- Bloomberg (New York, NY)
- Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal & Compliance Bloomberg's Legal & Compliance ... areas of focus for our stakeholders (including our Chief Compliance Officer and Executive Management). The successful...review. - Recommend topics and insights for reporting to Senior Management. - Support ad hoc reporting and data… more
- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Our people work differently ... and the business._ Senior Monitoring and Testing Compliance Assurance Officer reportingto the US General...reportingto the US General Counsel and the Global CCOwill lead the Compliance Assurance team responsible for… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is ... responsible for managing and maintaining assigned areas of the compliance program covering Fair and Responsible Banking including monitoring business area … more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... compliance risk, and is represented by the Chief Compliance Officer as either a member or...team and other legal entities in the Americas to lead a coordinated effort throughout the organization. + Collaborates… more
- Citigroup (New York, NY)
- **Job Description** Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and ... the Citi program framework. **Responsibilities:** + Coverage of the Compliance Data & Systems Transformation Workstream focusing on the...ability to navigate a complex organization; to influence and lead people across cultures at a senior … more
- Citigroup (New York, NY)
- The individual in this Citi Wealth role will work as a senior leader across the Citi Global Wealth businesses and functions coordinating regulatory examinations, ... with Business Leaders in the Citi Global Wealth businesses, Independent Compliance Risk Management (ICRM), Legal, Operations, Technology, Independent Risk, Internal… more
- International Rescue Committee (New York, NY)
- Requisition ID: req56091 Job Title: Senior Program Officer , Preferred Communities Sector: Social Work Employment Category: Fixed Term Employment Type: Full-Time ... tailored case management to the most vulnerable refugees. The Senior Program Officer for Preferred Communities (SPO)...local implementors to assist them in improving outcomes. + Lead monitoring of local offices for compliance … more
- Bank of America (New York, NY)
- Senior Treasury Sales Officer - Paytech and NBFI Sales New York, New York;Ontario, California; Chicago, Illinois; San Francisco, California **Job Description:** ... Powered by people. Driven by Technology. **Job Description:** The Senior Treasury Sales Officer (TSO) is responsible...He or she will partner with Corporate Bankers, Product, Compliance , Credit, Risk and Service partners to present optimal… more
- City National Bank (New York, NY)
- …for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of ... meetings to discuss testing and risk assessment results and lead line of business to remediation plans. * Works...line of business to remediation plans. * Works with Senior Compliance Officer , Compliance… more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... areas of concern. NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance ,...to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... consistent with the Citi program framework. Primary responsibilities include participating in senior business risk and control forums, monitoring compliance risk… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... compliance risk, and is represented by the Chief Compliance Officer as either a member or...team and other legal entities in the Americas to lead a coordinated effort throughout the organization. + Collaborates… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer ...ability to navigate a complex organization; to influence and lead people across cultures at a senior ... framework. This role will be part of the Global Privacy and Responsible Data compliance team covering the North America Cluster. It will be the primary contact for… more
- Citigroup (New York, NY)
- The Financial Planning and Analysis Group Manager is a senior management level position responsible for providing management with an analysis and insight of Citi's ... of Directors reports, and executive management reports as well as lead quarterly competitor reviews, quarterly annotated supplement, and quarterly investment reports… more
- Citigroup (New York, NY)
- …(ii) delivering risk information and analysis to help risk managers and senior management navigate complex risks and regulatory landscape, (iii) providing deep ... on changes to internal and regulatory policies as well as oversight for compliance monitoring and testing. + Perform issue management and partner with modelers to… more
- Citigroup (New York, NY)
- …for relevant sections in Citi's Recovery and Resolution plans and ensuring compliance with other relevant regulatory requirements. Markets RRP works closely with the ... on QFC Stay and Bail in rules. + As Markets QFC Stay & Bail-in lead , coordinate and implement strategies and controls to evidence regulatory compliance across… more
- Citigroup (New York, NY)
- The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in performing a… more
- MTA (Jamaica, NY)
- Agency Chief Equal Opportunity Officer - LIRR Job ID: 8793 Business Unit: MTA Headquarters Location: Jamaica, NY, United States Regular/Temporary: Regular ... 2024 Description JOB TITLE : Agency Chief Equal Opportunity Officer - LIRR SALARY RANGE : $165,000 - $175,000...Team and provides ad hoc reporting on (The Agency's) compliance statistics as it relates to equal opportunity. Daily… more
- MTA (Jamaica, NY)
- …of environmental protection and sustainability programs. Division personnel serve as lead environmental compliance officers establishing programs and policies in ... Vice President - Corporate Safety and Chief Safety Officer Job ID: 9700 Business Unit: Long Island...State Joint Commission on Public Ethics. Summary: As the senior accountable executive reporting to the LIRR President, this… more
- City of New York (New York, NY)
- …for and supported. - Collaboration is at the heart of the Deputy Chief People Officer role. You will work closely with senior leadership to align People and ... that is mission-driven and committed to continuous improvement. The Deputy Chief People Officer - People and Culture reports directly to the Chief People Officer… more