, to function as the Executive Director, of the Office of Mail Renewal, Managed Care Program (MCP), and ... Third-Party Health Insurance, who will: Under the executive direction of the MAP Assistant Deputy Commissioner (ADC)...broker for the managed care program) to ensure the operational integrity of MAP's managed care program. The Third-Party… more
- Citigroup (New York, NY)
- The CSIS Executive Protection Security Officer is a senior level role responsible for the support of Citi Executive Protection. The overall objective is to ... provide high level Executive Protection and ensure the overall safety of Citi...confidentiality of business and personal matters + Manage day-to-day operational activities within span of control, to include protective… more
- Sunrise Senior Living (Yonkers, NY)
- …me, that's a big breath of fresh air."_** **_- Sunrise Leader_** The Executive Director is responsible for overall leadership, management, and success of their ... recognition, communication, family services, resident well-being, quality assurance, and regulatory compliance . Additionally, a key component of this position is the… more
- Morgan Stanley (Purchase, NY)
- …needs is an important part of our culture. *DEPARTMENT PROFILE:* Executive Financial Services ("EFS") supports transactions involving restricted or control stock, ... Advisors ("FAs"), branch management and issuer counsel/corporate clients on SEC rules and operational considerations. Our 10b5-1 team is #1 in our industry and seeks… more
- TD Bank (New York, NY)
- …manages risks, and ensures the prompt and thorough resolution of escalated non-standard, high- risk issues + Works closely with executive management team to ... effectiveness + Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of… more
- TD Bank (New York, NY)
- …**Job Description:** **_The Group Risk Specialist will be part of the Operational Risk Management Team covering Treasury and Finance._** _Recently the team's ... oversight and strategic assessment of the governance, control, and operational risk structure._ The Group Risk...ensures escalation of key risks to appropriate areas and/or executive review with business executive findings and… more