- USAA (Charlotte, NC)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... This job is responsible for executing second line of defense compliance trade surveillance and operational risk oversight for a Front Line Unit, Control… more
- Bank of America (Charlotte, NC)
- Enterprise Privacy Compliance & Operational Risk Manager Charlotte, North Carolina;New York, New York; Chicago, Illinois; Plano, Texas **Job Description:** ... is a global team of subject-matter experts responsible for Compliance & Operational Risk coverage...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Desired Skills** : + In depth knowledge of… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... Technology. This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function,… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Independent Testing Officer to support the Independent Testing & Validation (IT&V) Emerging Risk team.... compliance examinations. + Knowledge or prior regulatory compliance testing or review experience. + Knowledge… more
- Wells Fargo (Charlotte, NC)
- …experience, training, military experience, education **Desired Qualifications:** + Experience in Audit, Compliance , Risk and Testing . + Issues management, ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- City National Bank (Charlotte, NC)
- …banking environment * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial ... *MANAGER OPERATIONAL RISK MANAGEMENT OVERSIGHT* WHAT IS...ORBO team(s) in the execution of ORM framework key risk activities, including monitoring compliance with ORM… more
- Truist (Charlotte, NC)
- …(EOS) Operational Resilience as required by enterprise policy and Enterprise Risk Management programs. The Operational Resilience Business Unit (BU) is ... and Testing , and Enterprise Incident Management, working to mitigate operational disruptions and enable Truist to scale our responses through business readiness… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Testing & Validation (IT&V) as part of Corporate Risk . Learn more about the career areas and lines...policies. The Testing Manager will execute horizontal compliance testing and UDAAP testing .… more
- TD Bank (Charlotte, NC)
- …governance of Non-Model/EUC risk to the bank by managing and executing compliance and control testing to validate that Non-Models/EUC risks are managed in ... and act as an oversight function related to TD's enterprise/ operational Risk programs. Acts as a thought...including risk level assessment and controls + Compliance or QA/QC testing planning, implementation and… more
- TD Bank (Charlotte, NC)
- …support the governance of Non-Model/EUC risk to the bank by executing compliance and control testing to validate that Non-Models/EUC risks are managed in ... including risk level assessment and controls + Compliance or QA/QC testing or audit experience...+ Establishes and provides on-going analysis and reporting on operational risk and/or other major risk… more
- TD Bank (Charlotte, NC)
- ….** **The** **Senior Third Party Risk Management** **team, within the Operational Risk Management team is responsible for assisting businesses and Corporate ... requirements, and has accountability to identify themes driving non compliance ** **Establishes testing and oversight model of...party risk (and performance) management** **Knowledge of operational risk processes - especially risk… more
- Bank of America (Charlotte, NC)
- …Join us! **Job Description:** Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk management of processes unique ... issues management, and monitoring and testing from a sanctions compliance and risk perspective. This role is an individual contributor within the Sanctions… more
- TD Bank (Charlotte, NC)
- …identification and due diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testing + Manages and provides oversight ... and enhancing their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and… more
- Truist (Charlotte, NC)
- …and ensure adherence to the enterprise risk and operational risk programs . Manage performance of control testing activities (including control design ... and effectiveness testing ), compliance monitoring indicator (CMI) activities, and Issue Validation aligned...effective challenge to assigned Technology business units across all risk types to promote and strengthen compliance … more
- Bank of America (Charlotte, NC)
- …for remediation. **Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational Services and ... + Minimum 3+ years of experience in the Audit, Compliance , or Risk function of a large...Controls Management + Issue Management + Monitoring, Surveillance, and Testing + Quality Assurance + Risk Management… more
- US Bank (Charlotte, NC)
- …(FRR) Capital Management team performs independent review of the regulatory capital, Risk Weighted Asset (RWA) calculation, stress testing and capital planning ... alignment with industry practices. Partners with Treasury, Regulatory Reporting, other Risk / Compliance /Audit (RCA) professionals, and RCA Managers to create,… more
- Truist (Charlotte, NC)
- …plays a significant role in optimizing business processes and implementing enhancements for compliance and risk management within the Legal Department. The role ... sharing, mentoring, and training. 10. Stay abreast of industry trends related to operational efficiency, risk management, and legal operations. 11. Support, and… more
- Optiv (Charlotte, NC)
- …strong experience in machine learning (ML), data classification, data governance, AI risk management, AI compliance requirements and large language models ... This role will focus on building and delivering strategy, risk management and compliance capabilities to secure...Partner with Optiv technical experts in application, data, and operational security to build and implement leading practices for… more