- USAA (Phoenix, AZ)
- …of what makes us so special! **The Opportunity** As a Director of Compliance and Operational Risk Testing - IT, you will have oversight of the second ... security portion of the annual Enterprise Compliance & Operational Risk Testing (ECORT) plan. Successful candidates will possess deep… more
- USAA (Phoenix, AZ)
- …be a part of what makes us so special! As a dedicated Compliance and Operational Risk Testing Analyst II within 2nd line of defense, you will perform ... requirements are adhered to. + Completes assigned compliance and operational risk testing activities in accordance with established timelines and high… more
- Wells Fargo (Chandler, AZ)
- …resolution and challenging conversations + Prior testing experience in Internal Audit, Compliance , Operational Risk or Front-Line control testing + ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- MUFG (Tempe, AZ)
- …our recruitment team will provide more details. **Job Summary:** Reporting to the Controls Testing Leader in the Corporate Center Risk & Controls Office, this ... can produce high quality work product to demonstrate how testing was executed and linked back from the evidence...manner. **Main Responsibilities:** * Execution of test plans in compliance with applicable policies and guidance within the BURCO… more
- MUFG (Tempe, AZ)
- …risk , effective design and evaluation of controls, and sustainable solutions to mitigate operational and technology risk . Control testing is an integral ... bank policies, procedures, and regulatory requirements to mitigate technology risk to the firm + Execute testing ...in IT external audit, IT internal audit and technology risk and/or ITGC assessment for compliance with… more
- American Express (Phoenix, AZ)
- …a must + Prior leadership experience and knowledge in Operational Risk , Business Operations, Technology, Internal Audit, Compliance , or related fields with ... This role sits within the US Consumer team leading Operational Risk management activities in the First...laws, regulations, and policies with effective controls and rigorous testing to prove compliance . + Help implement… more
- Grant Thornton LLP (Phoenix, AZ)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by ... handling compliance issues, CRCM certification preferred + Compliance risk management, audit, or risk...relating to consumer financial products + Practical experience involving compliance testing , compliance audits, … more
- Grant Thornton LLP (Phoenix, AZ)
- As a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing ... compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk ...relating to consumer financial products + Practical experience involving compliance testing , compliance audits, … more
- Grant Thornton LLP (Phoenix, AZ)
- As a Regulatory Compliance and Operational Risk Senior Manager, you will get the opportunity to grow and contribute to our clients' business needs by ... + Oversee development of, and completion of, engagement and testing activities + Manage and minimize engagement risk...OCC, and NCUA compliance examination procedures. + Compliance , Operational Risk and/or Regulatory… more
- Wells Fargo (Tempe, AZ)
- …risk culture that identifies and provides oversight and escalation of existing and emerging compliance and operational risk issues. + Create a culture of ... key finance applications and tools + Experience in Audit, Compliance , Risk and Testing +...applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following… more
- USAA (Phoenix, AZ)
- …risk management responsibilities + Coordinates with other control partners (eg Audit, Compliance and Operational Risk ) and regulatory examiners to ... responsibilities + Executive-level knowledge of industry-related regulatory requirements, and operational risk concepts + Demonstrated ability to successfully… more
- USAA (Phoenix, AZ)
- …Risk management responsibilities + Coordinates with other control partners (eg Audit, Compliance and Operational Risk ) and regulatory examiners to ... responsibilities. + Executive-level knowledge of industry-related regulatory requirements, and operational Risk concepts + Demonstrated ability to successfully… more
- USAA (Phoenix, AZ)
- …performing internal audits, external audits, or applying audit, risk , or compliance skill in a complex operational and regulatory environment. + Knowledge ... special! **The Opportunity** As a dedicated **Audit Manager - Operational Risk Management/Fraud Risk ** ,...provides feedback on planning and scoping, and review of risk assessment and testing that demonstrates critical… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... be responsible for building out and managing a robust testing strategy and rigorous testing practices for...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- USAA (Phoenix, AZ)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Broad ... **The Opportunity** As a dedicated **Senior Audit Manager -** ** Operational Risk Management/Fraud Risk ** **,**...team on audit activities related to planning and scoping, testing and sampling methodology and testing conclusions… more
- PNC (Phoenix, AZ)
- …Critical Thinking, Effective Communications, Industry Knowledge, Internal Controls, Operational Risk , Organizational Governance, Process Management, Regulatory ... C&IB providing technology risk expertise focusing on risk and compliance work sets and act...includes consultation on the executable program components. Preferred qualifications; Risk and Control Self Assessments (RCSA) Design testing… more
- TEKsystems (Chandler, AZ)
- …Control Testing Analysts will support Business units by providing testing results, process improvements, and oversight of risk -taking activities throughout ... risks and controls. + Leads the execution of objective testing in support of Risk and Control...or related field + 2+ years of experience in Compliance , Operations Management, Audit, Risk Management, or… more
- MUFG (Tempe, AZ)
- …network assessments, network security, application and database security assessments, encryption, risk analysis, and compliance testing required * ... and deliverables * Support regulatory exams and engagements * Support audit, risk management, and compliance assessments and engagements * Document and… more
- Clearway Energy (Scottsdale, AZ)
- …that can be executed by the Front Office. + Report credit exposures, positions, risk assessments, operational risk issues, and performance in a timely ... generation assets. This position is responsible for counterparty credit risk management and compliance with risk...Risk ; c) scenario/sensitivity analysis; d) outcomes of stress testing . + Oversee the creation and ongoing management of… more
- TEKsystems (Phoenix, AZ)
- …Control Testing Analysts will support Business units by providing testing results, process improvements, and oversight of risk -taking activities throughout ... risks and controls. + Leads the execution of objective testing in support of Risk and Control...Bachelor's Degree required + 2+ years of experience in Compliance , Operations Management, Audit, Risk Management, or… more