• Supervision Advisor

    Guardian Life (Bethlehem, PA)
    …functions related to the field sales force. **You will** + Make independent suitability decisions when approving all Investment Advisor accounts at account ... As a part of the Supervision and Business Risk (SaBR) team, the individual(s)...based upon regulatory requirements and firm policy in making suitability decisions. Document in a professional and consistent manner… more
    Guardian Life (11/02/24)
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