- City National Bank (Phoenix, AZ)
- * COMPLIANCE OFFICER -DEPOSITS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer ,...(eg Bank Secrecy Act, Community Reinvestment Act, Fair Lending Practices , Code of Conduct, etc.). * Provide guidance on… more
- MUFG (Tempe, AZ)
- …team will provide more details. **Job Summary:** Reporting to the Head of Core Compliance Practices for Americas, you will lead various activities and tasks that ... required by the enterprise programs and/or assigned by the Head Of Compliance Practices . This is an individual contributor role that will require understanding… more
- Prime Therapeutics (Phoenix, AZ)
- …and the Compliance and Audit Committee and supports the Chief Compliance Officer 's compliance governance responsibilities + Represents Compliance ... through a variety of channels + Expert level understanding of effective compliance and ethics program principles, concepts, practices and standards; full… more
- Oracle (Phoenix, AZ)
- …Operations Program Director, you will work directly with the Chief Health and Life Science Compliance Officer and compliance teams as well as our internal ... business groups to help address regulatory compliance issues that are essential to Oracle customers of...practices ; + support the development of a corporate-wide compliance framework and program to meet the needs of… more
- Prime Therapeutics (Phoenix, AZ)
- … communication for risk assessment and corrective action plans for the Chief Compliance Officer 's reporting to the Corporate Compliance Committee (CCC) ... through a variety of channels + Expert level understanding of effective compliance and ethics program principles, concepts, practices and standards; full… more
- Edward Jones (Tempe, AZ)
- …financial advisors, branch staff, leaders, peers, and others in the firm. A Senior Compliance Officer has a relatively broad responsibility to deal with more ... If so, there is an exciting career opportunity waiting for you in our Compliance Service Department! The Compliance Service Department's purpose is to serve as… more
- HUB International (Phoenix, AZ)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, ... and enhancing the SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth** will be responsible… more
- City National Bank (Phoenix, AZ)
- * COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... maintaining assigned areas of the compliance program covering US Mortgage Banking including monitoring business...Truth in Lending Act, Community Reinvestment Act, Fair Lending Practices , Code of Conduct, etc.). WHAT DO YOU NEED… more
- Edward Jones (Tempe, AZ)
- …Division of Edward Jones seeks a qualified individual to serve as a Senior Compliance Officer within the firm's Trading and Market Surveillance area in Financial ... + 5+ years securities industry experience with minimum 3+ years in a compliance capacity or surveillance, trading or capital markets experience. + Series 7, 9,… more
- MUFG (Tempe, AZ)
- …will provide more details. **Job Summary** **WORK EXPERIENCE:** + Experience in compliance testing, regulatory examination, audit, or risk management. + Exposure to ... regulatory exams or inquiries. + Experience with Core Compliance requirements such as Ethics, Data Privacy, Information Handling, Records & Information Management,… more
- Prime Therapeutics (Phoenix, AZ)
- …and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, Corporate Compliance ... solve through highly complex situations + Complete understanding of effective compliance program principles, concepts, practices and standards; full breadth… more
- Prime Therapeutics (Phoenix, AZ)
- …and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, Corporate Compliance ... solve through highly complex situations. + Complete understanding of effective compliance program principles, concepts, practices , and standards; full breadth… more
- United Therapeutics (Phoenix, AZ)
- …Senior Corporate Compliance Director, Risk Management reports to the Chief Compliance Officer and is responsible for leading the Department's risk management ... mitigation. You are data-driven and methodical, and able to translate complex compliance insights into clear, actionable next steps. With a natural curiosity and… more
- Fujifilm (Phoenix, AZ)
- …and enforcement matters affecting global companies as well as healthcare industry and compliance best practices . + Assist with review of quotes, submissions, and ... **Position Overview** The Regulatory Compliance Manager (Corporate) is a member of the...businesses and develop integration plan. + Support HIPAA Privacy Officer in executing responsibilities related to healthcare and HIPAA.… more
- JPMorgan Chase (Tempe, AZ)
- …across departments to uphold regulatory standards. We are looking for a KYC Officer to lead strategic initiatives, ensuring compliance and high-quality due ... diligence for client relationships. As the Dealer Services - AML/KYC Officer within the AML/KYC Controls team, you will partner with Bankers and AML/KYC Operations… more
- Wells Fargo (Chandler, AZ)
- …us! **About this role:** Wells Fargo is seeking a Senior Technology Control Officer plays a critical role in safeguarding the institution's cloud infrastructure and ... with stringent regulatory requirements, internal risk frameworks, and industry best practices . The role focuses on mitigating operational, cybersecurity, and … more
- Prime Therapeutics (Phoenix, AZ)
- …Come build the future of pharmacy with us. **Job Posting Title** VP, Chief Audit Officer - REMOTE **Job Description** The Vice President Chief Audit Officer is ... internal audit function for the organization and for planning and conducting compliance , financial and operational audits to evaluate the effectiveness of internal… more
- SHI (Phoenix, AZ)
- …in our offices or yours.** **Job Summary** The Chief Information Security Officer will develop and implement a comprehensive information security strategy that ... risk management. This role involves managing incident response, ensuring regulatory compliance , and overseeing security audits and technology investments to enhance… more
- The Walt Disney Company (Phoenix, AZ)
- …DCL policies, procedures, and record keeping to ensure the operation is in compliance with all applicable national (USPHS) and international laws + Coordinate US ... Cay_ , including random inspections as needed + Monitor compliance of Vessel Sanitation Program; recommend corrective action in...Information :** Reports to: Hotel Director Level: 3 Stripe Officer Contract Length: 4 Months This is a **SHIPBOARD**… more
- Dignity Health (Phoenix, AZ)
- …leaders from the Service Area together to discuss issues that impact physician practices and barriers to greater alignment of physician and hospital goals and ... patient transfers are handled swiftly, efficiently and in full compliance with required regulations (such as EMTALA) and ensure...health care. **Licensure:** + Current, active, unrestricted license to practice medicine in at least one US state or… more