- Mizuho Corporate Bank (New York, NY)
- …(KYC) matters, and coordinating regulatory examinations and relations. Summary The AML Surveillance Associate is responsible for ensuring efficient ... and ensure timely reporting of suspicious transactions to the Anti-Money Laundering ( AML ) Compliance Manager. The Associate is responsible for reviewing the AML… more
- Santander US (New York, NY)
- Sr. Associate, AML Compliance- Corporate & Investment Banking New York, United States of America The Sr. Associate, AML Compliance is responsible, as assigned by ... management, for various operations including AML investigations, SAR filing, enhanced due diligence processes, high-risk customer surveillance , special… more
- New York State Civil Service (New York, NY)
- …* Serves as an expert resource on Bank Secrecy Act/Anti-Money Laundering (BSA/ AML ) and related matters for the Banking Division; * Supports supervisory oversight ... and surveillance processes by prioritizing issues requiring immediate or early...supervisory attention; * Assists in review and revision of BSA/ AML and sanctions-related examination policies and procedures; * Assists… more
- New York State Civil Service (New York, NY)
- …processes related to the use of blockchain analytics and market surveillance tools;* Actively monitors dashboards identifying data anomalies raising red flags ... of material-change-of-business requests;* Maintains a good understanding of the BSA/ AML laws, regulations, guidance, and best practices, relevant to transaction… more
- Scotiabank (New York, NY)
- …to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not limited to responsibilities under ... the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the Guidelines for Business Conduct. +… more
- Scotiabank (New York, NY)
- …controls to address ongoing compliance. + Participate in the review of monitoring and surveillance routines and respond to alerts or issues from Surveillance by ... business controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk. + Champion a high-performance environment and… more