- Bank of America (New York, NY)
- Senior Audit Manager - BSA /AML...Wilmington, Delaware; New York, New York **Job Description:** At Bank of America, we are guided by a common ... of Business (LOBs) ranging in scale and scope. Key responsibilities include developing BSA /AML and Sanctions audit plans, assessing issues for impact, assigning… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... you excel at-all from Day One. **Job Description** US Bank Corporate Audit Services (CAS) is seeking...a successful transformation. The Corporate Audit Services Senior Audit Project Manager is… more
- City National Bank (Jersey City, NJ)
- *SR. MANAGER OF AUDIT - COMPLIANCE* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating ... policies, and the effectiveness of operations of the BSA /AML function. The Senior Manager ...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your… more
- City National Bank (Jersey City, NJ)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... II- IT INFRASTRUCTURE* WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership...work in a dynamically changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and… more
- Robert Half Management Resources (New York, NY)
- Description We are in search of an AML Audit Manager to join our team in the Financial Services industry, based in New York. This role offers a contract ... clearly understood and followed. * Generate detailed reports of audit results and present findings to senior ... procedures and compliance and AML, OFAC, Sanctions and BSA regulations * Possess relevant certifications such as Certified… more
- City National Bank (Jersey City, NJ)
- … Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... and serving as a liaison between external auditors, bank examiners, and the Bank 's lending areas. Assumes the duties of Manager in the Manager 's… more
- TD Bank (New York, NY)
- …products and services. + Knowledge of AML typologies and AML regulations, including BSA , USA PATRIOT Act , and OFAC requirements. + Strong organizational skills ... + Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA /FCRM compliance + Contributes to… more
- Scotiabank (New York, NY)
- …guidance for remediation if deficiencies identified. + Serve as an effective risk manager to assist senior leadership in evaluating key operational risks across ... Manager , First Line Operational Risk, SBUS Risk Assessments...Line (FLSS), Second Line (Operational Risk Management), and Internal Audit , to confirm comprehensive and consistent practices are followed… more
- Scotiabank (New York, NY)
- …data points to the operational risk framework. + Serve as an effective risk manager to assist senior leadership in evaluating key operational risks across their ... Manager , First Line Operational Risk & RCSA **Requisition...RCSA technology universe. + Evaluate enterprise-wide assessments in TPRM, BSA /AML, CRCA, Risk ID, operational resiliency, to tie critical… more
- TD Bank (New York, NY)
- …in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA /AML compliance **Employee/Team Accountabilities:** ... for identifying, quantifying, and mitigating risks associated with customers across the bank . The team is also responsible for working with cross-functional teams… more
- TD Bank (New York, NY)
- …products and services. + Knowledge of AML typologies and AML regulations, including BSA , USA PATRIOT Act , and OFAC requirements. + Strong organizational skills ... of all aspects of AML/ATF/Sanctions/ABAC compliance programs in line with the Bank 's risk appetite and strategic direction. Department Overview: Financial Crime Risk… more