- Intuit (Los Angeles, CA)
- …compliance team within Compliance that is in the overall Legal organization. The AML compliance program is global and covers the breadth of the AML ... a fast-paced environment then come join our team! The AML Program Governance Manager will report to...will report to the Bank Secrecy Act (BSA) / AML Compliance Officer for Intuit and will… more
- City National Bank (Los Angeles, CA)
- ** MANAGER OF AUDIT SR- BSA/ AML ** **WHAT IS THE OPPORTUNITY?** The Senior Audit Manager will lead a team of auditors to assess the design and operating ... Bank policies, and the effectiveness of operations of the BSA/ AML function. The Senior Manager will be...are favorable + A thorough understanding of regulatory and compliance policies and procedures. + Possess expert understanding of… more
- Deloitte (Los Angeles, CA)
- …issues in the AML and Economic Trade Sanctions domain. As a Data Analytics Manager focusing on AML , you will have the opportunity to be on the forefront ... data analytics and solution development engagements in partnership with internal and external AML and financial crimes compliance , audit, IT, and business teams.… more
- City National Bank (Los Angeles, CA)
- … Manager , this colleague is responsible for carrying out regulatory/ compliance issuance monitoring, risk assessments, and internal controls testing ensuring that ... analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of...the Bank's BSA Program while utilizing sound and current compliance industry standards and practices. Develop new and/or updates… more
- City National Bank (Los Angeles, CA)
- …Act. This includes adherence to all internal and external requirements related to OFAC, AML , CTR, EDD and all other applicable compliance related functions as ... ** MANAGER I OPERATIONS** **WHAT IS THE OPPORTUNITY?** Responsible...function. Responsible for all projects assigned to operational department, compliance related activities and serves as subject matter expert… more
- Comerica (El Segundo, CA)
- …provides back-up management support to BDS National client Services and Operations Manager . Risk and compliance management * Including application ownership. * ... Manager of BDS Operations This position oversees the customer service, operational...Act in capacity of AML Risk Liaison. * Responsible for legal and… more
- Citigroup (Downey, CA)
- …referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/ AML and other compliance ... limited to Lending Consultants and Financial Advisor, Small Business Partners, Relationship Manager , etc.) + Organize client events to enhance client bonding. +… more
- City National Bank (Los Angeles, CA)
- ** MANAGER OF AUDIT I** **WHAT IS THE OPPORTUNITY?** The Audit Manager I position is a leadership role as an auditor-in-charge to guide a team of auditors to ... performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, presentations, and/or written reports… more
- Banc of California (Santa Ana, CA)
- …and 4 Technical Review criteria. Appraisal report weaknesses and/or areas of non- compliance will be surfaced, and either reconciled with the appraiser, resulting in ... 3 and 4 Technical reviews on commercial appraisal reports to ensure compliance with USPAP, FIRREA, interagency regulations, company policies and department standards… more
- Citigroup (Fullerton, CA)
- …to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/ AML and other compliance norms . Partner with all roles on branch team ... of our Affluent and High-Net Worth clients, including a Wealth Relationship Manager and field experts such as Financial Planners, Insurance Specialists, Portfolio… more
- Banc of California (Santa Ana, CA)
- …operates. **Responsibilities** + Ensure assigned loans are boarded and funded in compliance with department service level agreements. + Process incoming and outgoing ... + Research and analyze problems and provide resolutions in a timely manager . + Process transactions for special assets loans, such as non-accrual, delinquent… more
- Banc of California (Whittier, CA)
- …accounts. + Researches and resolves cash differences. + Coordinates with Branch Manager regarding responses for independent third party and regulatory audits of the ... + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws asthey pertain to… more
- Banc of California (Santa Ana, CA)
- …procedures. May review reports to identify exceptions, monitor quality and ensure compliance . + Coordinates daily activities of the team, effective delegation of ... and act as the Supervisor on duty in the manager 's absence. + May support call monitoring activities. Utilizes...Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as… more
- Banc of California (Santa Ana, CA)
- …and Analysis using QRM/Empyrean system. + Run/review reports and assist ALM Manager with monthly report packages. + Conduct system maintenance to ensure system ... analysis + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to… more