- Bank of America (Phoenix, AZ)
- EAC Compliance & Operational Risk Manager - Operational Resiliency Charlotte, North Carolina;Atlanta, Georgia; Plano, Texas; Phoenix, Arizona **Job ... responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and … more
- MUFG (Tempe, AZ)
- …risk , effective design and evaluation of controls, and sustainable solutions to mitigate operational and technology risk . Control testing is an integral ... bank policies, procedures, and regulatory requirements to mitigate technology risk to the firm + Execute testing ...in IT external audit, IT internal audit and technology risk and/or ITGC assessment for compliance with… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking an Operational Risk Senior Lead Officer, Executive...security related work experience along with the following: + Testing practitioner with deep working experience in risk… more
- American Express (Phoenix, AZ)
- …a must + Prior leadership experience and knowledge in Operational Risk , Business Operations, Technology, Internal Audit, Compliance , or related fields with ... This role sits within the US Consumer team leading Operational Risk management activities in the First...laws, regulations, and policies with effective controls and rigorous testing to prove compliance . + Help implement… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Lead Operational Risk Officer. Technology and Information Security...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- PNC (Phoenix, AZ)
- …and Critical Thinking, Effective Communications, Industry Knowledge, Internal Controls, Operational Risk , Organizational Governance, Regulatory Environment - ... Senior Group Manager for the Change and Release Management, Testing and Validation for SDLC within PNC's Technology organization,...and assessment in working with the businesses and other risk partners (eg, Compliance , Credit, Legal, Audit).… more
- Grant Thornton LLP (Phoenix, AZ)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by ... handling compliance issues, CRCM certification preferred + Compliance risk management, audit, or risk...relating to consumer financial products + Practical experience involving compliance testing , compliance audits, … more
- Grant Thornton LLP (Phoenix, AZ)
- As a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing ... compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk ...relating to consumer financial products + Practical experience involving compliance testing , compliance audits, … more
- Grant Thornton LLP (Phoenix, AZ)
- As a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing ... compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk ...relating to consumer financial products + Practical experience involving compliance testing , compliance audits, … more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Testing & Validation (IT&V) as part of Corporate Risk . Learn more about the career areas and lines... testing . The Lead Officer will execute horizontal compliance testing and UDAAP testing .… more
- Wells Fargo (Tempe, AZ)
- …+ Strong ability to research, trend, and analyze data. + Experience in Audit, Compliance , Risk and Testing . + Critical Thinking and Analytical skills. ... Testing & Validation (IT&V) as part of Corporate Risk . Learn more about the career areas and lines...applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following… more
- PNC (Phoenix, AZ)
- …Critical Thinking, Effective Communications, Industry Knowledge, Internal Controls, Operational Risk , Organizational Governance, Process Management, Regulatory ... C&IB providing technology risk expertise focusing on risk and compliance work sets and act...includes consultation on the executable program components. Preferred qualifications; Risk and Control Self Assessments (RCSA) Design testing… more
- American Express (Phoenix, AZ)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... complexity across multiple business areas including integrated audits that consider financial, operational , compliance and technology risk . + Effectively… more
- Deloitte (Gilbert, AZ)
- Deloitte Government & Public Services Risk & Financial Advisory Solution Analyst - US Delivery Center - Analytics Ready for an exciting, fast-paced career? Have a ... drawing conclusions, and developing recommendations? As a Solution Analyst in Deloitte Risk & Financial Advisory, you'll have the opportunity to gain valuable… more
- Bank of America (Phoenix, AZ)
- …drives the development of enterprise-wide money laundering, economic sanctions, and fraud compliance and operational risk practices consistent with ... I serves as a trusted advisor to the Chief Compliance and Operational Risk ("C&OR")...relevant background in Risk Management and Regulatory Compliance including Quality Assurance and/or Testing background… more
- City National Bank (Phoenix, AZ)
- …management practices + Understanding of IT Risk Management/ Operational Risk Management and Internal Controls testing methodology + Ability to handle ... guidance, functional expertise, strategic direction, and execution rigor to significant operational risk remediation activities. This role is responsible for… more
- Prime Therapeutics (Phoenix, AZ)
- …to day operational activities needed to support the Security Governance Risk and Compliance program. **Responsibilities** + Update and publish organization ... HIPAA, and client contracts + Collect metrics to monitor risk and compliance status, assist in vendor...assessment requests + Work with IT to coordinate audit testing and track audit remediation + Other duties as… more
- USAA (Phoenix, AZ)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Experience ... of advanced quality assurance programs across actuarial, financial, and banking model risk , ensuring rigorous testing , and adherence to internal audit standards.… more
- MUFG (Tempe, AZ)
- …and economics. Equivalent work experience equally preferable. + 4+ years of experience in Risk Reporting in the areas of Compliance and Operation Risk ... and influencing non-technical aspects of technology change (eg business and operational architectures) + Experience developing, testing and implementing… more
- Bank of America (Chandler, AZ)
- …and support leaders. **Required Skills:** + 2+ years relatable financial services, risk , and/or compliance experience and/or comparable college degree + Strong ... function in a self-directed environment **Desired Skills:** + 5+ years of risk management and/or LOB/ECF experience. + Experience testing associates cases for… more