- Charles Schwab (Westlake, TX)
- …planning across the corporation and its subsidiaries, including our bank and broker -dealers. We monitor and ensure adherence to regulatory ratios including the ... issues to senior management as necessary. We work with internal and external partners on multiple ongoing examinations and...audits of liquidity practices. We are seeking a Sr. Manager LRR to enhance and streamline our operations through… more
- Charles Schwab (Southlake, TX)
- …+ Conduct demonstrations of the AML Surveillance processes to business partners, internal testing, audit , and external regulators + Research and respond ... matches, as well as 314b requests. We are currently seeking a Senior Team Manager (people leader) who can empower, inspire, and develop a diverse team responsible… more
- Wells Fargo (Addison, TX)
- …COSO based policies for business process automated controls in scope for internal controls over financial reporting (SEC and Regulatory Reporting) and strategic ... for on-going application control compliance with COSO policies (proactive anticipation of internal control related matters) + Monitoring new and emerging internal… more
- Wells Fargo (Addison, TX)
- …reporting. + Assessing compliance with Well Fargo & Company's policies for internal controls over financial reporting and regulatory reporting. + Monitoring new and ... emerging internal control related guidance and issues and assist with...of Finance, Accounting, Analytics, Reporting or Business and Technology Audit experience, or equivalent demonstrated through one or a… more