• Director, Energy Trading - TD Securities

    TD Bank (New York, NY)
    …who can provide you more specific details for this role. **Job Description:** TD Securities offers a wide range of capital markets products and services to ... accurate submission of data to the respective systems and market operators. The successful candidate will have proficiency in...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets more
    TD Bank (01/29/25)
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  • Senior Accountant\ Securities Brokerage

    Tradeweb (Jersey City, NJ)
    …department. The ideal candidate will have extensive knowledge of broker dealer operations , securities regulations, and financial reporting standards. You will be ... from Dealerweb management team **Qualifications** + 5+ years of experience in securities accounting and/or broker dealer operations within the financial services… more
    Tradeweb (02/01/25)
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  • Securities & Derivatives Sr Manager - VP…

    Citigroup (Jersey City, NJ)
    **Organization Overview:** Markets Operations represents the evolution and transformation of Operations in the Finance Industry which creates a uniqueness ... across our industry. **Team/Position Overview:** Margin & Collateral Optimisation within Markets Operations helps mitigate risk and comply with regulatory… more
    Citigroup (03/04/25)
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  • Equity Capital Markets Vice President (ECM…

    Citigroup (New York, NY)
    …+ Work with senior-level team members (ECM, Corporate & Investment Banking, Risk, Legal , Operations ) and external partners (Investors, External Counsel) to guide ... The Equity Capital Markets (ECM) Investment Banking Vice President (VP) is...our clients by facilitating capital formation in the equity market . **Responsibilities:** + Assume significant levels of responsibility for… more
    Citigroup (01/10/25)
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  • VP, Capital Markets Supervision

    BMO Financial Group (New York, NY)
    …effective challenge. + Build relationships and collaborate with other department teams such Legal , Operations , Middle Office, and Sales & Trading. + Assist with ... BMO Capital Markets is a leading, full-service financial services provider....the First Line of Defense responsibilities outlined in the Legal Regulatory Compliance Risk Management (LRCRM) Policy, the Enterprise… more
    BMO Financial Group (03/13/25)
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  • Senior Risk Manager - Capital Markets

    Citizens (New York, NY)
    Description The Senior Risk Manager, Capital Markets and Advisory is a key role on the Commercial Banking Risk team, which is a front-line unit risk function. The ... Senior Risk Manager will support the loan capital markets businesses of Citizens, which includes syndicated loan underwriting...to new initiatives; liaise with other risk areas and operations to ensure processes are designed with proper controls;… more
    Citizens (03/23/25)
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  • Senior Associate, Fixed Income Settlements

    TD Bank (New York, NY)
    …details for this role. **Job Description:** Preferred Qualifications: **Company Overview** TD Securities provides a wide range of capital market products and ... team is divided into five main functional areas: Capital Markets , Financing Operations , Payment and Correspondent Banking...as well as any trade fails, and buy-ins on securities transactions. Our team interacts with many operations more
    TD Bank (03/22/25)
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  • Technology, Operations & Procurement…

    SMBC (New York, NY)
    …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... Department, reporting to the Executive Director and Head of the Technology, Operations and Procurement (TOP) Legal team. **Role Objectives** + Primary… more
    SMBC (01/09/25)
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  • Documentation and Operations - AVP

    SMBC (New York, NY)
    …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
    SMBC (01/15/25)
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  • Operations Officer - Analyst

    SMBC (New York, NY)
    …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
    SMBC (01/14/25)
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  • Associate, CUSO Treasury Operations

    SMBC (New York, NY)
    …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... of the markets to assist with funding and cash management operations . Develop a working knowledge of underwriter and rating agency grading components and… more
    SMBC (03/22/25)
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  • Anti-Fraud Operations Analyst

    SMBC (Jersey City, NJ)
    …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
    SMBC (03/19/25)
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  • Balance Sheet Mgmt Sr Ld Anlst - SVP/C14

    Citigroup (New York, NY)
    …the Banking Book. Provide support to the NTMR manager to liaise with businesses, legal entity treasury, CTI and Markets Treasury, and Controllers teams to ensure ... and 1st line role in Fixed income Asset Management. **Fixed Income Securities ** ** Market experience is preferred.** + Proficient with **portfolio management… more
    Citigroup (03/21/25)
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  • Vice President - Client Service Lead

    JPMorgan Chase (New York, NY)
    …including asset managers, hedge funds, insurers, and public sector entities. Markets Operations provides operational support and controls management across ... Management (ICM ORM) is a collaboration between Investor Client Management and Markets Operations , with teams in Asia-Pacific, Europe, the Middle East… more
    JPMorgan Chase (03/14/25)
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  • Compliance Risk Assessment

    SMBC (Jersey City, NJ)
    …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
    SMBC (02/13/25)
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  • Fixed Income Compliance Officer

    SMBC (New York, NY)
    …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
    SMBC (01/04/25)
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  • Syndicate Operations Analyst

    JPMorgan Chase (New York, NY)
    …processes + Understand the key elements of other infrastructure groups (ie Finance, Market risk, Credit risk, Operational risk, Legal , Collateral, etc.) and ... in the world of finance? Join our dynamic Syndicate Operations team in NYC as a Trading Services Analyst....for the execution of a New Issue coming to market . **Job responsibilities** + Provide middle office support for… more
    JPMorgan Chase (03/13/25)
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  • Relationship Manager (Associate)

    SMBC (New York, NY)
    …needs of customers that will drive business. Develop an understanding of securities markets and capital market operations to respond to client requests. ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc.,...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
    SMBC (03/04/25)
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  • Senior Finance Analyst

    TD Bank (New York, NY)
    …business area/function and the bank, both internally and/or externally **Who We Are** TD Securities offers a wide range of capital markets products and services ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $115,000 - $140,000 USD TD is committed to providing fair… more
    TD Bank (03/15/25)
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  • ISDA Negotiator, Vice President

    SMBC (New York, NY)
    …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... agreements. This role requires collaboration with various internal stakeholders (including global markets , operations , credit and bankers) as well as clients. A… more
    SMBC (02/04/25)
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