- Grant Thornton LLP (Dallas, TX)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... required + Minimum 6 years of related work experience working in regulatory compliance , risk or internal audit departments at commercial/retail banks,… more
- Citigroup (Irving, TX)
- …needs in a manner consistent with the Citi program framework. The Independent Compliance Risk Management (ICRM) Regulatory Architecture Compliance ... Serves as a senior compliance risk officer for Independent ...of standard and enterprise controls as part of Citi Manager 's Control Assessment (MCA) related to the Regulations Management… more
- Bank of America (Plano, TX)
- Compliance and Operational Risk Manager - Global Markets and Financial Risk Charlotte, North Carolina;Pennington, New Jersey; Newark, Delaware; Plano, ... **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk...+ Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager… more
- Wells Fargo (Irving, TX)
- …+ SIE Certifications + CAMS (Certified anti-money laundering specialist) + CRCM (Certified regulatory compliance manager ) + CAFP (Certified AML and Fraud ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Bank of America (Plano, TX)
- Compliance and Operational Risk Manager ...applicable to area(s) of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk ... actions to address the root causes that lead to compliance risk issues and/or operational risk... risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and… more
- Wells Fargo (Irving, TX)
- …Tableau + Experience in Agile methodology + SIE Certifications + CRCM (Certified regulatory compliance manager ) **Program Date:** Begins summer 2025. ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Citigroup (Irving, TX)
- The Regulatory Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... facilitating data-quality and controls for other teams and managers. + Provides regulatory risk project management support (business requirements, analysis and… more
- Bank of America (Plano, TX)
- Model Risk (MRM) & Global Risk Analytics (GRA) Compliance and Operational Risk Manager Charlotte, North Carolina;Newark, Delaware; Plano, Texas **Job ... and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk ...**Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk… more
- US Bank (Irving, TX)
- …execute audits to assess the adequacy of first and second lines of defense compliance risk management practices. - Ability to build and continuously improve ... subsidiaries and entities where USB owns a majority (controlling) interest. The Audit Manager supports the assessment of the Company's risk and control… more
- PNC (Dallas, TX)
- …be performed remotely, at the manager 's discretion. The Senior Security Manager will lead a service "Security Policy, Compliance & Maturity". ... and have an opportunity to contribute to the company's success. As a Security Manager Sr within PNC's Technology organization, you will be based in Pittsburgh, PA;… more
- JPMorgan Chase (Plano, TX)
- …right candidate demonstrating careful attention to detail. Familiarity with legal inventories and regulatory compliance topics is a bonus, but interest in both ... program status + Grow familiarity with, and interest in, regulatory compliance topics + Grow familiarity with,...required + At least 4 years of experience in Risk Management, Controls, Audit, Legal, Compliance , or… more
- Charles Schwab (Westlake, TX)
- …role in the company's regulatory inventory management and compliance risk assessment processes. The Senior Manager is an individual contributor and will ... maintenance of a comprehensive regulatory inventory process and perform compliance risk assessment. The Senior Manager is expected to make… more
- Bank of America (Dallas, TX)
- …technical expertise. **Skills:** + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Coaching + Issue ... operational/fraud risk management requirements. The Global Financial Crimes (GFC) Regulatory Inventory and Change Management Manager with the GFC Program… more
- US Bank (Irving, TX)
- …(USB) The Senior Audit Manager will have strong knowledge of audit, risk management, and regulatory expectations (eg, Office of the Comptroller of Currency's ... loan management, etc.). This role supports the Senior Audit Manager - Credit Risk , Senior Audit Director...understanding of risk management frameworks (eg, global compliance risk management, control programs, change management,… more
- US Bank (Irving, TX)
- …spreadsheets, databases, and presentations - Professional certifications preferred - Certified Regulatory Compliance Manager (CRCM) _The role offers ... with partners to ensure the risks and control suites in the Enterprise Compliance Risk Assessment (ECRA) are accurate and adequate - Participating in… more
- Capital One (Plano, TX)
- …experience + At least 5 years of people management experience + Certified Regulatory Compliance Manager (CRCM) accreditation + Demonstrate ability to ... 5 (31065), United States of America, Plano, Texas Director, Regulatory Compliance Testing The Auto Finance and...7 years of experience working in financial services in risk , compliance , audit or legal + At… more
- Capital One (Plano, TX)
- Plano 5 (31065), United States of America, Plano, Texas Risk Manager - Access Management, Financial Services As a Risk Manager in the Financial Services ... risk management offices to perform and support risk , security, and compliance assessments. **In your...+ Identify and assess the impact of the changing regulatory environment on business objectives and risk … more
- Bank of America (Dallas, TX)
- …Skills + Written Communications + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation **Required Qualifications:** + Minimum ... Risk Management Manager - Reporting &...and determining C&E risk scenario requirements for risk management use and regulatory reporting. GCER… more
- PNC (Dallas, TX)
- …and have an opportunity to contribute to the company's success. As a LOB Risk Manager II, within PNC's Enterprise Technology and Security organization, you will ... solutions **Job Description** + Responsible for the establishment and oversight of risk strategies and program execution. May manage manager (s) and serves… more
- Federal Reserve Bank (Dallas, TX)
- …the District's financial and entity-level Sarbanes-Oxley (SOX) compliance and Enterprise Risk Management. The Manager will be accountable for the performance ... our website at www.dallasfed.org/careers **About the Role:** The **Enterprise Risk Management (ERM) Manager ** will be responsible...and results of the team, including the ongoing risk and SOX compliance -related responsibilities at the… more