- Citigroup (Tampa, FL)
- …reported issues. Key Activities include: + Developing, implementing, and executing compliance testing , continuous assurance, and reporting programs within an ... assigned region in accordance with the Compliance Testing (CT) Plan. + Participating in...compliance , legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or… more
- Morgan Stanley (Tampa, FL)
- …sponsored benefit programs. **Job:** **Wealth Management* **Title:** * Financial Crimes Program Design: Architecture Implementation & Independent Testing - ... oversight, design, implementation, and maintenance of allfirst line of defense financial crimes activities including defining risk mitigant strategies, adherence… more
- MUFG (Tampa, FL)
- …provide more details. Job Summary: The Senior Auditor I role within Internal Audit Financial Crimes & Compliance Issues Management team is responsible for ... leading the monitoring of MUFG Americas Financial Crimes and Compliance -related audit...operating effectiveness of controls and ensure appropriate depth of testing . + Assign and review the staff selected for… more
- MUFG (Tampa, FL)
- …assisting in the testing execution for internal audits led by the Financial Crimes and Compliance audit teams. **Major Responsibilities:** + Maintain ... details. **Job Summary:** The Auditor II role within the Internal Audit Financial Crimes & Compliance Issues Management function is responsible for… more
- KPMG (Tampa, FL)
- …with analytical and technology-related tasks Provide support for financial services or financial crimes compliance initiatives at the direction of the ... technologies + Proven experience examining, assessing, and/or enhancing aspects of a financial crimes Compliance program (for example, performing internal… more
- Bank of America (Tampa, FL)
- …risk monitoring, testing , and risk assessments + Supports with escalating financial crimes related compliance and operational risks and issues ... Compliance and Operational Risk Management (CORM) Program, the Financial Crimes and Global Compliance ... Services and/or related government entity Skills: + Regulatory Compliance + Monitoring, Surveillance, and Testing +… more
- Bank of America (Tampa, FL)
- …in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve ... Global Financial Crimes Sr. Investigator Atlanta, Georgia;Jacksonville, Florida; Hunt Valley, Maryland; Pennington, New Jersey; Charlotte, North Carolina;… more
- Bank of America (Tampa, FL)
- …in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve ... Global Financial Crimes Investigator Phoenix, Arizona;Tampa, Florida; Atlanta, Georgia; Charlotte, North Carolina; Chicago, Illinois; Chandler, Arizona **Job… more
- Citigroup (Tampa, FL)
- …The Compliance Testing Sr. Analyst performs risk-based monitoring and testing of Citi's Financial Crimes (Anti Money Laundering (AML), Sanctions ... Risk management environments. + A comprehensive understanding of the regulatory and compliance environment surrounding Financial Crimes including AML,… more
- Citigroup (Tampa, FL)
- …managing and reporting control issues with transparency. **Qualifications:** + Knowledge of Financial Crimes Compliance laws, rules, regulations, risks and ... to address reported issues. **Responsibilities:** + Developing, implementing, and executing compliance testing and reporting programs within an assigned line… more
- Citigroup (Tampa, FL)
- …or large Financial Institution + Knowledge of Payments, Python/SQL, and Compliance Testing preferred + Knowledge of Anti-Money Laundering (AML) requirements ... The Global Funds Transfer AML Compliance Risk Management, Compliance Officer, AVP...prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader… more
- MUFG (Tampa, FL)
- …years audit experience, previously leading or executing IT audit engagements supporting Financial Crimes (BSA/AML/OFAC) compliance audits Working Knowledge ... the GFC IT Audit Director/Manager and is responsible for executing assigned Global Financial Crimes IT audits and independent validation of business activities… more
- USAA (Tampa, FL)
- …you will be an individual contributor for the First Party Fraud team within Financial Crimes . Leverages advance understanding within Financial Crimes ... extract insights from data to design solutions within the Financial Crimes space through a range of...to apply. + Thoroughly documents assumptions, methodology, validation and testing to facilitate peer reviews and compliance … more
- USAA (Tampa, FL)
- …Analyst I you will Individual contributor for the First Party Fraud team within Financial Crimes . You will leverage understanding within Financial Crimes ... data hygiene techniques. Thoroughly documents assumptions, methodology, validation and testing to facilitate peer reviews and compliance requirements.… more
- Citigroup (Tampa, FL)
- …rapidly changing environment and prepare for future growth. The Markets Risk & Control Financial Crimes team supports a Sales and Trading environment and is ... efficiency, reduces the risk of loss, and helps ensure compliance with corporate policies, procedures, laws, and regulations. In...assist with overseeing and implementing key elements of the Financial Crimes control framework for Markets with… more
- Citigroup (Tampa, FL)
- **The Role** The Product Owner & Business Analyst is a senior role within the Financial Crimes and Investigation Product team at Citi. This Position will be ... to consume in one sprint + Participate in the testing /review sessions and provide support for release. +...**Preferred Qualifications** + Knowledge on AML and working on Compliance / Regulatory domain , multi-year consent order type… more
- Deloitte (Tampa, FL)
- …and solution development engagements in partnership with internal and external AML and financial crimes compliance , audit, IT, and business teams. + ... validate sanction screening and transaction monitoring systems to ensure our financial clients can meet regulatory requirements while improving existing detection… more
- MyFlorida (Tampa, FL)
- …cases involving fraud, deceptive trade practices, business regulation, or white-collar crimes . + Significant motions practice or trial experience. + Significant ... reviews reports prepared by law enforcement officers, investigators, accountants, and financial analysts; and evaluates documentary and other evidence necessary to… more