- USAA (Phoenix, AZ)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- USAA (Phoenix, AZ)
- …and control functions including Business Risk and Control, Compliance and Operational Risk Testing (ECORT) among others to drive successful results ... Risk Management, Technology Risk Management, Stress Testing , and Operational Risk + Federal Reserve Documents: Consolidated Supervision Framework… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Independent Testing Officer to support the Independent Testing & Validation (IT&V) Emerging Risk team.... compliance examinations. + Knowledge or prior regulatory compliance testing or review experience. + Knowledge… more
- Wells Fargo (Tempe, AZ)
- …experience, training, military experience, education **Desired Qualifications:** + Experience in Audit, Compliance , Risk and Testing . + Issues management, ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- City National Bank (Phoenix, AZ)
- …banking environment * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial ... *MANAGER OPERATIONAL RISK MANAGEMENT OVERSIGHT* WHAT IS...ORBO team(s) in the execution of ORM framework key risk activities, including monitoring compliance with ORM… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Testing & Validation (IT&V) as part of Corporate Risk . Learn more about the career areas and lines...policies. The Testing Manager will execute horizontal compliance testing and UDAAP testing .… more
- MUFG (Tempe, AZ)
- …control environment is monitored through relevant KRI/KPIs + Monitor and evaluate emerging risk , internal operational trends, and external risk events for ... Expert in program management with a focus on executing information security risk assessment/ testing methodologies, evaluating the adequacy and efficiency of… more
- Deloitte (Tempe, AZ)
- … of controls, supporting evidence, that impact on premises and cloud technology, operational risk to the Information Technology Services organization as well as ... do This role supports audits and assessment programs of the Technology Cyber Security Risk & Compliance team which includes risk management, audits, and… more
- MUFG (Tempe, AZ)
- …as well as introduction of new regulations & regulatory guidance in collaboration with Operational Risk Management partners. + Assess the impact of new or ... documents by performing analytical comparisons or gap analyses in collaboration with Operational Risk Management partners. + Review related Subject Matter Expert… more
- US Bank (Tempe, AZ)
- …(FRR) Capital Management team performs independent review of the regulatory capital, Risk Weighted Asset (RWA) calculation, stress testing and capital planning ... alignment with industry practices. Partners with Treasury, Regulatory Reporting, other Risk / Compliance /Audit (RCA) professionals, and RCA Managers to create,… more
- MUFG (Tempe, AZ)
- …. In addition, the executive will support and regularly interact with Internal Audit, Operational Risk . Compliance and Bank regulators. Oversee a rigorous ... a structured internal governance framework, to ensure effective oversight of third-party vendor risk and process compliance . Partner with Audit, Compliance ,… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Testing & Validation (IT&V) as part of Corporate Risk . Learn more about the career areas and lines...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- MUFG (Tempe, AZ)
- …our recruitment team will provide more details. **Job Summary** : Reporting to Operational Risk Management (ORM) SLoD Framework team Director, provide direction, ... Managers (BURMs) and Third-Party Managers (TPMs) to ensure risk program is in compliance with applicable...**Experience/Abilities** : + 6+ yrs experience in third party risk in an operational risk … more
- MUFG (Tempe, AZ)
- …and economics. Equivalent work experience equally preferable. + 4+ years of experience in Risk Reporting in the areas of Compliance and Operation Risk ... and influencing non-technical aspects of technology change (eg business and operational architectures) + Experience developing, testing and implementing… more
- CVS Health (Phoenix, AZ)
- …Develop and implement quality control processes to ensure consistency and compliance in security testing and reporting. **Documentation:** Maintain comprehensive ... controls. **Required qualifications:** + 5+ years of experience in Risk management, Audit, IT, or Compliance . +...3+ years of control test of design and/or control operational effectiveness testing . + 1+ years of… more
- Jacobs (Tempe, AZ)
- …at the cutting edge of industrial cybersecurity? Does securing high criticality operational technology systems and leading a team of cyber professionals motivate ... you? Are you ready to take your career in Cybersecurity of Operational Technology and Industrial Control Systems to the next level with one of the largest technology… more
- American Express (Phoenix, AZ)
- …Audit, Independent Compliance Testing team, General Counsel's Organization, Operational Risk , Financial Crimes Compliance , and Privacy Office. + ... tool, and cross product initiatives. Areas of responsibility will include assessment of compliance risk associated with new products and features, review of… more
- SRP (Scottsdale, AZ)
- Power Systems Operational Technology Principal Engineer Location: Scottsdale, AZ, US Date: Dec 20, 2024 **Requisition ID** : 17235 **Summary** The Power System ... power needs and upgrading existing infrastructure to meet those needs 5. ** Compliance and Safety** : Ensuring that all operations comply with regulatory standards… more
- Bank of America (Phoenix, AZ)
- …metrics, reporting facts of the investigation to assist in identifying potential operational or compliance risks, and completing Suspicious Activity Reports ... the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks + Partners with...experience + Minimum 1-2 years' experience with Fraud, AML, Risk , or Compliance experience and/or knowledge of… more
- Synchrony (Phoenix, AZ)
- …+ Ability to understand cross-functional impact of business decisions including operational , compliance and information technology risks. + Ability to ... This position is primarily responsible for assisting in planning and executing Compliance audit engagements that review the design and effectiveness of the bank's… more