- SMBC (Jersey City, NJ)
- …and diligent professional for the associate position within the Controllers - Regulatory Reporting Analysis Group. The primary responsibility and role will ... reports + Assist in maintaining proper controls and documentation associated with regulatory reporting + Perform reconciliation of reported balances against the… more
- S&P Global (New York, NY)
- …track record selling financial software (Listed Futures, OTC Trade Processing and Regulatory Reporting preferred), account management, and the ability to manage ... and experience of capital markets and the OTC trade processing and Regulatory Reporting space. . Excellent written and verbal communication skills . Strong… more
- Scotiabank (New York, NY)
- Data Specialist , Functional Lead ( Regulatory Reporting ) **Requisition ID:** 214671 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary ... drive ambition for every future! **Purpose** As a Data Specialist , Functional Lead you will work with the lead...Bank relationships, systems and knowledge. + Design and develop Regulatory reporting for Finance/US FBO Team +… more
- Amazon (New York, NY)
- …We are looking for a highly motivated Technical Program Manager to join our regulatory operations team. As part of the team, you will own the strategy, design ... to effectively track, manage and respond to our global regulatory and compliance obligations at scale. Our team solves...and make tradeoffs. You will build and maintain integrated reporting for areas of responsibility You will evaluate the… more
- SMBC (New York, NY)
- …for producing SMBC's FRTB-SA calculation results to comply with Japan / US regulatory requirements and providing detailed analysis explaining results. The scope of ... reporting for these teams is primarily SMBC's Combined US...and a expertise of Basel 2.5 and Basel 3 regulatory requirements. This role is on a growing team… more
- SMBC (Jersey City, NJ)
- …focusing on North America and Larin America. The Accounting team oversees financial reporting , regulatory reporting and management reporting functions. ... the team with month end closing and audit support. Reporting to the Executive Director of Accounting Group, this...position will be responsible for various daily and monthly reporting functions. These functions include preparation of reports and… more
- SMBC (New York, NY)
- …seeks a Vice President (VP) for the 'Daily Market Risk Analysis & Reporting Team' within the Enterprise Risk Stripe of Risk Management Department Americas Division ... the Team Lead of the Daily Risk Analysis and Reporting Team and will have the opportunity to learn...as PowerBi and Powerpoint + Knowledgeable about Market Risk regulatory requirements for Basel 2.5 and Basel III +… more
- Bank of America (Jersey City, NJ)
- … inventory **Skills:** + Monitoring, Surveillance, and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention to Detail ... Compliance & Operational Risk Specialist Jersey City, New Jersey **Job Description:** At...laws, rules, and regulations, adhering to policies, and developing reporting and documentation + Engages in activities to provide… more
- CIBC (New York, NY)
- …compliance. Key areas of coverage for the Role includes but not limited to: Regulatory Reporting - Federal Reserve's Bank Holding Company Act/Regulation Y; FDIC ... connectivity to our Capital Markets and Canadian Commercial & Wealth franchises. Reporting to the Head of US Compliance Examination Program, the Compliance… more
- PSEG (Clifton, NJ)
- …Violations, Agency Contact Memorandums, Environmental Incident Analysis, and Utility Spill Reporting . The Environmental Oversight Specialist II will also assist ... exciting time to join PSEG. **Job Summary** The Environmental Oversight Specialist II position will conduct environmental compliance evaluations of various… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Risk Management **Job Description:** **_The Group Risk Specialist will be part of the Operational Risk Management Team covering Treasury ... of the governance, control, and operational risk structure._ The Group Risk Specialist provides a comprehensive and diverse range of risk management expertise to… more
- Constructive Partnerships Unlimited (Manhattan, NY)
- QA/QA Review Specialist Type of Position Full time Search Location(s) Manhattan, NY Apply Now ... (https://phe.tbe.taleo.net/phe03/ats/careers/v2/applyRequisition?org=CPOFNYS&cws=37&rid=6269) Job Brief The QA/QI Review Specialist is responsible for completing internal quality reviews within… more
- Bank of America (Jersey City, NJ)
- …+ Prioritization + Reporting + Controls Management + Process Design + Regulatory Relations **Shift:** 1st shift (United States of America) **Hours Per Week:** 40 ... Enterprise Financial Risk Sr. Specialist Charlotte, North Carolina;Jersey City, New Jersey; New...job is responsible for the identification, measurement, monitoring, controlling, reporting , and analysis of applicable financial risks across the… more
- BMO Financial Group (New York, NY)
- …around the world. #bmocapitalmarkets **Job Summary:** The VP - CM Governance Specialist role is responsible for ensuring that the "organization" operates with ... transparency, integrity, and in compliance with legal, regulatory , and internal policies and standards. This role provides strategic guidance and collaborates across… more
- Axis (New York, NY)
- …candidates taking part in the selection process. AXIS Capital Claims Compliance Specialist , Claims Shared Services- Job Description AXIS is seeking a Claims Quality ... Assurance and Compliance Specialist , Claims Shared Services to join our Shared Services...* Collaborating with stakeholders identifying, investigating, resolving, tracking, and reporting on North America Claim Quality Assurance and Compliance… more
- NJ Transit (Newark, NJ)
- …System Safety and Reporting on the preparation of reports to comply with regulatory and in-house reporting . + Completes projects as assigned by the Manager, ... Safety Data Specialist System Safety Job Description: Move forward with...SUMMARY: + Supports the Manager, Bus System Safety and Reporting investigating and evaluating Occupational Safety and Health Administration… more
- TD Bank (New York, NY)
- …business line risk. **Job Description:** The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides expert/specialized business ... risk appetite and strategic direction. **Depth & Scope:** + Senior specialist with AML/ATF/Sanctions/ABAC expertise, works independently and is accountable for… more
- New York State Civil Service (New York, NY)
- …59 Maiden Lane, 38th Floor City New York State NY Zip Code 10038 Duties Description Reporting to a Program Specialist 3 (Cannabis), the Program Specialist 2 ... HELP Yes Agency Office of Cannabis Management Title Program Specialist 2 Cannabis (NY HELPS) - VID 178162 Occupational...must possess a bachelor degree and three years of regulatory compliance/oversight experience within a regulatory entity… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Business Accountability Specialist - Third Party Risk Primary Business Liaison in legal as part of the Third Party Risk ... to the use of a third party may result in reputational, legal, regulatory , information security, and financial risk. For additional information on this line of… more
- SMBC (New York, NY)
- …of this activity both internally (eg by setting risk policies and internal reporting ) and externally (particularly to satisfy regulatory requirements) will be a ... to its employees. **Role Description** The Market Risk Management Specialist at DIR level reports to the Deputy Head...to manage projects to ensure the firm's compliance with regulatory requirements such as CFTC, NFA, FRB, and FRTB… more