- Citigroup (New York, NY)
- Serves as a function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... Knowledge of Compliance laws, rules, regulations, risks and typologies + Compliance product coverage for Cash Sales Trading and Equities Trading + Must be a… more
- Citigroup (Jersey City, NJ)
- Serves as a function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** Jersey City… more
- Citigroup (Jersey City, NJ)
- …preferred **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** ... Serves as a compliance risk officer for the Control...products. + Assisting in the development and administration of Compliance training for the supported function/business/ product . +… more
- MUFG (New York, NY)
- …engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other ... stakeholders + Partner with Relationship Managers/ Product Groups to enable more enriched... Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from… more
- SMBC (New York, NY)
- …, Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Vice President role assists in managing a coverage ... Inc. serves as a regulatory advisory function to the President and is responsible for overseeing the management of...compliance risk and is represented by the Chief Compliance Officer as either a member or… more
- Citigroup (New York, NY)
- …and closing gaps across all stages of the lifecycles. The third party risk officer will work with Product and Cluster teams to ensure appropriate execution ... This role will also be the Third Party Risk Officer (TPO) for TTS FMIs and agent banks aligned...of third party controls and drive compliance with all applicable regulations, policies, and law in… more
- MUFG (New York, NY)
- …customers** + Responsible for the management of a portfolio as a credit officer + Perform due diligence and regularly scheduled reviews + Analyze credit risk ... and directly to various related parties throughout the bank, business line, product groups and credit divisions + Maintain direct communication with assigned… more
- JPMorgan Chase (New York, NY)
- …Client Office and Compliance teams in region to meet local or product specific KYC and AML requirements for Clients and transactions. Coordinate the launch and ... Global Investment Bank (GIB) and Global Corporate Bank (GCB) Product and Coverage teams to support the execution of...of successfully managing large/diverse teams Final Job Grade and officer title will be determined at time of offer… more
- AIG (New York, NY)
- VP , Underwriting & Referral Officer - Group Captives Who we are American International Group, Inc. (AIG) is a leading global insurance organization. Building on ... in cross-functional teams ensuring high-quality underwriting, adequate pricing, innovative product development, sensible business processes and regulatory compliance… more
- Citigroup (New York, NY)
- …Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP ** **Description** Citi's Commercial ... the ICM CCR Funds UW Team and will based in NYC. The Funds UW Credit Officer facilitates the end-to-end lending process and is essential for the delivery of a wide… more
- Citigroup (New York, NY)
- …client outreach, contract negotiations and execution with major external partners. The ** VP , Strategic Partnerships Lead Officer ** will work closely with the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Queens, NY)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their ... risk management consistency and excellence. + Works closely with Wealth Deposits Product to identify issues and make recommendations on improving practices. +… more
- Morgan Stanley (New York, NY)
- …Stanley's various businesses and its senior management team. Job Description Summary As a Vice President , you will report to the Global Head of Market Risk ... other resource consumption > Strategic Partner with various Finance groups ie Product Line Controllers, Legal Entity Controllers, Treasury, Compliance , Risk and… more
- NBC Universal (Englewood Cliffs, NJ)
- …the current and ever-changing face of the world. The Vice President of Security Assurance, Governance, Risk, and Compliance organization (SA/GRC) will ... leadership team. This individual reports directly to the Chief Information Security Officer and will set the strategic direction of the organization's security… more
- Morgan Stanley (Purchase, NY)
- …Investment Office. This requires close coordination with support partners such as Product teams, Operations, Technology, Compliance and Legalto identify and ... The Business Risk Management team is responsible for implementing the product risk and control framework supporting several businesses- Outsourced Chief Investment… more
- Morgan Stanley (Purchase, NY)
- …and services to serve the needs of WM and ISG clients. The Operational Risk VP Front Line Risk Officer will be responsible for the following: *Responsibilities:* ... based criteria * Prepare reporting and management presentations related to the Product Oversight program * Create draft reports and workpapers inclusive of Lessons… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President , Chief Risk Officer for the Private Client and Asset Management business reports to the Chief Risk ... Officer of Raymond James Financial and is responsible for...risk context. * Reports risk-related data including risk exposure, compliance to risk policies, and effectiveness of current risk… more
- the Vitamin Shoppe (Secaucus, NJ)
- …the work of outside counsel. **Responsibilities** 1. **Serve as the Company's Compliance Officer ** , monitor case law, regulatory matters, proposed legislation ... guidance and leadership, in partnership with the Chief People Officer , on all Federal and State labor law policies...and Regulatory Affairs on regulatory issues related to both product and procedures, including label safety, use of third… more
- Citigroup (New York, NY)
- Serves as a risk officer for the Client organization's Exam Management and Regulatory Liaison Office responsible for the promotion, support, monitoring and reporting ... and managing supervisory examinations, globally. **Responsibilities:** + Engage with the Client product and function coverage teams, in order to partner to develop… more
- Citigroup (New York, NY)
- The Model/Anlys/Valid Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... expected results. + Assists in the development of analytic engines for business product lines. + Communicates results to diverse audiences. + Conducts analysis and… more