- SMBC (Jersey City, NJ)
- …a competitive portfolio of benefits to its employees. **Role Description** This Finance Control Oversight (FCO) Vice President (VP) role will support the review ... more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in ... more
- MUFG (New York, NY)
- …escalation of client or control issues to the Global Head of AML Advisory . + Coordinates risk re-evaluation and reviews of client relationships globally in ... more
- Raymond James Financial, Inc. (New York, NY)
- …information and decisions. Take responsibility for developing and delivering the organization's risk management and/or risk control policies and procedures. ... more
- Bloomberg (New York, NY)
- …First Line of Defense (FLOD) risk execution and partnering on Risk Control Self-Assessment (RCSA) training efforts + Successfully challenge FLOD on ... more
- JPMorgan Chase (Brooklyn, NY)
- …and middle-market corporations to financial institutions and governments. It provides advisory , full-service capital raising, and credit and risk management ... more
- BlackRock (New York, NY)
- …practice, who will be involved in various aspects of the Audit group's risk assessment, assurance and advisory activities, including audit planning and ... more
- Santander US (New York, NY)
- …and Abilities:** + Knowledge of the FINRA Gateway + Practical knowledge of key business control areas (Audit & Risk Review, Risk Management, Finance, Human ... more
- MUFG (New York, NY)
- …notes placement or bookrunning, institutional loan bookrunning, and project finance advisory services. Transactions often also involve interest rate and currency ... more
- BMO Financial Group (New York, NY)
- …mandate is to provide traders, marketers, BMO CM senior management and our external control groups ( Risk Reporting, Risk Oversight, Valuation Product ... more
- JPMorgan Chase (Jersey City, NJ)
- …notional and virtual techniques enable our clients to achieve visibility, control and optimization of working capital. **Job responsibilities** + Develops a ... more
- Mizuho Corporate Bank (New York, NY)
- Business Risk & Control - Data Loss Prevention Vice President The Business Risk & Control - Data Loss Prevention team is a 1st Line of Defense (LoD) ... more
- Mizuho Corporate Bank (New York, NY)
- …using data analytics.Collaborate both formally and informally with other corporate risk and control functions to ensure activities are coordinated.Work ... more
- CUNY (Brooklyn, NY)
- …of Work/RFPs, reviewing vendor submissions, managing budgets and overall quality control . The User Services Manager will provide supervision, mentoring and ... more