- Vanguard (Malvern, PA)
- Responsibilities: + Serves as an experienced advisor to the business, and interfaces regularly with business unit stakeholders and internal risk and compliance ... inquiries, and investigations within the business. Provides guidance to mitigate compliance risks and control gaps. + Oversees the design, implementation, execution,… more
- Vanguard (Malvern, PA)
- …providing the best possible client experience powered by responsible AI. We're hiring a senior technical risk advisor to support our enterprise AI efforts and ... businesses and protect our client and company data. The senior technical risk advisor is a critical...data management and AI/ML expertise . Governance, risk, and compliance experience . Graduate degree in computer science, data… more
- Black & Veatch (Wilmington, DE)
- ** Senior Advisor - Strategic Asset Management Group** Date: Jan 9, 2025 Location: Virginia Beach, VA, US US Company: Black & Veatch Family of Companies At Black ... Black & Veatch has an exciting opportunity for a Senior Advisor in our Strategic Asset Management...check, drug screen, and motor vehicle records search, in compliance with any applicable laws and regulations. **Salary Plan**… more
- Vanguard (Malvern, PA)
- …risk-informed decisions. Vanguard Global Risk & Security (GR&S) is seeking a Senior Risk Advisor to support Vanguard's retirement business division, the ... Institutional Investor Group (IIG). This Senior Risk Advisor will advise business leaders...+ Partner with IT Risk, Information Security, Legal, and Compliance teams to develop a comprehensive view of digital… more
- JPMorgan Chase (Wilmington, DE)
- Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of home lending ... making a significant impact on our business. As a Senior Home Lending Advisor in Chase Home...continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator… more
- Vanguard (Malvern, PA)
- …its growing and evolving service offerings, Vanguard is seeking a highly skilled senior compliance professional to lead strategic compliance support related ... inclusive of appropriate operational and supervisory oversight within the business. The Senior Compliance Director, Head of Retail Regulatory Enablement will: +… more
- Vanguard (Malvern, PA)
- As the Head of Vanguard's Product, Distribution & Communications ("PD&C") Compliance function, this role is responsible for ensuring that the company's mutual funds, ... policies. You will provide strategic leadership and direction for a dynamic compliance function, including overseeing teams supporting the creation and oversight of… more
- Vanguard (Malvern, PA)
- …growth of Vanguard Personalized Indexing (VPI) this VPI expert will: + Partner with Vanguard's Advisor and VPI Sales teams to drive adoption of VPI by new clients. + ... In this role you will: + Serve as the " advisor to the advisor " through an expert...(eg FINRA, state, SFC). These will be determined by Compliance based on role-specific duties. + FINRA Series 65… more
- Vanguard (Malvern, PA)
- …proactive, comprehensive perspective on control health. There are 2 positions available: the Senior Methodology Advisor and the Senior Assessment & ... Services industry forces, competition, and trends to act as a trusted advisor throughout the project lifecycle. Monitors financial, legal, and other regulatory… more
- SAP (Newtown Square, PA)
- …performance of the contracted ECS services. CDMs act as a partly onsite trusted advisor who grows the business by developing and supporting growth of the client ... also in contact with customer's Management / C-Level and acts as trusted advisor who grows the business by driving the client's digital transformation and generating… more
- Vanguard (Malvern, PA)
- …marketing industry forces, competition, and trends to act as a trusted advisor in developing marketing strategies. + Leads specialists and managers to provide ... + Ensures all steps are taken to mitigate risk and maintains control, compliance , audit, and legal requirements in marketing plans. Maintains an appropriate level of… more
- Vanguard (Malvern, PA)
- The Senior Director of Customer Marketing Strategy oversees a team of marketing strategists for Personal Investor Marketing. This position is an instrumental ... marketing industry forces, competition, and trends to act as a trusted advisor in developing channel marketing strategies. + Lead specialists and managers, provide… more
- Vanguard (Malvern, PA)
- …gaps and strategy for continuous improvement. Develops and delivers required reporting on compliance exams / audits to senior business leadership. + Manage ... The Compliance Director, Retail Advice will: + Serve as a trusted advisor to Vanguard's advice businesses. Work collaboratively with the businesses to develop… more
- Vanguard (Malvern, PA)
- The Director, Compliance Methodology is a senior role...serves as a subject matter expert and a trusted advisor to compliance advisors and the business ... Compliance Methodology and Testing team within the Compliance Department. This position is expected to shape core...organization, and everyone shares accountability for our progress-from our senior leaders who lay the foundation and set the… more
- Vanguard (Malvern, PA)
- …and maintenance of compliance processes and program activities. Performs complex compliance sanctions reviews. Serves as a trusted advisor to Financial ... of regulated activities. Core Responsibilities: + Leads and oversees sanctions compliance processes, including monitoring of trading in the funds, and client… more
- Comerica (Wilmington, DE)
- …* Administratively monitors and tracks tax reporting activities, coordinating with more senior Trust Administrators COMPLIANCE * Meets all compliance ... routine accounts under the direct supervision of a Trust Advisor in accordance with the terms of the various...incoming correspondence and any other client requests to ensure compliance with the governing document, applicable law and policies… more
- Citigroup (New Castle, DE)
- …ORM Executive Leadership Team(s) - Foundational Programs or Policy Teams + USPB Compliance Officers + USPB Senior Operational Risk Managers + Enterprise ORM ... **POSITION OBJECTIVE** Reporting to the 2nd Line Operational Risk Senior Group Manager, who has responsibility for oversight of...and being viewed as a trusted risk resource and advisor while maintaining and protecting the integrity of an… more
- HUB International (West Chester, PA)
- …Assistant in the West Chester office, you will be responsible for supporting a Senior Advisor and his top clients. This role seeks to contribute to ... post meeting follow-up, handle client service requests and new account openings, manage advisor email and scheduling. The ideal candidate for this position will be… more
- Vanguard (Malvern, PA)
- …control health. The operational controls project lead roles available: Methodology Advisor Assessment Lead Remediation Lead Responsibilities: + Manages projects or ... practices and common obstacles based on prior experiences. Serves as a trusted advisor to ensure projects are aligned with the overall company strategy and market… more
- Citigroup (Wilmington, DE)
- …of Defense (2LOD) Fraud Risk Management is seeking to hire a Fraud Risk Senior Vice President to support Oversight of US Personal Banking Retail Payments & Internal ... responsibilities include identifying, assessing, and mitigating fraud risks, ensuring compliance with regulations and internal policies, and providing strategic… more