- Robert Half Finance & Accounting (Allen, TX)
- Description We are seeking a Bilingual Spanish Compliance Officer to join our team in the banking industry in Allen, Texas. The Compliance Officer will ... in. Requirements * Must possess a minimum of 3 years experience in a Compliance Officer role within the banking industry * Proficient in the use of compliance… more
- Wells Fargo (Irving, TX)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer on the Credit Card Compliance Team as part of Consumer Lending Compliance Team. ... role, you will** + Provide oversight and monitoring of business group risk-based compliance programs. + Maintain compliance risk expertise and consulting for… more
- Matter Family Office (Dallas, TX)
- …affect not only you, but others in the organization. YOUR RESPONSIBILITIES: The Chief Compliance Officer position is an opportunity to lead and oversee Matter ... of experience in wealth management industry required, focused on operations and compliance , and possessing a deep understanding of the operational and compliance… more
- Citigroup (Irving, TX)
- Serves as a regulatory compliance officer on the Fairness Team under Independent Compliance Risk Management's (ICRM) Customer Client Protection organization ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice for… more
- HUB International (Dallas, TX)
- …will be a highly visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely RPW senior leadership to ... all. This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic...growth, dynamic company within a rapidly expanding legal and compliance department. The SVP of Compliance ("SVP"),… more
- Citigroup (Irving, TX)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... + Assisting in the design, development, delivery and maintenance of best-in-class Compliance , programs, policies and practices for ICRM. + Responsible for engaging… more
- Citigroup (Irving, TX)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance by 1st line of ... assessing the design and effectiveness of key controls designed to address compliance risk; reporting and escalating control issues and any violations of laws… more
- Citigroup (Irving, TX)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) supporting **Branded Cards Product ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- Citigroup (Irving, TX)
- …a Vice President (VP) 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent Compliance Risk Management ... US Personal Banking (USPB) Independent Assessment Organization team responsible for assessing compliance risks and controls implemented by the first and second line… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... framework. **Responsibilities:** + Designing, developing, delivering and maintaining best-in-class Compliance , programs, policies and practices for ICRM. + Translating… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... needs in a manner consistent with the Citi program framework. The Independent Compliance Risk Management (ICRM) Regulatory Architecture Compliance (RAC) team is… more
- Citigroup (Irving, TX)
- The Compliance Independent Assessment Technology Officer is accountable for gathering and documenting the business requirements from Compliance Independent ... Applies in-depth understanding of the business impact of technical contributions. Strong compliance awareness is a necessity. Generally accountable for delivery of a… more
- Comerica (Frisco, TX)
- Director Business Risk & Control Officer The Director, Business Risk and Control Officer (BRCO) is a pivotal role in guiding the business to identify and ... understand risk exposures and the controls needed which are integral to reducing risk and safeguarding our customers and colleagues. The Director, BRCO leads a team who are critical to the success of the Risk Management Lifecyle and plays a role in Planning,… more
- Nuveen Investments (Frisco, TX)
- This position reports to the VP, Compliance Officer who has oversight responsibilities for Nuveen Securities, LLC, a registered US broker-dealer, which serves as ... will be responsible for supporting aspects of the Nuveen Securities Compliance Program relating to distribution activities and expected to provide top-flight… more
- Brink's (Coppell, TX)
- …to global operations (estimated 10%) + Regularly report to the Chief Ethics & Compliance Officer regarding material compliance related matters + Perform ... stay here. Job Title Global Head of Ethics and Compliance Job Description Major Responsibilities: + Act as the... Job Description Major Responsibilities: + Act as the compliance leader, strategist, and subject matter expert in assessing… more
- CVS Health (Irving, TX)
- …organization. In partnership with and under the direction of the Chief Medicaid Compliance Officer and Medicaid Compliance leadership team, this position ... of three days onsite per week and two days remote Experienced/career level compliance position that supports the compliance program activities and deliverables… more
- Baylor Scott & White Health (Dallas, TX)
- …regulations **ESSENTIAL FUNCTIONS OF THE ROLE** Position Overview: Collaborate with the BSWH Compliance Director and/or Chief Compliance Officer , acting as ... Health (BSWH) is committed to the operation of an effective compliance program. The Corporate Compliance Manager works under the direction of the Compliance … more
- Nuveen Investments (Frisco, TX)
- …enhancements in connection with business transformation initiatives. + Assist the VP, Compliance Officer with oversight of complaints process including intake, ... This role provides Compliance support to Nuveen Global Client Services, with...of proven knowledge and experience with securities laws, regulatory compliance , risk management and/or risk controls. + Series 7… more
- KPMG (Dallas, TX)
- …consumer compliance and safety and soundness regulations, (such as a compliance manager and/or officer , auditor, examiner, advisor, consultant, or regulatory ... **Business Title:** Senior Associate, Consumer Compliance **Requisition Number:** 118209 - 87 **Function:** Advisory **Area of Interest:** **State:** TX **City:**… more