- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Audit Director , Financial Crimes Compliance (Hybrid) Capital One's Audit ... Audit team. As a member of the Financial Crimes Compliance (FCC) Audit ...will focus on all aspects of financial crimes compliance across the bank. A Director … more
- Morgan Stanley (New York, NY)
- …(M/F/Disability/Vet). / **Job:** **Investment Banking/Sales/Trading/Research* **Title:** *ISG Management - Financial Crimes Risk, Regulatory and Audit ... important part of our culture. Department Profile The ISG Financial Crimes Risk ("FCR") Team is embedded...stakeholders including Business Leaders, Second Line, Technology, and Internal Audit * Work closely with senior management to implement… more
- JPMorgan Chase (Jersey City, NJ)
- …team that provides solutions for more than ten functional pillars such as financial crimes , trade surveillance, legal, audit , resiliency, regulatory ... business pain points and improving efficiency and effectiveness. As an Applied AI ML Director , you will lead a team of data scientists at the forefront of innovation… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... for the role of Software Testing and Quality Engineering Director . Reporting to the CIO of GenAI & Consumer...areas and ensuring the stability and security of critical financial systems. + Liaise with internal audit ,… more
- Citigroup (Jersey City, NJ)
- …internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. The overall ... The Compliance Anti-Money Laundering (AML) Risk Management Director for US Retail Brokerage/Broker-Dealer and Consumer Wealth is a senior management level position… more
- Bank of America (New York, NY)
- …Client Due Diligence (CDD) documentation collection, with support from Operations and Global Financial Crimes Risk teams. The team acts as a coordination point ... Director : GM Client Experience - AML KYC Escalation...and other groups as needed + Represent Outreach on exam/ audit /regulatory management from a FLU perspective, where needed +… more
- SMBC (Jersey City, NJ)
- …laws/regulations as applicable to respective legal entities. Note: the CRA excludes financial crimes (AML, Sanctions, Fraud, and Bribery) risks as those ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...Compliance Department Americas Division ("CPAD"), reporting to the Executive Director , Head of Risk and Control Assessment. As a… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... begins with you. **About this role:** Wells Fargo is seeking an Executive Director to serve as a Commercial Mortgage Insurance Senior Manager to ensure life-of-loan… more