- City National Bank (Charlotte, NC)
- …changes to policy, procedures and processes in order to align the Business Unit (s) to the Operational Risk practice standards. * Effectively partners ... of customers, locations of customers, and functions of the Business Unit . * Identifies gaps in controls,...business areas to solicit information and to mitigate risk . * Provides support for regulatory examinations and audits… more
- Wells Fargo (Charlotte, NC)
- …training, military experience, education **Desired Qualifications:** + Meaningful knowledge of corporate/ business policies, and operational risk programs ( ... Risk Regulatory Execution (CRRE) as part of the ** Operational Risk Management Regulatory Execution team.** Learn...making sound risk decisions commensurate with the business unit 's risk appetite and… more
- Truist (Charlotte, NC)
- …as required by enterprise policy and Enterprise Risk Management programs. The Operational Resilience Business Unit (BU) is responsible for Business ... ** Operational Resilience and Enterprise Incident Management.** Oversee risk appetite and business risk ... risk management direction and oversight to applicable business unit senior leadership on all key… more
- Bank of America (Charlotte, NC)
- …for executing second line of defense compliance trade surveillance and operational risk oversight for a Front Line Unit , Control Function, and/or Third ... Compliance and Operational Risk Manager Charlotte, North Carolina;New...**Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with… more
- Bank of America (Charlotte, NC)
- … officer team to execute second line of defense compliance and operational risk oversight for a Front-Line Unit , Control Function, and/or Third Parties. Key ... and Guidelines Management + Active Listening + Advisory + Business Process Analysis + Written Communications This job is... teams in order to provide independent compliance and operational risk oversight of Front-Line Unit… more
- Bank of America (Charlotte, NC)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. ... Compliance and Operational Risk Manager- Enterprise Architecture Charlotte,...**Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with… more
- Bank of America (Charlotte, NC)
- …policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance ... Enterprise Privacy Compliance & Operational Risk Manager Charlotte, North Carolina;New...Degree or equivalent experience + 7 years minimum of business and functional experience in a Risk … more
- Office of the Comptroller of the Currency (Charlotte, NC)
- …As a National Bank Examiner/Bank Examiner (Large Bank Field Examiner) with emphasis in Operational Risk , you will conduct and assist in the supervision of ... a National Bank Examiner/Bank Examiner (Large Banks Field Examiner) with emphasis in Operational Risk , you will: Oversee ongoing supervisory efforts of … more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... **About this role:** Wells Fargo is seeking a Business Accountability Specialist - Third Party Risk...and compliance issues, and/or escalate the issue, per the Operational Risk and Compliance Escalation policy +… more
- Bank of America (Charlotte, NC)
- Sr Business Control Specialist - Global Payment Operations Business Risk and Controls Charlotte, North Carolina;Scranton, Pennsylvania **Job Description:** ... for driving and executing on internal control discipline and operational excellence within a Line of Business ...**Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational… more
- Huntington National Bank (Charlotte, NC)
- … risk management oversight and administration for the Data Strategy and Analytics Business Unit Team, as well as assisting the Finance and Strategy Segment ... Risk team with risk oversight of other Finance & Strategy ...+ Analyze control environment to identify opportunities to improve risk mitigation and operational efficiency through redesign… more
- Truist (Charlotte, NC)
- …monitor execution of Risk Program requirements (eg, RCSA, KRIs, etc.) within the Business Unit and BURM. Provide risk advice and influence to assigned ... risk Subject Matter Expert (SME) to assigned Business Unit across all risk ...and other industry-related regulatory requirements. + Strong knowledge of operational and other non-financial risks. + Ability to assess… more
- Truist (Charlotte, NC)
- … risk decisions and escalate unacceptable or key emerging risks to BU CRO and/or Business Unit Risk Committee. + Guide risk -taking behavior. Provide ... Management, RCSA, KRIs, etc.) within the Business Unit and GCO. Provide strategic insight, risk ...communication, interpersonal and negotiation skills + Strong knowledge of operational and other non-financial risks + Proven leadership and… more
- Truist (Charlotte, NC)
- … risk advice and serve as risk Subject Matter Expert (SME) to assigned Business Unit across all risk types to promote and strengthen compliance with ... risk environment and escalate material concerns to Business Unit leaders and committees. + Monitor...and other industry-related regulatory requirements. + Strong knowledge of operational and other non-financial risks. + Ability to assess… more
- Truist (Charlotte, NC)
- …3. Responsible for providing expert risk management direction and oversight to applicable business unit senior leadership on all key risk initiatives and ... units; provide counsel, advice, and concurrence to senior business unit leaders to drive needed risk enhancements or remediation. Advocate Truist's… more
- Truist (Charlotte, NC)
- …. Responsible for providing expert risk management direction and oversight to applicable business unit senior leadership on all key risk initiatives and ... units; provide counsel, advice, and concurrence to senior business unit leaders to drive needed risk enhancements or remediation. Advocate Truist's… more
- Truist (Charlotte, NC)
- … Risk Program requirements (eg, RCSA, KRIs, etc.) within the assigned areas of a Business Unit . Provide risk advice to effectively management risk ... risk Subject Matter Expert (SME) to assigned business areas within the Business Unit...SOX and other industry-related regulatory requirements. + Knowledge of operational and other non-financial risks. + Ability and willingness… more
- Truist (Charlotte, NC)
- …for management and/or board level committees to demonstrate program effectiveness. 4. Coordinates with Business Unit Risk Managers (BURMs), Business ... meetings with key internal stakeholders (eg Business Unit Leadership, BURM Leadership, BUCRO Leadership, Risk ...operational , and organizational challenges in the context of business objectives and priorities. 7. Ability to lead and… more
- TD Bank (Charlotte, NC)
- …on-going analysis and reporting on operational risk and/or other major risk categories as applicable to own business or functional area, and reviews ... core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business Continuity Management,...and participates in knowledge transfer within the team and business unit + Keeps current on emerging… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business :** Financial Crime Risk Management **Job Description:** **Department Overview:** FCRM ... enterprise knowledge, recognizing and anticipating emerging trends and identifying operational efficiencies and opportunities with other business … more