- Capital One (Plano, TX)
- Senior Risk Manager - AML Investigation Process Governance **As a Senior Manager in Capital One's Anti-Money Laundering ( AML ) Program you'll ... AML process documentation while continuously monitoring and analyzing AML 's internal processes to identify potential risk ,...worked. New Orleans, LA: $155,300 - $177,200 for Sr. Risk Manager Plano, TX: $155,300 - $177,200… more
- Capital One (Plano, TX)
- Sr Manager , AML Risk Assessment Anti-Money Laundering ( AML ) is a key risk function within Capital One's Compliance & Ethics (C&E). In this role, you ... understand implications of potential recommendations and determine next steps. Senior Risk Managers at Capital One are...+ Interface with regulators and audit partners, representing the AML Risk Assessment function. + Engage in… more
- Scotiabank (Dallas, TX)
- Manager , US AML Audit **Requisition ID:** 241467 **Salary Range:** 76,600.00 - 142,300.00 _Please note that the Salary Range shown is a guideline only. Salary ... risk -related information to Officer-in-Charge or Audit Principal and senior management. + Maintain stakeholder relationships to successfully carry out audit… more
- Amazon (Dallas, TX)
- …best in class customer experience. The Sr. AML Account Compliance Program Manager will work closely with compliance, risk , operations, and technology teams ... maintaining an optimal SX as we grow. The Sr. AML and Account Compliance Program Manager will...on the performance, initiatives, and ongoing enhancements of the AML program to senior management and the… more
- Toyota (Plano, TX)
- …key AML and sanctions compliance metrics to senior management and the AML Operations Manager and others, as instructed. + Manage the reporting of key ... position at this time. **Who we're looking for** The AML Operations Senior Analyst is responsible for...enterprise-wide programs and projects. + Work collaboratively with the AML Operations Manager , business units, architects, business… more
- Bank of America (Plano, TX)
- …5 years' experience in financial products & services + 1 year experience with AML , Risk , or Compliance experience and/or knowledge of financial crimes typologies ... GFC Investigator (Brokerage - AML /Fraud) Phoenix, Arizona;Pennington, New Jersey; Plano, Texas; Dallas,...and/or law enforcement. This role may partner with GFCC Risk Management, front line units or other stakeholders to… more
- Capital One (Plano, TX)
- Senior Manager , Know Your Customer (KYC) Advisory...of various end-to-end work streams to improve the overall AML Risk Program + Advise the line of ... Governance The Senior Manager , Know Your Customer (KYC) Advisory Governance performs a...regulatory guidance + Oversee, credibly challenge, and assess the AML risk business environment with respect to… more
- Scotiabank (Dallas, TX)
- Senior Manager , Regulatory and Business Initiatives Group **Requisition ID:** 236169 **Salary Range:** 102,800.00 - 196,800.00 _Please note that the Salary Range ... and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk and… more
- US Bank (Irving, TX)
- …discover what you excel at-all from Day One. **Job Description** The Quantitative Senior Audit Project Manager (QSAPM) position within Corporate Audit Services ... is primarily responsible for performing model risk related audit engagements with minimal supervision from managers. The QSAPM is expected to perform audit testing… more
- Scotiabank (Dallas, TX)
- Senior Manager , USCM Operations **Requisition ID:** 241723 **Salary Range:** 102,800.00 - 196,800.00 _Please note that the Salary Range shown is a guideline ... committed to results, in an inclusive and high-performing culture. ** Senior Manager , US Cash Management Operations -...controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk . + Builds a… more
- Scotiabank (Dallas, TX)
- Senior Manager , Sustainment & Control **Requisition ID:** 241724 **Salary Range:** 102,800.00 - 196,800.00 _Please note that the Salary Range shown is a ... committed to results, in an inclusive and high-performing culture. ** Senior Manager , Sustainment & Control - Dallas,...controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk . + Builds a… more
- Bank of America (Dallas, TX)
- …requests and inquiries + Participate in Regulatory Meetings and Exams to provide Risk Manager perspective on critical issues + Participates in industry forums ... risks are appropriately addressed + Produces and/or oversees independent financial crimes risk management reporting to Global Financial Crimes senior leadership… more
- Bank of America (Dallas, TX)
- …and tactical initiatives. This position additionally entails: + Leading discussions with GFC Risk Managers and Senior Leaders, the Global Banking Front Line Unit ... Global Financial Crimes Manager - Global Banking Charlotte, North Carolina, United...monitoring and testing routines and reporting to identify potential AML risks and/or control weaknesses; conducting targeted risk… more
- Charles Schwab (Southlake, TX)
- …all models deployed across the organization. We are seeking applications for the Senior Manager position, focused on model validation and broader contributions ... us "challenge the status quo" and transform the finance industry together. Model Risk Oversight serves as a strategic function within Corporate Risk Management,… more
- Charles Schwab (Westlake, TX)
- …(vi) middle and back office operational functions. Reporting to a Director or Senior Manager in the Broker-Dealer/Asset Management enterprise team, the Senior ... risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to...draft audit observations for review by the Internal Audit Manager / Senior Manager (and above levels)… more
- Capital One (Plano, TX)
- …major components of business units and lead small to medium size BSA / AML , Sanctions, and Fraud Compliance audits. Perform risk assessments of business ... Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit...Compliance Audit team, you will focus on engagements involving BSA/ AML , Sanctions, and Fraud Compliance related audit projects that… more
- Scotiabank (Dallas, TX)
- …governing regulations, internal policies and procedures. The US Accounting Policies and Procedures Manager reports to the Senior Manager , US Accounting ... Manager , US Accounting Policies and Procedures **Requisition ID:**...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF… more
- Bank of America (Plano, TX)
- …role **Required Qualifications:** + Minimum 1 or more years' experience with Fraud, AML , Risk , or Compliance experience and/or knowledge of financial crimes ... regulators and/or law enforcement + Reports facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and… more
- MUFG (Irving, TX)
- …products are designed to clearly communicate MUFG exposure to the global FinCrime Risk environment to senior GFCD leadership and empower decision making about ... recruitment team will provide more details. **Job Summary:** Reporting into the Manager of the Global Financial Crimes Division's (GFCD) Data Insights and Analytics… more
- Bank of America (Plano, TX)
- …experience + 3 years' experience with 1 year of relevant experience with, AML , Risk , or Compliance experience and/or knowledge of financial crimes typologies ... An Investigator may be asked to partner with GFC Risk Management, front line units or other stakeholders to...law enforcement + Reports facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance… more