- NatWest Markets (Stamford, CT)
- Director , Electronic Trading Risk & Control (1LOD), US Stamford,United States Permanent Full Time \#R-00245427 Our people work differently depending on ... and the business._ **Team** This role is within the Electronic Trading Risk & Control... risk . Reporting to the US Head of Risk and Control and supporting the global Director… more
- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer, US Stamford,United States Permanent Full Time \#R-00241613 Our people work differently depending on their ... the proper operations of the department and the business. ** Director , Electronic Trading Compliance Officer,...the 2LOD on global committees. + Contribute to compliance risk assessments. + Investigate and resolve compliance issues and… more
- Citigroup (New York, NY)
- …distribution is a senior level position responsible for overseeing the growth of Rates electronic trading , in coordination with the Trading team. The overall ... share objectives and to coordinate with key stakeholders to develop the trading franchise. **Responsibilities:** + Build and maintain a franchise and connect with… more
- Scotiabank (New York, NY)
- Director , Electronic Execution Services Sales, Global Equities **Requisition ID:** 209208 **Salary Range:** 300,000.00 - 300,000.00 _Please note that the Salary ... committed to results, in an inclusive and high-performing culture. **Title: Director , Electronic Execution Services Sales, Global Equities** **Global Banking… more
- BlackRock (New York, NY)
- …3.0, UST / repo clearing, dealer definition) + Provide input into our electronic trading strategy to evaluate new functionality, platforms, and connectivity ... management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary and individual… more
- TD Bank (New York, NY)
- …trade reporting, consolidated audit trail, data and information management and retention, electronic trading , advertising and marketing. + Draft and negotiate ... trading and related agreements in connection with trading platforms, electronic trading , market...on best practices that help minimize legal and litigation risk + Assists General Counsel in developing and managing… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 13 **The** **Role:** Director of Data Science - NLP, LLM and GenAI **The Team:** S&P is a leader in risk ... research projects _S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts...status, or any other status protected by law. Only electronic job submissions will be considered for employment. If… more
- S&P Global (New York, NY)
- …12 **About the Role:** S&P is a leader in automation and AI/ML to transform risk management. We are seeking an **Associate Director of Generative AI Platform ... and cloud platforms & services. **The Team:** The Associate Director of Generative AI Platform Engineering will work closely...for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **The** **Role:** Associate Director of Data Science - NLP, LLM and GenAI S&P is a leader in risk ... for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts...status, or any other status protected by law. Only electronic job submissions will be considered for employment. If… more
- Morgan Stanley (New York, NY)
- …work environment for team . Computer science background and knowledge of electronic trading , capital markets, banking products, agile, emerging technologies (eg, ... risk management framework to foster continual improvement of risk management processes. This is a Director ...of risk management processes. This is a Director level position within Technology Audit, which is responsible… more
- S&P Global (New York, NY)
- …use):** 12 We are seeking **fixed income specialists** for the role of **Associate Director ** in the **Index Investment Strategy** (IIS) team in the NY office of S&P ... Dow Jones Indices (S&P DJI). Reporting to a Senior Director , you will collaborate with a global team to...the active-passive debate, factor indices, Climate and ESG indices, risk and volatility, and index dynamics. Our thought leadership… more
- Mizuho Corporate Bank (New York, NY)
- Business Risk & Control - Data Loss Prevention Vice President The Business Risk & Control - Data Loss Prevention team is a 1st Line of Defense (LoD) focused on ... of the Data Loss Prevention (DLP) team, reporting to both the DLP Director and the Business Information Security Officer (BISO), the individual will oversee the… more
- S&P Global (New York, NY)
- …Level (for internal use):** 12 **_The_** **_Role:_** **_Regional Commercial Associate Director - Regulatory Compliance_** **The Team:** This commercial position is ... documents into dynamic data models, enabling deeper analytics and enhanced risk management throughout the entity lifecycle. + **Client Reference Data Solutions**… more
- Mizuho Corporate Bank (New York, NY)
- …of the areas below highly preferred (but not required): + Equity sales and trading , futures or research (including cash equities, electronic and program ... of different business areas of the bank to evaluate the effectiveness of risk management and governance processes. Along with its counterparts in London, Hong Kong… more
- S&P Global (New York, NY)
- …within one of our specialized sector teams. Under the guidance of a director , a qualified senior analyst typically maintains direct analytical responsibility for a ... and helps investors and others measure and manage credit risk . + By supporting capital markets, S&P Global Ratings...for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global (New York, NY)
- …**Grade Level (for internal use):** 11 **About the Role:** We are seeking a Lead/Associate Director of ML & MLOps Engineering - GenAI to join our ML team within the ... is a leader in automation and AI/ML to transform risk management. This role is a unique opportunity for...for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- Trexquant Investment (Stamford, CT)
- …Compliance Monitoring - maintain, develop and review dashboard reporting for compliance and risk processes related to the positions and products in the portfolio. + ... Technology Risk Compliance - Maintain and review firm processes for...with other members of the team and consultants. + Electronic Filings Process Development - review and support processes… more