- BGB Group (New York, NY)
- Regulatory Operations Associate at BGB Group (View all jobs) (http://www.bgbgroup.com/careers.html) New York, NY BGB Group Regulatory Operations ... to commute into the office on a regular basis. Role Requirements: The Regulatory Operations Associate must be able to fulfill the responsibilities under the… more
- Publicis Groupe (New York, NY)
- …with the stability and experience of a global leader. **Overview** The Senior Associate , Regulatory Promotional Operations must follow the protocol ... by our pharmaceutical company clients when submitting marketing materials for regulatory review. This includes preparing completed editorial content to the… more
- S&P Global (New York, NY)
- …Team:** This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation and ... Regulatory Solutions, you will work closely with cross-functional teams,...you will work closely with cross-functional teams, including Sales, Operations , Technology, and Product Management, to develop and enhance… more
- US Bank (New York, NY)
- …The US Bank Law Division is seeking an experienced attorney to join the Legal Regulatory Group (LRG) to support the enterprise Finance group as well as the Bank's ... business lines. The attorney will provide regulatory legal advice to senior management on new products...personnel from the business lines as well as the operations , risk and compliance, treasury, and legal functions in… more
- Mizuho Corporate Bank (New York, NY)
- Summary The Liquidity Regulatory Reporting is a team responsible for the daily and monthly reporting and submission of FR2052A report for multiple entities under ... Mizuho US Operations . Additionally, the LRR team produces and monitors daily...the preparation and analysis of Mizuho Americas LLC Liquidity Regulatory Reporting, ensuring the accurate and timely submission of… more
- Grant Thornton (New York, NY)
- As a Regulatory Compliance Risk Senior Associate (Banking/Financial Services), you will get the opportunity to grow and contribute to our banking clients' ... teams to provide comprehensive compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk exposure. From… more
- Molina Healthcare (New York, NY)
- …achieved. Coordinates with Associate Vice President, Special Investigations Unit, Regulatory Operations (AVP- SIU) within to oversee the special ... **Job Summary** Acts as liaison between Special Investigations Unit (SIU) operations and health plans and internal functional teams to assure a smooth workflow… more
- SMBC (New York, NY)
- …will work within the Legal Department and report to the Managing Director, Associate General Counsel. **Role Objectives** + Provide US bank regulatory advice ... trading, and intercompany transactions. + Advise on applications, reports, and other regulatory submissions to US Federal and State banking regulators. + Participate… more
- Wolters Kluwer (New York, NY)
- …in healthcare, tax and accounting, financial and corporate compliance, legal and regulatory , and ESG to make critical decisions with confidence. By combining deep ... deliver solutions that drive impact. **What's the team like?** The Business Operations & Strategy (BizOps) Group drives transformation across WK's Global Business… more
- Stony Brook University (Stony Brook, NY)
- Staff Assistant II - Regulatory Affairs, Ethics, & Patient Safety **Position Summary** At Stony Brook Medicine, a **TH Staff Assistant II** in Regulatory ... distribution of minutes, etc. + Coordinate all office functions for the Regulatory Affairs, Ethics and Patient Safety Dept. including telephone reception, processing… more
- Raymond James Financial, Inc. (New York, NY)
- …trading team within Global Equities & Investment Banking (GEIB). Aids in the operations of the desk including order entry, trade clearing, order times, documenting ... in overall trade processing. Regular contact with internal departments, client operations , prime brokers, and their custodians is required to identify, research… more
- BMO Financial Group (New York, NY)
- …to achieve and sustain its risk-based compliance with applicable laws and regulatory requirements, and to ensure that the First Line of Defense responsibilities ... outlined in the Legal Regulatory Compliance Risk Management (LRCRM) Policy, the Enterprise Compliance...the Line of Business and colleagues within CMS, the Associate will be responsible to understand and review assigned… more
- Scotiabank (New York, NY)
- Associate Director, USD Liquidity Support, US Intl Money Markets & Funding (Reporting & Analytics) **Requisition ID:** 203220 **Salary Range:** 110,700.00 - ... winning team, committed to results, in an inclusive and high-performing culture. ** Associate Director, USD Liquidity Support, US Intl Money Markets & Funding… more
- Mount Sinai Health System (New York, NY)
- **Job Description** The Associate Director of Nursing is responsible for the management and oversight of nursing practice for assigned clinical areas. S/he has ... responsibility for the overall strategic plan for program operations , personnel management, annual goals and objectives and fiscal targets. S/he serves as liaison to… more
- Santander US (New York, NY)
- Sr. Associate , AML Compliance- Corporate & Investment Banking New York, United States of America The Sr. Associate , AML Compliance is responsible, as assigned by ... management, for various operations including AML investigations, SAR filing, enhanced due diligence...the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to… more
- Scotiabank (New York, NY)
- Associate Director, Global Capital Markets Documentation, GBM, New York, NY **Requisition ID:** 218678 **Salary Range:** 117,400.00 - 224,700.00 _Please note that ... committed to results, in an inclusive and high-performing culture. **Title: Associate Director, Global Capital Markets Documentation, GBM, New York, NY** Global… more
- Santander US (New York, NY)
- …assessing, and managing operational risks associated with digital payments operations , ensuring compliance with regulatory requirements, and contributing ... Senior Digital Payments Risk Associate New York, United States of America The...and oversight for electronic payments projects, ensuring compliance with regulatory requirements, Payment Systems Risk Policy, Standards, and internal… more
- TD Bank (New York, NY)
- …details and trade control codes are captured to facilitate downstream operations and regulatory reporting processes accurately and efficiently. **Depth ... for the wider Prime Finance Trading Group. We are looking to hire a Analyst/ Associate for the Prime Finance Funding group within TD Securities - Prime Services in… more
- City of New York (New York, NY)
- …guarantee an interview. Only candidates under consideration will be contacted. The Legal Associate (" Associate ") will report directly to, and work under the ... legal administrative support for the Board's Legal Office. The Associate will work closely with the General Counsel and...General Counsel and become an expert in the City's regulatory process and other legal issues that impact the… more
- Scotiabank (New York, NY)
- Analyst/ Associate , Corporate Banking, CIR (Consumer, Industrial, Retail), Origination **Requisition ID:** 217314 **Salary Range:** 95,000.00 - 155,000.00 _Please ... to results, in an inclusive and high-performing culture. **Title: Analyst/ Associate , Corporate Banking, CIR (Consumer, Industrial, Retail), Origination** **Global… more