- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Partners with PCG Compliance Leadership and others to create the annual PCG Compliance Training and Education Needs Assessment. * Collaborates with ... and oversee the operation of all functions for Private Client Group ( PCG ) Compliance Training and Education (CTE). Manages department, associates, and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …for the firm. * Ensures effective coordination and communication occurs between supervision, PCG management, compliance , legal and other functional areas. * May ... programs, mentorships, and continuing education options. **Job Summary** : The Director of Conflicts of Interest ("COI") Supervision will manage a supervisory… more