- HSBC (New York, NY)
- …banking, business or similar degrees A master's degree is a plus + Experience in audit, first line , second line of defence in relation to one or more ... over the design and operating effectiveness of the Group's framework of risk management, control and governance processes. GIA possesses specialized capabilities and… more
- Neuberger Berman (New York, NY)
- …and Multi-Asset strategies across workflows, data, controls, interfaces, and analytics. This team is the operational front line , aligned to Investment Teams ... We are seeking a seasoned and proactive individual to join Investment Team Support to lead a high-performing function within the Public & Private Markets, with a… more
- Tradeweb (New York, NY)
- …proactive manner + Interact regularly with key technology stakeholders ( first and second line ) to monitor key business and emerging risk trends and feed this ... fiscal quarters, topping $2.5 trillion in ADV for the first quarter of 2025. Since its IPO in 2019,...risk assessment process + Collaborate with the second line (eg Risk ) team to… more
- SMBC (New York, NY)
- …the sellable deals from price and structuring perspective + Provide support to the team , acting as first point of escalation and advice, to facilitate new ... The position will create a trade finance asset distribution opportunities in line with the department's objectives related to resource control and profitability… more
- Coty (New York, NY)
- …**Your focus:** **Product Innovation** + Work closely with cross functional team (technical departments, Initiative Management and Marketing) to understand the key ... Proactively propose opportunities to increase profit & deliver bottom line savings. Keep track of "cost out" opportunities to...as appropriate. + Support Business Continuity Plan for all high- risk materials. + Track and report CAPEX budget /… more
- M&T Bank (New York, NY)
- … and compliance initiatives by helping implement less complex efforts within the business. + The First Line Risk Team Lead manages and oversees the work ... Risk Framework-emphasizing self-identification, self-curing, and scalable practices. First Line risk management is...control testing is performed for the team 's risk initiatives in accordance with M&T's First … more
- Citigroup (New York, NY)
- ** Team Overview** E-Trading Risk and Controls (ETRC) is a First - Line risk team which is part of the Global Markets COO function. ETRC works with ... Global Markets E-Trading businesses, CAOs and second- line functions to implement the E-Trading Risk ...protocols + Own the issue management workstream for the team by providing oversight of remediation plans for ETRC… more
- American Express (New York, NY)
- …**How will you make an impact in this role?** The newly created First line of Defense Financial Crimes Risk & Controls Center of Excellence (1LOD FCRC COE) ... be responsible for establishing a robust control foundation for first line of defense FCRM activities across...in coordination with the Global Financial Crimes Compliance (GFCC) team within the Global Risk & Compliance… more
- MUFG (New York, NY)
- …will lead and oversee the firm's technology risk management function within the First Line of Defense, reporting directly to the Technology Business Unit ... to protect the firm's assets, information, and reputation. The First Line Business Unit Risk ...+ Knowledge of financial institution businesses, processes, products, and risk RESPONSIBILITIES + Lead a team of… more
- MUFG (New York, NY)
- …The individual in this position has oversight responsibility for first line of defense markets and trading operational risk activities. + Contributing ... work remotely one day. A member of our recruitment team will provide more details. **Job Summary:** The VP...changing risk profile. + Provide guidance to first line , second line , and… more
- American Express (New York, NY)
- …in service on #TeamAmex. ** Team Description** The newly created first line of defense Financial Crimes Risk & Controls center of excellence will provide ... be responsible for establishing a robust control foundation for first line of defense FCRM activities across...in coordination with the Global Financial Crimes Compliance (GFCC) team within the Global Risk & Compliance… more
- TD Bank (New York, NY)
- …laws, regulations, and guidance. + Provide oversight of, and credible challenge to, the first line of defense. + Provide customized training and to ensure that ... **Work Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Financial Crime Risk Management **Pay Detail:** $128,000 -… more
- Bank of America (New York, NY)
- …a difference. Join us! **Job Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front ... in the review and challenge of business activities in line with BofA Global Compliance and Operational Risk...Communicates enterprise decisions, purpose, and results, and connects to team strategy, priorities and contributions. + Risk … more
- TD Bank (New York, NY)
- …NTMR mandate includes: + Setting the Bank's NTMR risk appetite working with the first line of defense, and developing & maintaining risk frameworks where ... York, New York, United States of America **Hours:** 40 ** Line of Business:** Risk Management **Pay Detail:**...for our team . The US Non-Traded Market Risk Team (US NTMR) is a part… more
- Capital One (New York, NY)
- …matter expertise to provide advisory, oversight, and effective challenge to stakeholders within the first line of defense. This role will engage with and build ... has operational responsibilities and reports to the CIO. The second- line Chief Tech Risk Officer (CTRO) and...+ Provide advisory, oversight, and effective challenge to the first line of defense. + Provide technical… more
- Scotiabank (New York, NY)
- … Risk Events, New Initiatives, and providing support and guidance to the first line to manage operational risks. + The senior manager will collaborate ... operational risks. + As a member of the second line of defense for Operational Risk in...with the team 's Director and Group Operational Risk team to identify and execute areas… more
- TD Bank (New York, NY)
- …and technology risk concepts + Oversees a team of senior risk managers as they lead second line challenge and examinations and tracks accountable ... technology risks across the enterprise. They partner with the first line of defense (CIO & CISO...serves as a key member of the senior leadership team for the Enterprise Technology Risk function… more
- Bank of America (New York, NY)
- …ensure consistent practices across the firm. This job is responsible for executing second line of defense compliance and operational risk oversight for a Front ... & Communicator: Communicates enterprise decisions, purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager: Ensures… more
- Capital One (New York, NY)
- … Management, Business Continuity, Payment Risk , Network Conflict Risk ) and the First Line Risk Offices. The role will also provide Subject Matter ... Senior Auditor) interested in becoming part of our Audit team . As a member of the Audit team..., the candidate will focus on audits of Second Line Risk Management (Enterprise Risk … more
- Bank of America (New York, NY)
- …for assisting the FX (Foreign Currency) Compliance and Operational Risk officer team to execute second line of defense compliance and operational risk ... teams in order to provide independent compliance and operational risk oversight of Front Line Unit or...through the Bank's required accommodation request process before your first day of work. This communication provides information about… more
