- MetLife (New York, NY)
- …is part of Global Risk Management. Within CRM, the Governance, Customer Protection & Employee Conduct Compliance team has the responsibility for the ... execution and oversight of MetLife's global customer protection and employee conduct compliance programs which drive appropriate business practices and… more
- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... together to drive ambition for every future! **Purpose** The Conduct Compliance Officer coordinates tracking,...this or other roles at Scotiabank! At Scotiabank, every employee is empowered to reach their fullest potential, respected… more
- Family and Children's Association (Mineola, NY)
- …FCA policies and procedures are being followed, and that behavior meets FCA's Code of Conduct . The Compliance Officer vets and directs compliance issues ... Compliance Officer The Opportunity FCA is...or deal with similar situations in the future. + Conduct thorough and consistent audits checking for compliance… more
- TIAA (New York, NY)
- **Enterprise Sr Compliance Officer ** The Enterprise Senior Compliance Regulatory Programs Officer supports the Enterprise Compliance Chief ... Requirements: Sedentary Work **Career Level** 11PL The Enterprise Senior Compliance Officer supports the SMD Enterprise ...each of the regulated entities to identify and mitigate employee conduct risk, ensure adherence to regulations,… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... of US compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently conduct the effective challenge of … more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... in ensuring that all activities are conducted in accordance with the law. Compliance Officers monitor transactions, conduct regular audits, train employees on… more
- Siebert Williams Shank (New York, NY)
- …and experienced compliance professional to the team led by the Chief Compliance Officer . The selected candidates will be responsible for supporting the ... through ongoing research, education, and industry affiliations * Develop and conduct compliance training ensuring courses are compatible with regulations… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... framework. This role will be part of the Global Privacy and Responsible Data compliance team covering the North America Cluster. It will be the primary contact for… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Control Room within Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) testing team responsible for assessing compliance risks and ... of defense. Also responsible for performing risk assessment of Citi's compliance risks, performing independent testing activities (testing and on-going monitoring)… more
- Citigroup (Jersey City, NJ)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing significant ... compliance risks and controls implemented by the first and...to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** **Description** Citi's Commercial Bank (CCB) ... and will based in NYC. The Funds UW Credit Officer facilitates the end-to-end lending process and is essential...quarterly financial memo reviews of existing borrowers to track compliance with loan covenants, raising potential concerns and taking… more
- JPMorgan Chase (Brooklyn, NY)
- …As a Global Financial Crime Compliance Governance Senior Associate within the Compliance , Conduct and Operational Risk (CCOR) team, you will oversee and ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive… more
- City of New York (New York, NY)
- …Work with assigned Special Officer to ensure that all reports are in compliance with required trainings. Why you should work for us: - Loan Forgiveness: As a ... FOR POSTING: Open to candidates who are permanent in the title of Special Officer and will therefore be eligible to take the promotional exam for Supervising Special… more
- New York State Civil Service (Manhattan, NY)
- …Prosecutorial Conduct (CPC) Title Human Resources Director/Public Information Officer Occupational Category Other Professional Careers Salary Grade NS Bargaining ... and employee oriented services;* Overseeing the processing and maintenance of employee and payroll records; ensures compliance with applicable laws, rules,… more
- CUNY (Brooklyn, NY)
- …staff, providing information on under-utilization for relevant constituencies and monitoring employee recruitment and selection to ensure compliance with EEO/AAP ... Chief Diversity Officer **POSITION DETAILS** Brooklyn College, a top-ranked public...student groups; and aligning the objectives of diversity and compliance with the mission of the college. The CDO… more