- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Description** **Job Summary** The Senior Vice President, Chief Risk Officer for the Private Client and Asset Management business reports to the Chief ... of Raymond James Financial and is responsible for comprehensive and strategic risk management responsibilities within Private Client and Asset Management. This role… more
- Citigroup (Tampa, FL)
- The Business Risk and Control Senior Officer I...individual is as a crucial member of Finance Business Risk and Control Chief Operating Team, who ... Policy directed by the CPMC (Citi Program Management Council). The Business Risk and Control Sr Officer will be part of a broader Governance team that drives… more
- Citigroup (Tampa, FL)
- …and support QATV initiatives and objectives. **The Role and Candidate:** The Business Risk and Controls Senior Officer is accountable for management of ... Quality Assurance Testing and Validation (QATV) function within the Finance Chief Operating Office (COO) organization is responsible for providing an independent… more
- Citigroup (Tampa, FL)
- … Chief Administrative Officer ** **("CAO")** reports directly to the Head of Chief Risk Officer ("CRO") BIR and has responsibility for coordinating ... across all the Banking and International Risk teams to ensure efficient management of multi-disciplinary processes....Issue Management and other critical controls for the independent risk management of Citi's Banking and International products and… more
- Citigroup (Tampa, FL)
- …risk . The group is headed by the Head of ERM who reports directly to the Citigroup Chief Risk Officer (CRO). About the Team: Risk Data & Technology ... risk management capabilities to support our transformation commitments, 2. Risk Chief Data Office to drive risk data transformation and champion… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and related remedial efforts through to completion * Partners with the Chief Compliance Officer , Chief Risk Officer , Head of Internal Audit and ... (initiation, planning, execution, closure). * Mitigates the firm's regulatory risk exposure while balancing business concerns. **Qualifications** **Knowledge, Skills,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …initiatives to achieve strategic objectives as defined by the Chief AML Officer . * Support FCM Emerging Risk program data mining, exploration, and testing ... Laundering (AML) transaction monitoring, customer/transaction screening, fraud detection/prevention, emerging risk , customer risk scoring, and elder financial… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …implement investigations and initiatives to achieve strategic objectives as defined by the Chief AML Officer . * Plans, assigns, monitors, reviews, evaluates, and ... and perform root cause analysis of non-detected activities. Reporting to the SVP , Financial Crimes Analytics (FCA), the Director will regularly interact with… more