- SMBC (Jersey City, NJ)
- …with relevant stakeholders, ensure internal procedures for the governance of issues management , ensuring that all relevant Compliance issues are tracked ... is meeting IAD expectations and timelines and provide consistent messaging to Compliance management . + Ad-hoc special projects as assigned by Compliance… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Director for US Retail Brokerage/Broker-Dealer and Consumer Wealth is a senior management ... of AML training + Develop and assist in the implementation of firm-wide AML risk management policy and strategic AML Compliance Risk Management direction as… more
- City of New York (New York, NY)
- …to ensure operational performance and contractual compliance . Collaborate with the Director of the Budget Management unit, in monitoring, tracking, and ... Administrative Staff Analyst NM I who will function as Director , Contract Monitoring and Compliance who will:...Review and Corrective Action Plans for the resolution of compliance issues in a timely fashion, by… more
- Capital One (New York, NY)
- …299 Park Avenue (22957), United States of America, New York, New York Audit Director , Financial Crimes Compliance (Hybrid) Capital One's Audit function is a ... candidate will focus on all aspects of financial crimes compliance across the bank. A Director on... Compliance Manager (CRCM) + Experience with consumer compliance , privacy and conduct risk management +… more
- Citizens (New York, NY)
- …relationships, the Privacy Director will foster an open and honest risk management and compliance culture within Citizens. This includes setting strategy for ... Description The Compliance Privacy Director , you will lead... issues . Required Skills/Experience: + 8+ years risk management & Compliance experience from working in… more
- KPMG (New York, NY)
- …and regulatory publications, writing professional articles, and speaking about current compliance issues at external seminars Qualifications: + Minimum of ... **Business Title:** Director , Consumer Compliance **Requisition Number:** 118205...and state regulators, and implementation and/or operation of risk management practices to prevent, detect, and/or remediate non- compliance… more
- KPMG (New York, NY)
- **Business Title:** Director , Markets Compliance **Requisition Number:** 118215 - 68 **Function:** Advisory **Area of Interest:** **State:** NY **City:** New ... (https://advisory.kpmg.us/) practice. Responsibilities: + Develop frameworks and methodologies for compliance , supervisory, operational and regulatory risk- management programs… more
- CUNY (Bronx, NY)
- Associate Director of Compliance and Diversity **POSITION DETAILS** Hostos Community College is seeking to fill the position of Associate Director of ... and other evidence that has been gathered. The Associate Director of Compliance and Diversity will be...Dean of Students Office regarding student complaints and other issues . - Attend meetings and coordinate with University offices… more
- CAMBA (Brooklyn, NY)
- … management agency, providing clients with personal care coordinators. Position: Compliance Director Reports Chief Legal Officer Location: 2244 Church Avenue ... Brooklyn, NY 11226 What The Compliance Director Does: + Oversee and monitor...of compliance matters and encourage reporting of compliance issues . + Monitor compliance … more
- S&P Global (New York, NY)
- …Solutions encompass comprehensive services that span client reference data collection and management , client lifecycle management , regulatory compliance , and ... document management . + **Regulatory Solutions** : Improves compliance and standardizes processes using advanced assets and outreach services that facilitate the… more
- City of New York (New York, NY)
- …efforts with the Agency divisions, other HR Units, and external partners on compliance issues , background checks and medical clearances. Keeping up to date ... The Bureau of Human Resources seeks to hire an Administrative Manager, NM/L-III (Senior Director , Office of Compliance Services). DUTIES WILL INCLUDE BUT NOT BE… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team responsible ... to assess the design and effectiveness of key controls designed to address compliance risk; reporting and escalating control issues and any violations of… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- …and integrity & trust. + demonstrate a history of successfully resolving challenging Compliance issues ; + have the ability to effectively deliver sound and ... This Senior Director , Corporate Compliance role is a...team. This individual will conduct day-to-day risk assessment and management to help support the vision for Compliance… more
- Ankura (New York, NY)
- …internal controls, and systems processes; + Prepare compliance reports for Compliance Officer, Senior Management , and/or Board; + Assist clients with ... + Serve as lead contact for Client engagements including delegation of duties and project management ; + Serve as Subject matter Expert in the fields of AML / BSA /… more
- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for ... management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external financial,… more
- SMBC (New York, NY)
- … team serves as a regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the ... or observer of various committees such as the New Product, Underwriting, Risk Management , Compliance , and Training committees. The Senior Compliance Officer… more
- International Rescue Committee (New York, NY)
- Requisition ID: req55162 Job Title: Director Awards Management , West Africa Sector: Awards Management Employment Category: Regular Employment Type: Full-Time ... the arc of crisis, emergency, humanitarian, and development contexts. Purpose of the Role The Director of Awards Management is a member of both AMU and the West… more
- TIAA (New York, NY)
- …and challenging remediation plans; performing thematic anan Front-line and IRM Compliance -owned issues and control enhancements; and developing risk metrics ... a team of compliance professionals who are responsible for the day-to-day management of the compliance risk management programs, policies and related… more
- City of New York (New York, NY)
- …e-Performance technical and qualitative issues . - Monitor and track compliance with performance management requirements and report on program effectiveness. ... NYC Department of Design and Construction seeks a Deputy Director , Office of Management and Budget (OMB)...of the Assistant Commissioner and works closely with the Director of Personnel to ensure compliance with… more
- Mount Sinai Health System (New York, NY)
- …1. **Duties and Responsibilities** (in order of importance and/or frequency) 1. Management of hazardous waste operations, including compliance oversight and ... appropriate storage measures, staff training and documentation. 4. Responsible for management of the Chemical Shipment Program, ensuring compliance with… more