- BMO Financial Group (New York, NY)
- …of specific compliance programs within Global Markets, I&CB, and necessary registrations across all US groups. Works with business/group and internal partners to ... on sensitive Bank, customer, transactional, and employee information to ensure compliance with regulatory requirements. Exercises judgment to identify, diagnose, and… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... the compliance program for an investment advisory firm in Manhattan,...the preparation and ongoing maintenance of all applicable regulatory registrations and filings (eg filing of Form ADV, etc.).… more
- Siebert Williams Shank (New York, NY)
- …and experienced compliance professional to the team led by the Chief Compliance Officer . The selected candidates will be responsible for supporting the ... firm's overall compliance program including developing policies and procedures, communicating all regulatory changes to the taxable fixed income, municipal & equity… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …tasks like conveying grant vs. gift determinations and responding to vendor registrations for payments. The Projects Officer /Grants Specialist provides advice to ... Position Summary The Projects Officer /Grants Specialist acts as an institutional liaison with extramural sponsors, such as federal agencies, state and local… more
- City of New York (New York, NY)
- …an exceptional, highly motivated, detail-oriented procurement professional to serve as Fiscal Officer in the Division of Legal Affairs. Under the direction of the ... Director of Administrative Services, the Fiscal Officer will: prepare procurement documents using agency and citywide systems (FMS, DMSS/OCP, and PASSPort);… more
- Morgan Stanley (New York, NY)
- …personnel management and morale, and business ethics and practices, as well as compliance with all Federal, State, and Local laws and regulations. In addition, it ... including expense management * Assists in regulatory, legal and compliance issues including: Risk management for the Market in...or management experience * Bachelor's Degree required *Licenses and Registrations :* * Active Series 7, 8 (or 9 and… more
- EAC Network (Garden City, NY)
- …+ Implement preventive maintenance programs for vehicles to ensure safety and compliance . + Manage vehicle registrations and maintain accurate records of ... $40/hour Schedule:Monday-Friday, 9:00 AM - 5:00 PMReports to: Chief Operating Officer Job Overview: TheFacilities & Fleet Managerwill be responsible for maintaining… more
- Touro University (Valhalla, NY)
- …New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations US-NY-Valhalla ... Director of Research Operations is responsible for regulatory oversight and compliance of university research and teaching programs with applicable federal state… more