- USAA (Charlotte, NC)
- …makes us special and impactful. **The Opportunity** As a dedicated Compliance & Operational Risk Testing Programs Executive , you will be responsible for ... This role will require collaboration and partnership with other Compliance & Operational Risk Programs...and managing work to achieve strategic goals required. + Executive -level business acumen in the areas of business operations,… more
- USAA (Charlotte, NC)
- …makes us special and impactful. **The Opportunity** The Enterprise Compliance and Operational Risk Testing Executive is responsible for the ongoing ... appropriate changes. This role will require collaboration and partnership with other Compliance & Operational Risk Programs across the organization,… more
- Bank of America (Charlotte, NC)
- Risk Management Executive Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia; Jacksonville, Florida **Job Description:** At Bank of America, we ... to make a difference. Join us! **Job Description:** The Risk Management Executive will be a key...Manager of Process & Data: Demonstrates deep process knowledge, operational excellence and innovation through a focus on simplicity,… more
- Bank of America (Charlotte, NC)
- …standards. Ability to recognize all risk categories including credit, market, operational and compliance and bringing appropriate risk expertise as ... Risk Management Executive I Charlotte, North...client needs and to gain competitive advantage. + Regulatory Compliance **Required Experience:** + 10+ years of experience in… more
- Wells Fargo (Charlotte, NC)
- …management routines, reviews and initiatives required for successful execution. + Coordinate operational risk executive reporting for Finance Operational ... Oversight. + Engage with Control Executive teams, Business Management and Independent Risk teams to promote a strong operational risk culture. + Engage… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer within the Consumer Lending...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer in Operational ...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- City National Bank (Charlotte, NC)
- …banking environment * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial ... *MANAGER OPERATIONAL RISK MANAGEMENT OVERSIGHT* WHAT IS...ORBO team(s) in the execution of ORM framework key risk activities, including monitoring compliance with ORM… more
- USAA (Charlotte, NC)
- …from the USAA control partner community including risk management, enterprise compliance , and internal audit. + Provides executive level oversight of the ... and mitigation initiatives. + Reports information security risks to executive leadership to assist USAA in meeting compliance...institution in a supervisory role in IT, cybersecurity or operational risk management. + 6 or more… more
- USAA (Charlotte, NC)
- …activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures **What you have:** ... ability to connect data/metrics to business metrics/results. + Deep understanding of risk management and compliance practices with experience developing data… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TD Bank (Charlotte, NC)
- …oversight, advisory support/services and act as an oversight function related to TD's enterprise/ operational Risk programs. Acts as a thought leader for all ... risk to the bank by managing and executing compliance and control testing to validate that Non-Models/EUC risks...procedures in coordination with management in line with TD's Risk Program + Works with executive team,… more
- TD Bank (Charlotte, NC)
- …and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk categories as applicable to ... models. The role will support the governance of Non-Model/EUC risk to the bank by executing compliance ...issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk … more
- Wells Fargo (Charlotte, NC)
- …third party performance and compliance issues, and/or escalate the issue, per the Operational Risk and Compliance Escalation policy + Third Party Risk ... risks, and key concerns to stakeholders, including senior and executive management, the board, auditors, and regulators + Apply...compliance issues, and/or escalate the issue, per the Operational Risk and Compliance Escalation… more
- TD Bank (Charlotte, NC)
- …and enhancing their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager, Financial Crime Risk Oversight… more
- TD Bank (Charlotte, NC)
- ….** **The** **Senior Third Party Risk Management** **team, within the Operational Risk Management team is responsible for assisting businesses and Corporate ... offices with managing Third Party risk and performance, while ensuring compliance to...party risk (and performance) management** **Knowledge of operational risk processes - especially risk… more
- Truist (Charlotte, NC)
- …to create PRC inventories and execute RCSAs + Coordinate with LOD2 and Operational Risk Management to ensure processes are aligned to authoritative sources ... challenge output + Monitor level III metrics aligned to control effectiveness and compliance risk + Provide appropriate training and awareness to promote… more
- Truist (Charlotte, NC)
- …plays a significant role in optimizing business processes and implementing enhancements for compliance and risk management within the Legal Department. The role ... sharing, mentoring, and training. 10. Stay abreast of industry trends related to operational efficiency, risk management, and legal operations. 11. Support, and… more
- Truist (Charlotte, NC)
- …facilitate and monitor risk governance mechanisms, including but not limited to, Compliance Risk and Control Self-Assessment (C-RCSA), Risk and Control ... impact to the BU, and ensure appropriate remediation. + In conjunction with Compliance Risk Management and Legal, monitor BU adherence to applicable policies,… more
- Truist (Charlotte, NC)
- … management, with at least five to seven years in a leadership role overseeing operational risk in a large financial institution. 2. Strong knowledge of change ... and collaboration. 2. Act as a trusted advisor to executive leadership, providing strategic insights on risk ...and product risk . 4. Partner with enterprise risk management, compliance , audit, and business unit… more