- Bank of America (Fort Lauderdale, FL)
- …to Senior Leadership + Series 7, 63 or Securities Industry Essentials (SIE) Exam Skills: + Regulatory Compliance + Monitoring, Surveillance, and Testing + ... Global Financial Crimes Specialist Charlotte, North Carolina;Jersey City, New Jersey; New...execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include assisting… more
- Bank of America (Miami, FL)
- …requirements and guide clients as needed to comply + Represent Outreach on exam / audit /regulatory management from a FLU perspective, where needed + Adhere to ... the client experience. **The Role** The KYC Client Outreach Specialist (COS) teams serve as the Front Line Unit...Oversees and resolves the risks and impacts of non compliance with KYC processes, including restrictions, closures and associated… more
- Truist (Fort Lauderdale, FL)
- …* Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit , compliance and regulatory ... retention and prospect referrals. This includes effectively executing on the specialist delivery model utilizing both centralized and regionalized partners to… more