- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a global role, the incumbent will ... The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large… more
- JPMorgan Chase (New York, NY)
- …industry especially in Operational Risk Management, Anti-Money Laundering & Know Your Customer, Trade Surveillance model development + Experience with EKS or AKS ... Manager in the Compliance Conduct and Operational Risk (CCOR) Data Analytics division, you will play a pivotal role...Management, Technology, and others. Your expertise will guide the data science team, ensuring they meet agreed milestones while… more
- Intercontinental Exchange (ICE) (New York, NY)
- …and analyze documents, electronic records, and other evidence, and analyze investigative files, trade data , surveillance alerts, and member firm documents ... role will work closely with the other members of the NYSE Regulation Surveillance , Investigations, Enforcement, Data Science and Regulatory Technology teams. The… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more