- Vanguard (Malvern, PA)
- …and maintenance of compliance processes and program activities. Performs complex compliance sanctions reviews. Serves as a trusted advisor to Financial ... and oversight of regulated activities. Core Responsibilities: + Leads and oversees sanctions compliance processes, including monitoring of trading in the funds,… more
- Ankura (PA)
- …watchlist systems; + Draft written compliance programs for AML, consumer compliance (Reg E, UDAAP, GLBA), fraud, sanctions , etc. including risk assessments, ... Conduct independent regulatory program reviews and Testing; + Drafting BSA/AML compliance programs and developing training for FinTech's and broker-dealers. +… more
- Xylem (Pittsburgh, PA)
- …in North America and as identified by the Regional Trade Directors and the Senior Director of Trade Compliance . This person supports the Regional Director ... of regional training materials. **CORE RESPONSIBILITIES:** + Subject matter expert in global trade compliance + Support business location and regional management… more
- Comcast (Philadelphia, PA)
- …and policies. + Advance and communicate, by words and by actions, a culture of compliance and integrity across the global company. + Benchmark the Company's ... you to fast-forward your career at Comcast. **Job Summary** Comcast's Corporate Compliance Department provides strategic oversight of the Company's compliance … more