- Eclaro (Munsey Park, NY)
- Audit Supervisor - Global Corporate and Investment Banking Job Number: 24-02295 Grab the opportunity to achieve your full potential! ECLARO is looking for a Audit ... Supervisor - Global Corporate and Investment Banking for our client in...team. Cover audits for businesses such as equity capital markets , debt capital markets , investment banking, corporate… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing team responsible for assessing ... by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based ...**Qualifications:** + 5-8 years of experience + Understanding of Global Markets business activities and products, preferably… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager- Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common ... and/or Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise… more
- Citigroup (Jersey City, NJ)
- …covering middle and back office Operations activities within the Global Markets business, in accordance with the Compliance Independent Assessment (CIA) ... reported issues. Key Activities include: + Participating in the planning, executing, and reporting of compliance testing reviews and regulatory issue validation… more
- Bank of America (New York, NY)
- Audit Supervisor - Global Markets Trade Surveillance/ Market Conduct New York, New York **Job Description:** At Bank of America, we are guided by a common ... knowledge + Uses innovative tools to complete audit activities more efficiently (eg, testing ) **Required Qualifications:** + 4-5 years' in audit or in a … more
- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Share: ... of the department and the business._ Senior Monitoring and Testing Compliance Assurance Officer reportingto the US...the industry. **Education and Experience:** + 10+ years of global compliance and audit related experience, and… more
- JPMorgan Chase (Brooklyn, NY)
- …This is a unique opportunity for someone interested in treasury concepts, capital markets and stress testing to contribute to the firm's financial resilience ... across the organization to develop your expertise in stress testing in deep market and idiosyncratic scenarios...and model review. + Familiarity with regulatory requirements and compliance . + Experience in stress testing or… more
- Bank of America (New York, NY)
- Global Markets Senior Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... Join us! **Job Description:** This job is responsible for the local and/or global management and direction of applicable market related risk management functions… more
- Bank of America (New York, NY)
- Global Markets Risk Sr Manager New...trading desk and other risk and support groups (ie, Compliance , Finance, Operations, etc.). Senior market risk ... a major driver of both revenue and risk for Global Markets . This role requires close interaction...Written Communications + Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation… more
- Bank of America (New York, NY)
- Global Markets Risk Manager (AVP/VP) - Mortgages and Securitized Products New York, New York **Job Description:** At Bank of America, we are guided by a common ... This job is responsible for the analysis, monitoring and reporting applicable market related risks taken within Global Mortgages and Securitized Products.… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... provides our clients an important bridge to this key global market for trade and investment flows...issues and execute action plans for Internal Audit and Compliance Testing findings assigned to Compliance… more
- Bank of America (New York, NY)
- Audit Manager - Global Markets - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... management to improve the control environment + Utilize yoursoundanalytical skills and Global Markets Electronic Trading expertise to execute assigned audit … more
- NatWest Markets (Stamford, CT)
- …emerging risks, trends and issues across the industry. **Education and Experience:** + Global compliance and audit related experience, and a knowledge of ... defence. The role is an effective part of the Compliance Assurance testing program and will be...in the Broker Dealer, Bond, Repo, Treasuries and Capital Markets business + Sound knowledge of broker dealer regulations,… more
- Bank of America (New York, NY)
- Audit Supervisor - Global Markets New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... levels. + Bachelor's degree or relevant experience **Desired Qualifications** + Familiarity with Global Markets - FICC lines of business, including trading and… more
- Bank of America (New York, NY)
- Senior Technology Manager - Global Markets Low Latency SOR Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose ... standards, audit exams and reviews), ensuring all relevant risk, financial, and compliance policies are met + Manages relationships with business and technology… more
- Citigroup (New York, NY)
- Job Description **Role Overview:** The Global Market Risk (GMR) Fundamental Risk of the Trading Book (FRTB) Program Lead will be responsible for leading the ... a best-in-class FRTB Implementation. You will represent and support Global Market Risk as co-Sponsor of the...Market Risk Management is industry leading and in compliance with regulatory expectations. This includes the implementation of… more
- SMBC (Jersey City, NJ)
- …Banking and Compliance Experience. + CRCM certification a plus. + Has a Compliance Testing , Bank Regulatory or Internal Audit background. + Able to work ... clients. It connects a diverse client base to local markets and the organization's extensive global network....testing engagements to validate the efficacy of regulatory compliance internal controls. This role will have coverage for… more
- SMBC (Jersey City, NJ)
- …**Qualifications and Skills** + 7+ years of swap dealer experience + Has a Compliance Testing , NFA or Internal Audit background + Able to work independently ... clients. It connects a diverse client base to local markets and the organization's extensive global network....Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP… more
- Bank of America (New York, NY)
- …the Investigators specific area of responsibility, specifically focused on Special Investigations, Global Markets , or Global Wealth and Investment ... Global Financial Crimes Compliance (GFCC) Investigator...to investigations teams responsible for coverage over Special Investigations, Global Markets , or Global Wealth… more
- KPMG (New York, NY)
- **Business Title:** Manager, Financial Services Client Onboarding (KYC), Capital Markets **Requisition Number:** 117438 - 68 **Function:** Advisory **Area of ... we don't anticipate that slowing down. In this ever-changing market environment, our professionals must be adaptable and thrive...end to end delivery of large to medium value global engagements related to onboarding and KYC, back-office operations… more
