- USAA (Charlotte, NC)
- …of what makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a ... and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the...the execution and reviews of ongoing evaluations of the risk and control environment. This individual partners… more
- TD Bank (Charlotte, NC)
- …**Line of Business:** Risk Management **Job Description:** The **Senior Group Risk Analyst , RCSA Manager** provides a broad range of research, analysis, ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- US Bank (Charlotte, NC)
- …oversight of model development, Validation and reports on the Bank's overall model risk . The responsibilities of this Quantitative Model Analyst include: * Model ... * Regularly work with model owners and monitor existing models to ensure compliance with Model Risk Management program requirements * Regularly meet with… more
- Insight Global (Charlotte, NC)
- …risk planning documents Assist in planning and executing activities related to risk , control , compliance and internal audit internal stakeholder ... Risk & Assurance professionals in performing information technology control and security engagements. Key Responsibilities Providing subject matter expertise,… more
- Regions Bank (Charlotte, NC)
- …section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line of defense risk management function that ensures ... design, data definitions, system capabilities, and data integrity issues related to compliance , regulatory projects, and risk management + Resolves work flow… more
- Regions Bank (Charlotte, NC)
- …section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line of defense risk management function that ensures ... + Bachelor's degree and six (6) years of experience in compliance , quality assurance/ control , audit, or other related compliance function specific to… more
- Wells Fargo (Charlotte, NC)
- …Regulatory Reporting) and strategic planning for on-going business process automated control compliance with COSO policies (proactive anticipation of internal ... this role:** Wells Fargo is seeking a Financial Controls Analyst within the Enterprise COSO testing team. The Enterprise...of business process automated controls in scope for financial, risk , and regulatory reporting + Assessing compliance … more
- Wells Fargo (Charlotte, NC)
- …or information technology governance, and controls and oversight matters + Identify compliance and risk management requirements for supported area and work ... oversight framework + Lead initiatives around process design, identification of important risk points, evaluating severity of control deficiencies and monitoring… more
- Insight Global (Charlotte, NC)
- …a must. Hands on experience on software deliverables Previous experience as a Product Owner Risk & Control or Risk Management a plus Proactive Take-Charge, ... for one of our large financial clients in Charlotte, NC. The Business Analyst will partner with Business Leaders, Product Managers, Process Owners, Developers and… more
- US Bank (Charlotte, NC)
- …skills and discover what you excel at-all from Day One. **Job Description** The Compliance Quality Assurance (CQA) Lead Analyst ("Lead Analyst ") is ... responsibilities include: (i) partnering with fiduciary Business Lines (BL) and other Risk , Compliance , and Audit Professionals to help create, implement,… more
- Wells Fargo (Charlotte, NC)
- …remediation and control enhancements. The ideal candidate has a strong risk mindset, advanced excel skills, experience with SQL, and enjoys working with data. ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- City National Bank (Charlotte, NC)
- …meet quality, scalability, and risk management goals. The Business Process Analyst Lead will work with Business Control Officers (BCOs), outside consultants, ... *BUSINESS PROCESS ANALYST LEAD* WHAT IS THE OPPORTUNITY? The Process...years in operations, risk management, quality assurance, compliance , or an internal control /audit capacity *Skills… more
- Bank of America (Charlotte, NC)
- …small team of analysts or own key reports and or processes. Strong finance, risk or compliance background with quantitative skills preferred. Global Markets ... Reporting & Governance Sr Analyst Charlotte, North Carolina;Jersey City, New Jersey **Job...metrics. Ensures that the team produces regulatory and economic risk capital reports and data inputs respectively. Produces regularly… more
- Wells Fargo (Charlotte, NC)
- …or information technology governance, and controls and oversight matters + Identify compliance and risk management requirements for supported area + Support ... and initiatives impacting one or more lines of business, risk types, or control matters + Collaborate...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- City National Bank (Charlotte, NC)
- …related training, administration of ERM sites and tools, and management of ERM's risk , control and remediation environment. This individual will also assist with ... *ERM PROGRAM MANAGEMENT ANALYST * WHAT IS THE OPPORTUNITY? This individual will...* Minimum of 3-5 years (with proven knowledge) of Risk Management, Compliance Management, Audit, Internal Controls,… more
- Bank of America (Charlotte, NC)
- …and governance and control functions; and manages an attestation process to ensure compliance with the Enterprise Model Risk Policy. The MRM Market Risk ... Senior Quantitative Financial Analyst New York, New York;Jersey City, New Jersey;...and complex modeling projects for specific business units or risk types. Key responsibilities include leading the development of… more
- US Bank (Charlotte, NC)
- …Assurance (CQA) Lead Analyst is responsible for leading and executing compliance related testing activities within the Independent Risk Review and Assessment ... roles and responsibilities include partnering with the business lines and other Risk , Compliance , and Audit Professionals to help create, implement, maintain,… more
- Bank of America (Charlotte, NC)
- …utilization across the organization and providing input into process and control designs, operational risk mitigation, issue management, automation, and ... Liquidity Senior Analyst - Traded Products Liquidity Management Charlotte, North...tracks and monitors issues to ensure adherence with policies, risk standards, and compliance with internal and… more
- EverBank (Charlotte, NC)
- …associated with watch list filtering alerts for Office of Foreign Assets Control (OFAC) compliance , Politically Exposed Persons (PEPs), Adverse Media, and ... **AML Operations Analyst II** The Anti-Money Laundering Operations Analyst...due diligence with associated Anti Money Laundering (AML) regulation compliance or best practices. Under general supervision, this job… more
- Xylem (Charlotte, NC)
- …through innovative and sustainable solutions. **The Role:** The Sr. Project Management Analyst is a senior level position responsible for leading complex project ... role involves conducting advanced analyses of project performance, performing in-depth risk assessments, and developing strategies to improve project outcomes. The… more